Iowa Statutes
§ 502.808 — Training requirements
Iowa § 502.808
This text of Iowa § 502.808 (Training requirements) is published on Counsel Stack Legal Research, covering Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Bluebook
Iowa Code § 502.808 (2026).
Text
1.A broker-dealer or investment adviser shall provide to its qualified individuals training
appropriate to the job responsibilities of a qualified individual. The training shall include all
of the following:
a.Instruction on how to identify the suspected or attempted exploitation of an eligible
adult, including common signs indicating the financial exploitation of an eligible adult, and
how to provide notification regarding the suspected or attempted exploitation of an eligible
adult.
b.Instruction regarding privacy and confidentiality requirements.
2.Abroker-dealerorinvestmentadvisershallprovidethetrainingrequiredbythissection
as soon as reasonably practicable, but at least within one year after the date the qualified
individual begins employment with or becomes affiliated or associat
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Nearby Sections
15
§ 502.101
Short title§ 502.102
Definitions§ 502.103
References to federal statutes§ 502.104
References to federal agencies§ 502.105
Electronic records and signatures§ 502.201
Exempt securities§ 502.202
Exempt transactions§ 502.203
Additional exemptions and waivers§ 502.207B
Legislative review and oversight§ 502.301
Securities registration requirement§ 502.302
Notice filingCite This Page — Counsel Stack
Bluebook (online)
Iowa § 502.808, Counsel Stack Legal Research, https://law.counselstack.com/statute/ia/502.808.