District of Columbia Statutes
§ 31-5603.01 — Registration requirement.
District of Columbia § 31-5603.01
JurisdictionDistrict of Columbia
Title 31Insurance and Securities.
Ch. 56Securities.
Subch. IIIRegistration of Securities.
This text of District of Columbia § 31-5603.01 (Registration requirement.) is published on Counsel Stack Legal Research, covering District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Bluebook
D.C. Code § 31-5603.01 (2026).
Text
No person shall offer or sell a security in the District unless the security is registered under this chapter, the security or transaction is exempt under § 31-5604.01 or § 31-5604.02 , or the security is a federal covered security.
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Legislative History
Oct. 26, 2000, D.C. Law 13-203, § 301, 47 DCR 7837
Nearby Sections
15
§ 31-1001
Report requirement.§ 31-1004
Confidentiality.§ 31-101
Definitions.§ 31-103
Functions and duties.§ 31-105
Transfers.§ 31-106
Organization.§ 31-106.01
Student Loan Ombudsman.§ 31-106.02a
Prohibited conduct – student loan servicers.§ 31-106.02b
Affirmative duties – student loan servicers.§ 31-106.02c
Prohibited acts – private education lenders.Cite This Page — Counsel Stack
Bluebook (online)
District of Columbia § 31-5603.01, Counsel Stack Legal Research, https://law.counselstack.com/statute/dc/31-5603.01.