District of Columbia Statutes
§ 31-5604.04 — Revocation of exemptions.
District of Columbia § 31-5604.04
JurisdictionDistrict of Columbia
Title 31Insurance and Securities.
Ch. 56Securities.
Subch. IVExemption from Registration.
This text of District of Columbia § 31-5604.04 (Revocation of exemptions.) is published on Counsel Stack Legal Research, covering District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Bluebook
D.C. Code § 31-5604.04 (2026).
Text
(a)The Commissioner may, by order, deny or revoke an exemption specified in § 31-5604.01(7) , (8), (10) or (12) or in § 31-5604.02 for any security or transaction.
(b)An order issued under this section shall not be retroactive. A person shall not violate § 31-5603.01 , § 31-5603.07 , or § 31-5604.05 by reason of an offer to sell or sale effected after the entry of an order under this section if the person did not know and, in the exercise of reasonable care could not have known, of the order.
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Legislative History
Oct. 26, 2000, D.C. Law 13-203, § 404, 47 DCR 7837
Nearby Sections
15
§ 31-1001
Report requirement.§ 31-1004
Confidentiality.§ 31-101
Definitions.§ 31-103
Functions and duties.§ 31-105
Transfers.§ 31-106
Organization.§ 31-106.01
Student Loan Ombudsman.§ 31-106.02a
Prohibited conduct – student loan servicers.§ 31-106.02b
Affirmative duties – student loan servicers.§ 31-106.02c
Prohibited acts – private education lenders.Cite This Page — Counsel Stack
Bluebook (online)
District of Columbia § 31-5604.04, Counsel Stack Legal Research, https://law.counselstack.com/statute/dc/31-5604.04.