Home/California/Statutes/Code CORP: Corporations Code - CORP/Div.: 3./Title 4.: DIVISION 3. CAPITAL ACCESS COMPANIES/Ch. 11.: CHAPTER 11. Enforcement/§ 28700.
California Statutes

§ 28700. — 28700. (Added by Stats. 1998, Ch. 668, Sec. 3.)

California § 28700.
JurisdictionCalifornia
Code CORPCorporations Code - CORP
Div.3.
Title 4.DIVISION 3. CAPITAL ACCESS COMPANIES
Ch. 11.CHAPTER 11. Enforcement

This text of California § 28700. (28700. (Added by Stats. 1998, Ch. 668, Sec. 3.)) is published on Counsel Stack Legal Research, covering California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cal. Corporations Code - CORP Code § 28700. (2026).

Text

For purposes of this chapter, unless the context otherwise requires:

(a)“Office with a licensee” means the position of director, officer, or employee of the licensee or of any subsidiary of the licensee.
(b)“Subject person,” when used with respect to a licensee, means any of the following:
(1)Any controlling person or affiliate of the licensee.
(2)Any director, officer, or employee of the licensee or of any of the persons specified in paragraph (1).
(3)Any other person who participates in the conduct of the business of the licensee.

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Legislative History

Added by Stats. 1998, Ch. 668, Sec. 3. Effective January 1, 1999. Operative July 1, 1999, by Sec. 4 of Ch. 668.
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California § 28700., Counsel Stack Legal Research, https://law.counselstack.com/statute/ca/CORP/28700..