California Statutes

§ 28703. — 28703. (Added by Stats. 1998, Ch. 668, Sec. 3.)

California·Code CORP Corporations Code - CORP·Div. 3.·Title 4. DIVISION 3. CAPITAL ACCESS COMPANIES·Ch. 11. CHAPTER 11. Enforcement

The commissioner may issue a cease and desist order, including an order to take appropriate corrective action, if, after notice and a hearing, the commissioner finds either of the following:

(a)That any licensee or any subject person of a licensee has violated, is violating, or that there is reasonable cause to believe that any licensee or any subject person of a licensee may violate, any provision of this division or of any regulation or order issued under this division or any provision of any other applicable law.
(b)That any licensee or any subject person of a licensee has engaged or participated in, is engaging or participating in, or that there is reasonable cause to believe that any licensee or any subject person of a licensee may engage or participate in, any unsafe or unsound act

Free access — add to your briefcase to read the full text and ask questions with AI

California § 28703. (28703. (Added by Stats. 1998, Ch. 668, Sec. 3.)) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Legislative History

Added by Stats. 1998, Ch. 668, Sec. 3. Effective January 1, 1999. Operative July 1, 1999, by Sec. 4 of Ch. 668.
View on official source ↗