California § 25231. 25231. (Amended by Stats. 2009, Ch. 131, Sec. 14.)

California Statutes

§ 25231. — 25231. (Amended by Stats. 2009, Ch. 131, Sec. 14.)

California § 25231.

Code CORPCorporations Code - CORP

Div.1.

Title 4.DIVISION 1. CORPORATE SECURITIES LAW OF 1968

Part 3.PART 3. REGULATION AND NOTICE FILING REQUIREMENTS OF AGENTS, BROKER-DEALERS, INVESTMENT ADVISER REPRESENTATIVES, AND INVESTMENT ADVISERS

Ch. 3.CHAPTER 3. Licensing and Notice Filing Requirements of Investment Adviser Representatives and Investment Advisers

This text of California § 25231. (25231. (Amended by Stats. 2009, Ch. 131, Sec. 14.)) is published on Counsel Stack Legal Research, covering California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook

Cal. Corporations Code - CORP Code § 25231. (2026).

Text

(a)Any investment adviser, or any person who contemplates becoming an investment adviser, may apply for a certificate to act as an investment adviser by filing with the commissioner an application. The application shall be accompanied by the consent to service of process specified in Section 25240 and shall contain information, in such form and detail, as the commissioner may by rule prescribe.

(b)Unless otherwise provided by rule or order of the commissioner, all investment adviser and investment adviser representative applications, amendments, reports, notices, related filings, and fees required to be filed with the commissioner pursuant to this title shall be filed electronically with and transmitted to the Web-based Investment Adviser Registration Depository operated by the Fin

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(a)
Any investment adviser, or any person who contemplates becoming an investment adviser, may apply for a certificate to act as an investment adviser by filing with the commissioner an application. The application shall be accompanied by the consent to service of process specified in Section 25240 and shall contain information, in such form and detail, as the commissioner may by rule prescribe.
(b)
Unless otherwise provided by rule or order of the commissioner, all investment adviser and investment adviser representative applications, amendments, reports, notices, related filings, and fees required to be filed with the commissioner pursuant to this title shall be filed electronically with and transmitted to the Web-based
Investment Adviser Registration Depository operated by the Financial Industry Regulatory Authority.

Legislative History

Amended by Stats. 2009, Ch. 131, Sec. 14. (AB 991) Effective January 1, 2010.

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California § 25231., Counsel Stack Legal Research, https://law.counselstack.com/statute/ca/CORP/25231..