Georgia § 10-5-104 Limitations on administrative and civil liability

Georgia Statutes

§ 10-5-104 — Limitations on administrative and civil liability

No broker-dealer, investment adviser, or qualified individual who, in good faith and exercising reasonable care, complies with this article shall be subject to administrative or civil liability based on:

(1)A delay of a disbursement or transaction pursuant to this article;

(2)A disclosure made pursuant to this article; or (3) The failure to notify an eligible adult of disclosures made pursuant to this article.

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No broker-dealer, investment adviser, or qualified individual who, in good faith and exercising reasonable care, complies with this article shall be subject to administrative or civil liability based on: (1) A delay of a disbursement or transaction pursuant to this article; (2) A disclosure made pursuant to this article; or (3) The failure to notify an eligible adult of disclosures made pursuant to this article.

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