District of Columbia Statutes

§ 31-5603.09 — Withdrawal and abandonment.

District of Columbia § 31-5603.09
JurisdictionDistrict of Columbia
Title 31Insurance and Securities.
Ch. 56Securities.
Subch. IIIRegistration of Securities.

This text of District of Columbia § 31-5603.09 (Withdrawal and abandonment.) is published on Counsel Stack Legal Research, covering District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
D.C. Code § 31-5603.09 (2026).

Text

(a)A registration statement may be withdrawn, at the discretion of the Commissioner, after receipt by the Commissioner of an application to withdraw, unless a revocation or suspension proceeding is pending when the withdrawal application is filed.
(b)If a proceeding is pending or instituted, withdrawal shall be effective at the time and upon the conditions that the Commissioner, by order, determines. If no proceeding is pending or instituted and withdrawal becomes effective, the Commissioner may institute a proceeding under § 31-5603.06 and enter an order as of the last date on which the registration was effective.
(c)A registration statement that has not been made effective within one year of the initial filing may be deemed abandoned by the Commissioner.

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Legislative History

Oct. 26, 2000, D.C. Law 13-203, § 309, 47 DCR 7837

Nearby Sections

15
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Bluebook (online)
District of Columbia § 31-5603.09, Counsel Stack Legal Research, https://law.counselstack.com/statute/dc/31-5603.09.