Zeneca, Inc. v. Shalala

213 F.3d 161, 2000 U.S. App. LEXIS 10878, 2000 WL 633033
CourtCourt of Appeals for the Fourth Circuit
DecidedMay 17, 2000
Docket99-2329
StatusPublished
Cited by18 cases

This text of 213 F.3d 161 (Zeneca, Inc. v. Shalala) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Zeneca, Inc. v. Shalala, 213 F.3d 161, 2000 U.S. App. LEXIS 10878, 2000 WL 633033 (4th Cir. 2000).

Opinion

Affirmed by published opinion. Senior Judge HAMILTON wrote the opinion, in which Judge NIEMEYER and Senior Judge MINER joined.

OPINION

HAMILTON, Senior Circuit Judge.

This case involves a challenge by appellant Zeneca, Inc. (Zeneca), the manufacturer of the prescription drug DIPRIVAN, to the Food and Drug Administration’s (the FDA) approval of a generic version of DIPRIVAN manufactured by intervenor-appellee Gensia Sicor Pharmaceuticals, Inc. (Gensia). The district court granted Gensia’s and the FDA’s motions for summary judgment. Because we agree with the district court that the FDA’s approval of Gensia’s generic drug was in accordance with the Federal Food, Drug and Cosmetic Act (the FFDCA), 21 U.S.C.A. §§ 301-397 (West 1999), and the FDA’s own regulations implementing the FFDCA, we affirm.

I

A

The FFDCA requires drug manufacturers to obtain FDA approval prior to marketing new drugs. See id. § 355. To obtain FDA approval, the first applicant to market a drug — the “pioneer” — must submit a New Drug Application (NDA) to the FDA containing, among other things, “full reports of investigations which have been made to show whether or not such drug is safe for use and whether such drug is effective in use,” and “specimens of the labeling proposed to be used for such drug.” Id. § 355(b)(1). The FDA’s primary role in the NDA process is to ensure that the drug manufacturer has proven that its new drug (the pioneer drug) is safe *164 and effective prior to marketing. See generally id. § 855(d).

Once the FDA has “listed” a pioneer drug as approved, the FFDCA allows any person or entity desiring to market a generic copy of the pioneer drug to seek FDA approval of its generic version through an Abbreviated New Drug Application (ANDA). See id. § 355(j). The ANDA procedure “permits generic drug applications to piggy-back on clinical findings that [the] FDA has already embraced” in the NDA, In re Barr Labs., Inc., 930 F.2d 72, 73 (D.C.Cir.1991), and thus, the ANDA applicant need not duplicate the clinical safety studies that supported the pioneer drug’s NDA. The ANDA process, however, does not absolve the generic drug manufacturer from its burden of establishing that its generic drug is the bioequivalent of the pioneer drug, see 21 U.S.C.A. §' 355(j)(2)(A)(iv), (4)(F), and is safe and effective, see id. § 355(j)(2)(A)(iv), (4)(H). 1

In order to obtain approval of a generic drug, a manufacturer must provide information sufficient to establish that, among other things: (1) the generic drug is “bioe-quivalent” to the pioneer drug; (2) its active ingredients, route of administration, strength and dosage form are “the same as” those of the pioneer drug; and (3) the inactive ingredients are not “unsafe for use under the conditions prescribed, recommended, or suggested in the labeling proposed for the drug.” Id. §§ 355(j)(4)(C), (D), (H). With respect to the substitution of inactive ingredients in a parenteral drug, 2 the FDA’s regulations require that most of the generic drug’s inactive ingredients be the same as the inactive ingredients of the pioneer drug. Differences in inactive ingredients that are preservatives, buffers, or antioxidants are permitted as long as those differences do not affect the safety of the drug. See 21 C.F.R. §§ 314.94(a)(9)(iii), 314.127(a)(8)(ii)(B) (1999).

Manufacturers of generic drugs are also required to show that “the labeling proposed for the new [generic] drug is the same as the labeling approved for the listed drug ... except for changes required ... because the new drug and the listed drug are produced or distributed by different manufacturers.” 21 U.S.C.A. § 355(j)(2)(A)(v); see also id. § 355(j)(4)(G). This “same labeling” requirement has been interpreted by the FDA to require that

[l]abeling ... proposed for the [generic] drug product must be the same as the labeling approved for the reference listed drug, except for changes required ... because the drug product and the reference listed drug are produced or distributed by different manufacturers. Such differences between the applicant’s proposed labeling and labeling approved for the referenced listed drug may include differences in expiration date, formulation, bioavailability, or pharma-cokinetics, labeling revisions made to comply with current FDA labeling guidelines or other guidance, or omission of an indication or other aspect of labeling protected by patent or accorded exclusivity under section 505(j)(4)(D) of the act.

21 C.F.R. § 314.94(a)(8)(iv) (emphasis added).

B

Zeneca manufactures the pioneer drug DIPRIVAN (a form of propofol), which the *165 FDA approved in 1989 based on Zeneca’s submission of an NDA. DIPRIVAN is a parenteral drug used for inducing and maintaining anesthesia and for support of mechanical ventilation and sedation. DIPRIVAN has a pH range of 7.0 to 8.5. Shortly after Zeneca introduced DIPRI-VAN in the United States, post-operative fevers and infections were documented and associated with its use. These post-operative fevers and infections were determined to be the result of microbial contamination caused by mishandling of the drug by medical personnel. With the FDA’s encouragement, Zeneca decided to reformulate DIPRIVAN by adding the preservative disodium edentate (EDTA) in order to prevent microbial contamination. Zeneca performed clinical studies on the safety of the reformulated DIPRIVAN and, in return, was awarded three years of exclusivity for the reformulated DIPRIVAN when it was approved in 1996.

In March 1997, Gensia submitted an ANDA to the FDA for approval of a generic propofol product with EDTA, the same composition as DIPRIVAN. In July 1997, Gensia informed the FDA that it was evaluating the development of propo-fol using the preservative sodium metabi-sulfite (Sulfite) instead of EDTA. 3 In its July 1997 letter, Gensia provided preliminary data on a propofol product with Sul-fite that would have a pH range of 6.0 to 7.5. 4 Gensia asked the FDA to review the preliminary data and consider, in particular, the proposed lower pH of Gensia’s formulation and the safety of Sulfite as a preservative. The Office of Generic Drugs (the OGD) undertook a review of the preliminary data. 5 In addition, the FDA’s Division of Anesthetic, Critical Care and Addiction Products, the division that reviewed and approved the NDA for DIPRIVAN, provided consultation to the OGD about the proposed propofol product containing Sulfite.

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Bluebook (online)
213 F.3d 161, 2000 U.S. App. LEXIS 10878, 2000 WL 633033, Counsel Stack Legal Research, https://law.counselstack.com/opinion/zeneca-inc-v-shalala-ca4-2000.