Zappe v. Zappe

871 S.W.2d 910, 1994 Tex. App. LEXIS 346, 1994 WL 47071
CourtCourt of Appeals of Texas
DecidedFebruary 18, 1994
DocketNo. 13-93-180-CV
StatusPublished
Cited by1 cases

This text of 871 S.W.2d 910 (Zappe v. Zappe) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Zappe v. Zappe, 871 S.W.2d 910, 1994 Tex. App. LEXIS 346, 1994 WL 47071 (Tex. Ct. App. 1994).

Opinion

OPINION

DORSEY, Justice.

This appeal arises from an action to modify child custody after divorce. The judgment below, which changed the custodial parent, resulted from an order imposing sanctions on appellant, Pamela Rice Zappe (Rice), for failure to respond adequately and timely to discovery requests. The sanction order struck Rice’s pleadings, denied her the right to oppose appellee’s motion to modify custody, and imposed attorney’s fees against her, among other penalties. We hold the sanctions were excessive, reverse the judgment, and remand the cause for trial.

Rice and Robert Zappe (Zappe) were divorced in Lavaca County in December 1988. Rice was named managing conservator of their one child, Travis. Zappe was named [912]*912possessory conservator and ordered to pay child support. In January 1992, Zappe filed a Motion to Modify in which he sought to change managing conservatorship from Rice to himself. Rice filed an answer and motion to transfer venue to Montgomery County. Zappe served discovery on Rice in March 1992, which was not fully or timely answered.

A sanctions hearing was held on October 27, 1992, in which Rice’s pleadings were struck, and attorney’s fees were awarded to Zappe, along with other sanctions against her. The sanctions were conditional; if Rice paid the ordered attorney’s fees, the other sanctions would be vacated. She did not, and a final judgment was entered against her on January 8, 1993.1

Rice asserts that the trial court abused its discretion because the sanction does not relate to the sanctionable conduct and is excessive, and because the court did not consider the best interest of the child.

Zappe contends by cross point that child custody was changed as a result of a post-answer default judgment which occurred at the January 1993 hearing, rather than as a result of the sanctions order, and that the rules relating to default judgments apply rather than the rules that govern discovery sanctions. Although appellee denominates this as a cross point, Zappe requests no affirmative relief. We will treat it as a reply point.

Our review of a sanctions order is based upon an abuse of discretion standard. Transamerican Natural Gas v. Powell, 811 S.W.2d 913, 916-19 (Tex.1991); Weimer v. Weimer, 788 S.W.2d 647, 649 (Tex.App.— Corpus Christi 1990, no writ). The trial court has the authority to impose sanctions for discovery abuse under Rule 215; it abuses its discretion when it acts without reference to guiding rules and principles. Tex. R.Civ.P. 215; Downer v. Aquamarine Operators, Inc., 701 S.W.2d 238, 241 (Tex.1985), cert. denied, 476 U.S. 1159, 106 S.Ct. 2279, 90 L.Ed.2d 721 (1986).

The guiding rules and principles to be applied are found in Rule 215, Transamerican, and Braden v. Downey, 811 S.W.2d 922, 929 (Tex.1991). Rule 215 requires that sanctions be just; that is to say, there must be a relationship between the offensive conduct and the sanction imposed, and the sanction may not be excessive. Transamerican, 811 S.W.2d at 917.

The trial court imposed sanctions on Rice for failing to timely and completely respond to interrogatories and for failure to respond to a request for production.2 Signed, sworn responses including additional information were served on counsel at the sanctions hearing October 27, 1992. Prior hearings had been set on the sanctions motion but had been passed by agreement.

The sanctions were imposed as a result of the court’s first hearing on October 27. The court struck Rice’s pleadings, denied her the right to oppose Zappe’s Motion to Modify Custody and to make additional discovery, denied her motion to transfer venue, and awarded attorney’s fees against her. The court also made the following findings and conclusions in the order: a material and substantial change of condition has occurred [913]*913since the parties’ divorce; there is a serious concern regarding the welfare of Travis Paul Zappe; the appointment of Zappe as sole managing conservator would be a positive improvement and in the best interest of Travis Paul Zappe; Zappe is appointed managing conservator, Rice is appointed possessory conservator; and child support orders are delayed until a later hearing. The order was conditional in that it recites that the findings, conclusions, and other sanctions shall be withdrawn if Rice pays $1400.00 in attorney’s fees to Zappe within 60 days. At the hearing, Rice stated that she was unable to pay the fees.

The only testimony at the hearing was that of Rice and Zappe’s attorney. Rice testified that her delay in responding to discovery occurred because she was under a physician’s care for a very difficult pregnancy, that she had a history of previous miscarriages; and that her husband tried to shield her from anything that might upset her, including correspondence and telephone calls from her attorney. Rice further testified that her doctor had ordered bed rest and that she was on leave from her regular job, although she worked an undetermined number of hours running a bridal shop she owned. Zappe’s counsel testified regarding attorney’s fees incurred in trying to compel discovery.

Sanctions serve three important functions: to secure compliance with the discovery rules, to deter other litigants from similar misconduct, and to punish violators. Chrysler Corp. v. Blackmon, 841 S.W.2d 844, 849 (Tex.1992); Weimer, 788 S.W.2d at 650. “[A] just sanction must be directed against the abuse and towards remedying the prejudice caused the innocent party.” Id.

Rice’s failure to make discovery in a timely and complete manner prejudiced Zappe by increasing the cost of bringing his motion to modify. The minimal prejudice to Zappe does not excuse Rice’s failure to comply, but is relevant to determining proper punishment.

The sanctions imposed on Rice effectively disposed of her lawsuit on the merits. Such a punishment is not warranted unless the party’s hinderance of the discovery process “justifies a presumption that its claims or defenses lack merit” and should not be assessed unless the party is acting in flagrant bad faith. Transamerican, 811 S.W.2d at 918. Such “death penalty” sanctions may be imposed as an initial sanction only in exceptional cases in which lesser sanctions would not promote compliance. GTE Communications Sys. Co. v. Tanner, 856 S.W.2d 725, 729 (Tex.1993).

The court’s sanction order in this case results from incomplete answers to discovery. Rice’s incomplete answers do not justify a conclusion that Rice’s claims or defenses lack merit.

Appellee contends that the court first imposed lesser sanctions because it ordered Rice to pay attorney’s fees as a condition to avoid the imposition of the harsher penalties. However, the “death penalty sanctions” were imposed at an initial hearing after Rice tendered new answers to discovery.

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871 S.W.2d 910, 1994 Tex. App. LEXIS 346, 1994 WL 47071, Counsel Stack Legal Research, https://law.counselstack.com/opinion/zappe-v-zappe-texapp-1994.