Home/California/Statutes/Code CORP: Corporations Code - CORP/Div.: 1./Title 4.: DIVISION 1. CORPORATE SECURITIES LAW OF 1968/Part 3.: PART 3. REGULATION AND NOTICE FILING REQUIREMENTS OF AGENTS, BROKER-DEALERS, INVESTMENT ADVISER REPRESENTATIVES, AND INVESTMENT ADVISERS/Ch. 3.: CHAPTER 3. Licensing and Notice Filing Requirements of Investment Adviser Representatives and Investment Advisers/§ 25238.
California Statutes

§ 25238. — 25238. (Added by Stats. 1986, Ch. 698, Sec. 4.)

California § 25238.
JurisdictionCalifornia
Code CORPCorporations Code - CORP
Div.1.
Title 4.DIVISION 1. CORPORATE SECURITIES LAW OF 1968
Part 3.PART 3. REGULATION AND NOTICE FILING REQUIREMENTS OF AGENTS, BROKER-DEALERS, INVESTMENT ADVISER REPRESENTATIVES, AND INVESTMENT ADVISERS
Ch. 3.CHAPTER 3. Licensing and Notice Filing Requirements of Investment Adviser Representatives and Investment Advisers

This text of California § 25238. (25238. (Added by Stats. 1986, Ch. 698, Sec. 4.)) is published on Counsel Stack Legal Research, covering California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cal. Corporations Code - CORP Code § 25238. (2026).

Text

No investment adviser licensed under this chapter and no natural person associated with the investment adviser shall engage in investment advisory activities, or attempt to engage in investment advisory activities, in this state in contradiction of such rules as the commissioner may prescribe designed to promote fair, equitable and ethical principles.

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Legislative History

Added by Stats. 1986, Ch. 698, Sec. 4.
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California § 25238., Counsel Stack Legal Research, https://law.counselstack.com/statute/ca/CORP/25238..