Florida § 517.1217 Rules of conduct and prohibited business practices for dealers and their associated persons and for intermediaries

Florida Statutes

§ 517.1217 — Rules of conduct and prohibited business practices for dealers and their associated persons and for intermediaries

Florida § 517.1217

TitleXXXIII

Ch. 517SECURITIES TRANSACTIONS

This text of Florida § 517.1217 (Rules of conduct and prohibited business practices for dealers and their associated persons and for intermediaries) is published on Counsel Stack Legal Research, covering Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook

Fla. Stat. § 517.1217 (2026).

Text

The commission by rule may establish rules of conduct and prohibited business practices for dealers and their associated persons and for intermediaries. In adopting the rules, the commission shall consider general industry standards as expressed in the rules and regulations of the various federal and self-regulatory agencies and regulatory associations, including, but not limited to, the Securities and Exchange Commission, the Financial Industry Regulatory Authority, and the North American Securities Administrators Association, Inc.

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The commission by rule may establish rules of conduct and prohibited business practices for dealers and their associated persons and for intermediaries. In adopting the rules, the commission shall consider general industry standards as expressed in the rules and regulations of the various federal and self-regulatory agencies and regulatory associations, including, but not limited to, the Securities and Exchange Commission, the Financial Industry Regulatory Authority, and the North American Securities Administrators Association, Inc.