Indiana Statutes
§ 23-19-3-1 — Unlawful acts
Indiana·Title 23 BUSINESS AND OTHER ASSOCIATIONS·Art. 19 INDIANA UNIFORM SECURITIES ACT·Ch. 3 Registration of Securities and Notice Filing of Federal
It is unlawful for a person to offer or sell a security in this state unless:
(1)the security is a federal covered security;
(2)the security, transaction, or offer is exempted from registration
under IC 23-19-2-1 through IC 23-19-2-3; or
(3)the security is registered under this article.
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Related
Indiana ex rel. Naylor v. Indiana State Teachers Ass'n
950 F. Supp. 2d 993 (S.D. Indiana, 2013)
Jasen M. Snelling v. State of Indiana
(Indiana Court of Appeals, 2013)
Legislative History
As added by P.L.27-2007, SEC.23.
Nearby Sections
15
§ 23-0.5-1-1
Short title§ 23-0.5-1-2
Application§ 23-0.5-1-3
Application; exceptions§ 23-0.5-1-4
Delivery of record§ 23-0.5-1-5
Rules and procedures§ 23-0.5-1-6
Terms dependent on facts ascertainable outside the plan or filed
document; articles of amendment§ 23-0.5-1.5-1
Application of definitions§ 23-0.5-1.5-10
"Filed record"§ 23-0.5-1.5-11
"Filing entity"§ 23-0.5-1.5-12
"Foreign"§ 23-0.5-1.5-13
"General partnership"§ 23-0.5-1.5-14
"Governance interest"§ 23-0.5-1.5-15
"Governing person"§ 23-0.5-1.5-16
"Interest"§ 23-0.5-1.5-17
"Interest holder"