California Statutes

§ 30209. — 30209. (Added by Stats. 1972, Ch. 1057.)

California § 30209.
JurisdictionCalifornia
Code FINFinancial Code - FIN
Div. 14.DIVISION 14. SECURITIES DEPOSITORIES
Ch. 2.CHAPTER 2. License

This text of California § 30209. (30209. (Added by Stats. 1972, Ch. 1057.)) is published on Counsel Stack Legal Research, covering California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cal. Financial Code - FIN Code § 30209. (2026).

Text

Any person who operates a securities depository, or solicits holders of securities within this state to place securities in a securities depository, either directly as principal or indirectly as agent, employee, manager, fiduciary representative, or in any other capacity, unless such securities depository has applied for and received the license required by this division, is guilty of a misdemeanor punishable by imprisonment in a county jail for not less than three months and not exceeding 12 months, or by a fine of not less than two hundred fifty dollars ($250) and not exceeding one thousand dollars ($1,000), or by both such fine and imprisonment.

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Legislative History

Added by Stats. 1972, Ch. 1057.
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Bluebook (online)
California § 30209., Counsel Stack Legal Research, https://law.counselstack.com/statute/ca/FIN/30209..