California Statutes
§ 25237. — 25237. (Amended by Stats. 1997, Ch. 391, Sec. 25.)
California § 25237.
JurisdictionCalifornia
Code CORPCorporations Code - CORP
Div.1.
Title 4.DIVISION 1. CORPORATE SECURITIES LAW OF 1968
Part 3.PART 3. REGULATION AND NOTICE FILING REQUIREMENTS OF AGENTS, BROKER-DEALERS, INVESTMENT ADVISER REPRESENTATIVES, AND INVESTMENT ADVISERS
Ch. 3.CHAPTER 3. Licensing and Notice Filing Requirements of Investment Adviser Representatives and Investment Advisers
This text of California § 25237. (25237. (Amended by Stats. 1997, Ch. 391, Sec. 25.)) is published on Counsel Stack Legal Research, covering California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Bluebook
Cal. Corporations Code - CORP Code § 25237. (2026).
Text
The commissioner shall prescribe rules with respect to investment advisers licensed under this chapter who have custody of their clients’ securities or funds or who have any power of attorney from their clients to execute transactions as he or she finds to be necessary or appropriate in the public interest or for the protection of investors. The rules may require a minimum capital for those investment advisers or prescribe a minimum ratio between net capital and aggregate indebtedness or both, and may require a fidelity bond.
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Legislative History
Amended by Stats. 1997, Ch. 391, Sec. 25. Effective January 1, 1998.
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Bluebook (online)
California § 25237., Counsel Stack Legal Research, https://law.counselstack.com/statute/ca/CORP/25237..