California Statutes
§ 28700. — 28700. (Added by Stats. 1998, Ch. 668, Sec. 3.)
California·Code CORP Corporations Code - CORP·Div. 3.·Title 4. DIVISION 3. CAPITAL ACCESS COMPANIES·Ch. 11. CHAPTER 11. Enforcement
For purposes of this chapter, unless the context otherwise requires:
(a)“Office with a licensee” means the position of director, officer, or employee of the licensee or of any subsidiary of the licensee.
(b)“Subject person,” when used with respect to a licensee, means any of the following:
(1)Any controlling person or affiliate of the licensee.
(2)Any director, officer, or employee of the licensee or of any of the persons specified in paragraph (1).
(3)Any other person who participates in the conduct of the business of the licensee.
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California § 28700. (28700. (Added by Stats. 1998, Ch. 668, Sec. 3.)) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.
Legislative History
Added by Stats. 1998, Ch. 668, Sec. 3. Effective January 1, 1999. Operative July 1, 1999, by Sec. 4 of Ch. 668.