Zotos Corp. v. Rader

91 F.2d 935, 34 U.S.P.Q. (BNA) 354, 1937 U.S. App. LEXIS 4378
Court of Appeals for the Second Circuit·Decided July 26, 1937·No. No. 449·Published·Cited by 3 cases

Opinion

L. HAND, Circuit Judge.

This is an appeal from a decree for the plaintiff entered on the usual bill in equity upon three patents. Ralph L. Evans is the inventor of all three; on January 21, 1932, he filed an application out of which came the patent last to be issued, No. 3,919,690; the other two were divisions of this application, and may be ignored in the view which we take of the original, The invention was for a means of waving women’s hair, consisting of a little pad containing a chemical which would generate heat when wetted. The pad was made up of a wrapper, a perforated envelope containing the chemical, a wet absorbent sheet next to the envelope, and a perforated flap to hold the two together. The pad was rolled around a tress of hair — itself wrapped upon a mandrel — and the chemical reaction of the water and the contents of the envelope gave out the heat. The invention spoke to an art which had been familiar with permanent hair waving for more than twenty-five years. In 1905, one, Nessler, produced a machine by which a tress, wetted with a soda or borax solution, was wound upon a mandrel and heated by electricity. He patented this in 1910, but it was expensive, laborious, and trying upon the customer. Between 1910 and 1920 it was improved by Suter and Frederics, and nine-tenths of permanent hair waving is still done in this way. The first chemical waver was devised by Sartory, who filed his application in August, 1924, and got a patent (No. 1,565,509) on December 15, 1925. He specified “calcium oxide, strontia, baryta or other suitable material or materials with [936] water” (page 1, lines 19, 20), to be put up in pads, which were to be wrapped around a mandrel bearing the tress, and covered by a metal tube carrying an injector by which water could be squirted upon the chemical. Many of the disadvantages of the electric curler remained; each tress required a separate tube, and as each would stay hot beyond the end of.the time necessary to wave the hair, if neglected they would overcook the hair, and it was difficult to make them operate evenly. An American company was organized in 1925 to exploit this patent, but it was unsuccessful and went bankrupt in 1928, when Evans bought the patent, and unsuccessfully tried to use it until he made his own invention. Some time in 1931 — the exact date does not appear — one, Poyner, showed him a pad like Sartory’s, but designed to be used without any enclosing tube or machine; it was to be merely wrapped around the tress, as usual rolled upon a mandrel. Shortly after that, one, Barnett, and his wife, showed him another pad of the same sort; and in a letter of December 30, 1931, he acknowledged the Barnetts as “the inventors of a process for permanently waving hair without the use of a machine, or electricity”; and engaged them to apply for patents which • should be assigned to him, and whose validity they were to warrant: Poyner being “nullified,” if possible.

Evans must have been experimenting with such pads before this letter, for his application was filed on January 21, 1932; but as he learned of Poyner and Barnett during 1931, his period of probation was less than twelve months. He testified — ■ and there is no reason to question it- — that in practice Barnett’s pad had several disadvantages; the immediate reaction, when for instance calcium oxide — quick-lime— was used, was so swift that the operator would burn her fingers before she could wrap and secure the pad; if the reaction were delayed to prevent this, the “delayer” would unduly hold it back thereafter, at a time when it should be speeded up; finally, the temperature would not keep up for the necessary six or seven minutes, for the heat would go off too fast. The optimum waving pad would have none of these defects. The patented invention is the result of Evans’ efforts to make one; the specifications disclosed it as follows. It was said to relate to that kind of permanent waving in which the tress was subjected to the heating action of a chemical “such as calcium oxide,” and it was concerned with “controlling the development of the heat * * * wherein certain materials are used to delay * * * or to accelerate the development of the heat, or to extend the development of the heat over a longer period of time than could be done by the self-heating chemical itself, said materials being used also for delaying and then accelerating * * * or for delaying, then accelerating and finally extending the heat development.”1 (Page 1, lines 10-23.) The “delayer” might be “an inert powder such as starch” (lines 36, 37), which acts “probably by preventing the rapid wetting of the heating chemical” (lines 46, 47). Or it might be “certain salts, such as ammonium sulphate” (lines 51, 52); or “sugar” (lines 53-59); or “a basic substance such as ammonium hydroxide” (lines 61-62) ; or “a dry base such for instance as sodium hydroxide” (lines 63-65). ■ The “accelerator” might be “an acidic material” like “aluminum sulphate” (lines 70-75); the “extender,” “a diluent, such as sand,” or “a substance which would emit a volatile gas,” thereby “removing the heat and keeping the temperature down”; an “ammonia compound” would serve for this (lines 81-87). No proportions are given. Next follow two details not here involved, and an option to use the chemical in.friable form, or in a cake made with glycerine. This constitutes the whole of the disclosure except a description of the pad and the method of its application,' which do not concern us. Of the ten claims in suit number twenty-eight will serve as a type; it is as follows: “28. Means for waving hair including a chemical which, when moistened, will generate sufficient heat to impart a permanent wave to the hair, and means combined with said heating chemical for delaying and then accelerating the natural development of the heat without raising its temperature and finally extending the development of the heat over a considerable period of time.”

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Zotos Corp. v. Rader, 91 F.2d 935, 34 U.S.P.Q. (BNA) 354, 1937 U.S. App. LEXIS 4378 (2d Cir. 1937).

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