Indiana § 23-19-4-9 Withdrawal of registration

Indiana Statutes

§ 23-19-4-9 — Withdrawal of registration

Indiana·Title 23 BUSINESS AND OTHER ASSOCIATIONS·Art. 19 INDIANA UNIFORM SECURITIES ACT·Ch. 4 Broker-Dealers, Agents, Investment Advisers,

Withdrawal of registration by a broker-dealer,
agent, investment adviser, or investment adviser representative
becomes effective sixty (60) days after the filing of the application to
withdraw or within any shorter period as provided by rule adopted or
order issued under this article unless a revocation or suspension
proceeding is pending when the application is filed. If a proceeding is
pending, withdrawal becomes effective when and upon such conditions
as required by rule adopted or order issued under this article. The
commissioner may institute a revocation or suspension proceeding
under section 12 of this chapter within one (1) year after the
withdrawal became effective automatically and issue a revocation or
suspension order as of the last date on which registration was effective
if a

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Withdrawal of registration by a broker-dealer,
agent, investment adviser, or investment adviser representative
becomes effective sixty (60) days after the filing of the application to
withdraw or within any shorter period as provided by rule adopted or
order issued under this article unless a revocation or suspension
proceeding is pending when the application is filed. If a proceeding is
pending, withdrawal becomes effective when and upon such conditions
as required by rule adopted or order issued under this article. The
commissioner may institute a revocation or suspension proceeding
under section 12 of this chapter within one (1) year after the
withdrawal became effective automatically and issue a revocation or
suspension order as of the last date on which registration was effective
if a proceeding is not pending.

Indiana § 23-19-4-9 (Withdrawal of registration) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.