ORDER
JOY FLOWERS CONTI, District Judge.
The complaint of plaintiff Kathleen M. Zalewski (“plaintiff’) was received by the clerk of court and was subsequently referred to United States Magistrate Judge Lisa Lenihan for pretrial proceedings in accordance with the Magistrate Judges Act, 28 U.S.C. § 636(b)(1), and Rules 72.1.3 and 72.1.4 of the Local Rules for Magistrate Judges.
The magistrate judge’s November, 2007 Report and Recommendation (“R
&
R”) recommended that the Motion for Summary Judgment filed by defendant PNC Financial Services Group, Inc. (“defendant”) on plaintiffs remaining claims be granted. Objections were timely filed by plaintiff on December 3, 2007, with defendant’s Response filed on December 12, 2007. Plaintiffs objections raised issues only with respect to the grant of summary judgment in favor of defendant on her claim under the Fair Labor Standards Act (the “FLSA”). The gist of plaintiffs objections is that by apparently relying on evidence of compensation consultants who reviewed job profiles of the positions held by plaintiff, the magistrate judge failed to recognize that defendant had the. burden to show that the duties performed by plaintiff qualified her for the administrative exemption and failed to address whether defendant had adduced evidence concerning plaintiffs primary duties. Plaintiff, however, is mistaken. The reference to the compensation consultants’ review enables the court to consider the duties assigned to a certain position. The actual conclusion of the magistrate judge was that defendant “adduced evidence that plaintiff was performing work within the normal/typical parameters of her position.” (R
&
R at 15). The R & R, however, does not specifically identify the evidence adduced for that finding, although it later describes self-reporting by plaintiff about her duties. This matter will be remanded for a clarification of the evidence relied upon for that finding.
After review of the pleadings and documents in the case, together with the R & R, the following Order is entered:
AND NOW, this
8th
day of January, 2008:
IT IS HEREBY ORDERED that Defendant’s Motion for Summary Judgment be granted with respect to Plaintiffs claim under the American with Disabilities Act (“ADA”).
The Report and Recommendation of Magistrate Judge Lenihan is adopted as the opinion of the court with respect to plaintiffs claim under the ADA and the matter relating to plaintiffs FLSA claim is remanded to the magistrate judge to consider plaintiffs objections and defendant’s response to those objections.
REPORT 'AND RECOMMENDATION
LISA PUPO LENIHAN, United States Magistrate Judge.
I.
RECOMMENDATION
It is respectfully recommended that the Defendant’s Motion for Summary Judg
ment as to the remaining claims be granted, as Plaintiff has not presented evidence from which a reasonable jury could find in her favor.
II.
REPORT
This case involves claims related to the employment and termination of Plaintiff, Kathleen M. Zalewski (“Plaintiff’), by Defendant, PNC Financial Services Group, Inc. (“PNC”). Plaintiff brought (a) federal and state claims of disability discrimination, including claims as to both her termination and her employer’s failure to accommodate her alleged disability; as well as (b) claims for failure to pay overtime in accordance with the Fair Labor Standards Act (the “FLSA”); (c) violations of the Employee Retirement Income Security Act (“ERISA”); and (d) violations of the Family and Medical Leave Act (the “FMLA”). All claims but those for failure to accommodate Plaintiffs alleged disability and failure to pay overtime required under the FLSA, have since been withdrawn.
Because no reasonable fact-finder could conclude — on the medical and other evidence before this Court — that Plaintiff was “substantially limited” in the performance of a major life activity at the time she requested reassignment to another supervisor and/or that Plaintiff required a reasonable disability accommodation of reassignment or relocation, this Report recommends that summary judgment be granted on this claim. Similarly, because no reasonable fact-finder could conclude, in light of the evidence to the contrary, that Plaintiff was outside the “administrative exemption” for overtime pay under the FLSA, this Report recommends that summary judgment be granted on this claim as well.
A.
Statement of Facts and Procedural History
This case was filed, in September 2006 and as noted above, as a civil action for relief in consequence of PNC’s alleged discriminatory and/or retaliatory termination of, and preceding failure to accommodate, Plaintiff. It also alleged that PNC failed to pay Plaintiff overtime as required under the FLSA, violated ERISA by interfering with her health plan benefits, and violated the FMLA by terminating her for taking leave. All but the first of these three additional counts were withdrawn in June 2007. Plaintiffs claim for discriminatory or retaliatory discharge under the Americans with Disabilities Act (the “ADA”) and the Pennsylvania Human Relations Act (the “PHRA”) was effectively withdrawn in Plaintiffs Response to Defendant’s Motion for Summary Judgment.
The facts relevant to Plaintiffs remaining claims for failure to accommodate and failure to pay statutorily-requisite overtime, read in the light most favorable to Plaintiff, are as follows:
Plaintiff was employed by PNC from January 1992 until her termination in September 2005. In or before 2003, she was promoted to the position of Senior Accountant, and in March 2004 she was promoted to the position of Senior Financial Analyst.
Plaintiff suffers from epilepsy and depression. In March, 2004, her treating physician changed her seizure medication and she suffered related sleep disturbance/insomnia, which placed her at increased risk for a seizure.
She requested
accommodation, including a work-at-home schedule, and PNC contacted her treating physician, Dr. Weisman. Plaintiffs physician responded that Plaintiffs seizure disorder was “well controlled and [he did] not believe it [had] any effect whatsoever on her ability to perform her employment duties” and that her condition was “under control with medication”, with an excellent prognosis and she had “no limitations or medical restrictions pertaining to her employment” and “[did] not require any special accommodations or job modifications”.
See
Defendant’s Brief in Support, Ex. F (correspondence from Dr. Weisman of March 9, 2004). PNC re-provided its Health Care Provider Questionnaire to Dr. Weisman, who replied on June 16, 2004, that although her “present drug [was] controlling her condition extremely well, [it was] producing insomnia” and that it would be “very beneficial” if she could work from home two days a week for the “next couple of months”. PNC then permitted Plaintiff to alter her work schedule, including,
e.g.,
to work from home two days of the work week,
and to discontinue lunch hour and other workday overtime.
Excepting her subsequent request for reassignment accommodation giving rise to the instant action, Plaintiff does not allege any extended work absences or other need for accommodation owing to her epilepsy during her more than 13 year employment with PNC. She elected to discontinue working at home in November, 2004.
See
Deposition at 86.
In December, 2004, Plaintiffs supervisor, Mr. Didiano (“Didiano”), was instructing/training her in new computer spreadsheet job responsibilities.
During their interaction, Didiano repeatedly waved his hand in front of Plaintiffs face and queried “Hello? Are you getting this?” Plaintiff, who perceived this exchange as reflecting discriminatory animus because of her epilepsy, reported the incident the next day and requested reassignment to another supervisor/department.
Didiano was counseled/corrected by Ms. Fine-Sheriff, a PNC Employee Relations Consultant, with regard to sensitivity in his interactions with employees and avoidance of ambiguous and/or derogatory conduct.
He apologized to Plaintiff, and Plaintiff does not
allege any other specific incidents of discriminatory conduct on his part.
In March, 2005, Plaintiff advised her employer that she was suffering from depression, requested, and was granted a short-term disability medical leave of absence under the FMLA lasting the full thirteen (13) weeks of salaried leave available.
Upon her return to PNC on June 3, a meeting with Plaintiff, an employment specialist, and an advocate from the Epilepsy Foundation was held and Plaintiff requested that, if she were not'reassigned, her work station be relocated away from Didiano’s. PNC declined to reassign Plaintiff to another supervisor or to relocate her work station away from Didiano, as she requested, but did provide Plaintiff with a- third-party job coach to help her resume her work.
Documentation at that time indicates that Defendant was implementing a review process to determine (a) the job standards of Plaintiffs Senior Analyst position and (b) whether or not she could perform them.
See
Deposition at 83-84. Although Plaintiff reported to work the following week,
ie.,
through June 10, she was then absent from work until June 28th, and her last day of work attendance was June 29.
See
Deposition at 59-60. The review process was never completed owing, by Plaintiffs admission, to her absence.
In July 2005, PNC further reduced its workforce, and eliminated Plaintiffs position, reducing the Analysts positions in her work group from five to four.
Plaintiff offered to return to work in August, but was advised by PNC that it was not necessary for her to do so, and Plaintiff was paid through her effective termination date of September 18, 2005. Although others whose positions were terminated applied for and obtained replacement positions within PNC, and PNC had advised her that it would consider her application for another available position,
Plaintiff made no application.
B.
Motion for Summary Judgment
Summary judgment may only be granted if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact. Fed.R.Civ.P. 56(c). Summary judgment may be entered against a party who, after adequate time for discovery, has failed to make a showing sufficient to establish the existence of an element essential to that party’s case and on which that party will bear the burden of proof at trial.
See Celotex Corp. v. Catrett,
477 U.S. 317, 322, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). In considering a motion for summary judgment, the Court examines the facts in the light most favorable to the non-movant, and the party moving for summary judgment must show that the evidence of record is insufficient to carry the non-mov-ant’s burden of proof,
ie.,
that there are no genuine issues of fact to be tried.
Id.; Anderson v. Liberty Lobby, Inc.,
477 U.S. 242, 257-49, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). On a motion for summary judgment, however, the non-movant cannot rely solely on unsupported assertions or conelusory allegations.
Id.
at 249, 106 S.Ct. 2505.
C.
Analysis
1. Failure to Accommodate
To establish a
prima facie
claim for failure to accommodate under the ADA, Plaintiff must evidence that (1) she had a disability; (2) Defendant had notice of her disability; (3) she could perform the essential functions of her position with reasonable accommodation; which (4) Defendant failed to provide.
See, e.g., Lewis v. Commonwealth of Pennsylvania,
2007 WL 1247076, *5 (W.D.Pa. April 5, 2007).
a.
Failure to Establish Prima Facie Disability
Plaintiffs epilepsy and depression are not, in themselves, sufficient to render her “disabled” under the ADA.
See Toyota Motor Mfg., Kentucky, Inc. v. Williams,
534 U.S. 184, 195, 122 S.Ct. 681, 151 L.Ed.2d 615 (2002);
Sterling v. McKesson Automation, Inc.,
2006 WL 2792203, *6 (W.D.Pa. Sept.26, 2006) (noting that epilepsy is not a
per se
disability under the ADA). Rather, Plaintiff must provide evidence that she was substantially limited in one or more major life activities.
See
42 U.S.C. § 12102(2)(A); 29 C.F.R. § 1630.2(j).
See also Kelly v. Drexel Univ.,
94 F.3d 102, 104 (3d Cir.1996);
Mondzelewski v. Pathmark Stores, Inc.,
162 F.3d 778, 783 (3d Cir.1998) (noting
that determination of disability under the ADA requires an individualized assessment of impact on major life activities),
An individual is substantially limited if she is unable to perform, or “significantly restricted as to the condition, manner, or duration under which [she] can perform” a major life activity. 29 C.F.R. § 1630.2(j).
See also Sever v. Henderson,
381 F.Supp.2d 405 (M.D.Pa.2005);
Sterling, supra.
Factors considered under this standard include the nature and severity of alleged impairments, their duration/expected duration, and the degree of permanence/long-term impact.
See
29 C.F.R. § 1630.2(j). “Impairments that result in only mild limitations are not disabilities.”
Kelly,
94 F.3d at 107 (quoting EEOC Compliance Manual § 902-19).
To establish a substantial limitation in the major life activity of working, a plaintiff must show “significant restriction] in the ability to perform either a class of jobs or a broad range of jobs in various classes as compared to the average person having comparative training, skills and abilities.”
Dlugos v. Eastman Kodak Co.,
1996 WL 679411 (W.D.Pa. Sept.5, 1996) (quoting
Bolton v. Scrivner, Inc.,
36 F.3d 939, 942 (10th Cir.1994)) (quoting 29 C.F.R. § 1630.2(j)(3)(i)). The question is, as Chief Judge Ambrose of this Court has noted, “whether [plaintiff] has adduced sufficient evidence from which a fact finder reasonably could conclude that the nature and severity of [her impairments] significantly restricted [her] ability to [perform a particular major life activity] as compared with an average person in the general population.”
Dlugos,
1996 WL 679411 (quoting the Third Circuit’s discussion in
Kelly, supra).
But Plaintiffs own testimony is that she had no difficulties with essential job performance.
See
Deposition at 102 (testifying that at no time after receiving accommodations in 2004 did Plaintiff feel she was unable to perform her essential job functions for health reasons). Moreover, the evidence of her long-term employment and her medical history do not support a significant/broad work restriction; and Plaintiff presents evidence demonstrating no other substantial limitation.
Accordingly, Plaintiff has not met her burden and she cannot maintain her ADA claim.
See Dlugos, supra
(granting summary judgment where employee of more than 12 years had attested that job performance was not affected by disability and employee could not otherwise, in light of medical evidence, establish a substantial limitation);
Dawley v. Erie Indem. Co.,
100 Fed.Appx. 877, 882 (3d Cir.2004) (affirming summary judgment where employee testified that limitations did not
affect performance of job-related duties);
Shalbert v. Marcincin,
2005 WL 1941317 (E.D.Pa. Aug.9, 2005) (grating summary judgment where employee testified that depression did not limit ability to function at work, drive, or care for herself);
Sarko v. Penn-Del Directory Co.,
968 F.Supp. 1026, 1035 (E.D.Pa.1997),
aff'd
189 F.3d 464 (3d Cir.1999);
Kocsis v. Multi-Care Management, Inc.,
97 F.3d 876, 883-84 (6th Cir.1996) (affirming summary judgment where plaintiff testified she was capable of performing her employment duties). The Report notes that, even absent Plaintiffs deposition testimony of non-substantial limitation, Plaintiffs assertions of (a) temporary insomnia and delayed thought-processing related to a medication change in March, 2004, and (b) an increased risk of seizure owing to work stress, cannot — without more — establish her
prima facie
case.
Cf. Sterling,
2006 WL 2792203, *4-6 (concluding that plaintiffs allegations of sporadic/episodic difficulties related to epilepsy and depression, and medical documentation, did not support a substantial limitation in the ability to think, speak, or communicate due to epilepsy);
id.
at *6 (observing that conclu-sory allegations without competent evidence are insufficient to survive summary judgment and noting, amongst other things, plaintiffs work history).
Compare
Defendant’s Memorandum of Law in Support at 11 (noting that all of Plaintiffs test results, including those for cognitive defects, were normal/unremarkable and that Plaintiffs physicians’ evidence was that her conditions were well-controlled with medication); Declaration re Reply Brief, Ex. 2 (report of May, 2005 neuropsycholo-gy consultation with Dr. Valeriano, noting that Plaintiffs Cleveland Clinic EEG was normal); Deposition at 32 (noting normal MRI with Dr. Valeriano in May, 2005); Defendant’s Brief in Support, Ex. 2 (physician’s report of May 24, 2005 evaluation, noting that Plaintiff showed “intact ability to learn and retain information and generally [did] not show significant psychomotor slowing compared to others of similar age and educational background” but that the mood disturbance/symptoms she reported due to “unresolved issues regarding her work situation” would benefit from transfer to another position if possible);
Defendant’s Brief in Support, Ex. 6 (Report by Dr. Diehl of Cleveland Clinic examination/consult in March, 2005, (1) noting that Plaintiff has focal epilepsy with “rare seizures”; (2) noting unremarkable speech, language, affect and cognition; and (3) recommending the following restrictions: no bathing, unsupervised swimming, use of heavy machinery or sharp moving objects, avoid heights and pregnancy as it relates to epilepsy and related medications).
b.
Failure to Establish Prima Fade Evidence of Request for Reasonable Accommodation
Even if Plaintiff had sufficiently evidenced her disability status under the ADA, which she has not, her claim for non-accommodation could not be maintained in the absence of evidence that her request was one for reasonable accommodation under the Act.
Plaintiffs contemporaneously documented request was that she be reassigned to another supervisor/department and/or that her cubicle be relocated away from Didi-ano. Although she asserts that this accommodation was necessary because the stress of continued interaction with Didi-ano placed her at increased risk of an epileptic seizure, Plaintiff submitted no medical evidence supporting that assertion. To the contrary, her treating physician indicated that Plaintiffs epilepsy was well-controlled by her medication. And Plaintiff represented that at the time of her request she could perform her job.
See
Deposition at 102.
Because Didiano was the supervisor of Plaintiffs business unit, interaction with him was an essential function of that position.
Cf. Gaul v. Lucent Technologies, Inc.,
134 F.3d 576, 579 (3d Cir.1998) (holding that requests for transfer away from individuals causing plaintiff stress were unreasonable as a matter of law).
To support a claim that Defendant was required to transfer Plaintiff to a
different
position or department, Plaintiff must present evidence that this was a reasonable and available accommodation.
See, e.g., Shapiro v. Township of Lakewood,
292 F.3d 356 (3d Cir.2002);
Donahue v. Consolidated Rail Corp.,
224 F.3d 226, 233 (3d Cir.2000). But Plaintiff has simply not provided sufficient evidence of either ne-eessity/reasonableness or availability sufficient to maintain her
prima facie
claim.
See
Defendant’s Memorandum of Law in Support at 21.
Cf. Sterling,
2006 WL 2792203, *6 (granting summary judgment and noting that aside from “mere speculation and conclusory allegations”, plaintiff had “not provided any competent evidence that could lead a reasonable factfinder to believe that Plaintiffs epilepsy substantially limits him in one or more major life activities or that Defendants perceived him as having an actual disability under the ADA”).
2. FLSA Overtime
Under the FLSA, an employee is exempt from overtime compensation under an “administrative exemption” if she meets a salary test (not in dispute) and is (a) an administrative worker, (b) whose work is of substantial importance to Defendant, and (c) whose primary duty includes work requiring the exercise of discretion and judgment.
See Martin v. Cooper Electric Supply Co.,
940 F.2d 896, 901-02 (3d Cir.=1991). The burden is on the employer to establish an exemption from FLSA overtime provisions.
Id.
The FLSA is generally subject to a two-year statute of limitation.
See
29 U.S.C. § 255(a). As Plaintiffs Complaint was filed on September 15, 2006, her claims for unpaid overtime are therefore limited to those for overtime worked from September, 2004 through her cessation of work in Summer 2005. Plaintiff can recover for overtime within a three-year period (ie., from September 2003 through Summer 2005) if Defendant “willfully” violated the FLSA. Willfulness requires a showing of a violation that was knowing or in reckless disregard of Plaintiffs rights under the FLSA.
See McLaughlin v. Richland Shoe Co.,
486 U.S. 128, 133, 108 S.Ct. 1677, 100 L.Ed.2d 115 (1988);
Brock v. Richland Shoe Co.,
799 F.2d 80, 83 (3d Cir.1986). Defendant has adduced evidence, however, that its Compensation Consultants scrutinized the Job Profiles of the positions held by Plaintiff from February 2003 forward and determined those positions to be exempt.
Cf.
Deposition of Sharon Cercone (Exhibit 4 to Plaintiffs Response to Motion for Summary Judgment; Deposition attaches the Senior Analyst Job Profile as an exhibit and discusses Defendant’s position exemption designation/review procedures). It has also adduced evidence that Plaintiff was performing work within the normal/typical parameters of her positions.
And, some protestations to the contrary notwithstanding, Plaintiff has self-described and/or acknowledged her “accounting professional”
job duties to encompass responsibilities that clearly place her positions within the administrative exemption to the FLSA’s overtime provisions.
See generally,
Declaration re Reply Brief, Ex. 2 (report of May, 2005 neuropsycholo-gy consultation noting Plaintiffs reporting that she was a financial analyst and that her jobs at PNC had become increasingly “analytical”). More particularly, although Plaintiff contests her exercise of discretion/judgment within the administrative exemption,
she has self-reported that she
“adjusted allocation methodologies ... to ensure fairness” and comply with Corporate Standards, “developed controls to verify accuracy of financial information” after uncovering errors, performed “thorough variance analysis of all accounts to be presented to upper management”, interacted with risk managers and ensured resolution of their issues/problems, and cross-trained others.
See
Declaration re Reply Brief, Ex. 3 (Performance Evaluation/Discussion Questionnaire completed by Plaintiff in October, 2002);
id.
(same, completed by Plaintiff in September, 2001, and identifying accomplishments as: “implemented more efficient procedures” that “eliminated reliance on other service partners”, reconciled several months of incorrect investment entities via “ongoing correspondence with several service partners, as well as continual analysis of Intrader reports”, “identififed] new procedure changes to adjust to the increased activity of the portfolios”, “identified flaws in the investment subsystem and assisted the vendors in correcting them”, and “trained new staff’); Defendant’s Brief in Support, Deposition Ex. 9 (Plaintiffs resume, including PNC responsibilities of “assessing] the controls for monitoring third party arrangements with reinsurers and addressing] any potential operational risks”, “consulting] with risk managers to improve fairness of allocation methodologies,” assisting] in the budgeting process, and “monitor[ing] $65M investment portfolio for compliance ... and accuracy”). These responsibilities necessarily encompassed an exercise of independent judgment and discretion.
See Martin, supra. See also
29 C.F.R. § 541.200. And the Report notes Plaintiffs promotions and evidence that her job responsibilities and their analytical nature were increasing.
See supra.
Thus, even if Plaintiff worked overtime within the statute of limitations period,
she was un-entitled to FLSA overtime, as her job was clearly within the administrative exemption. The evidence before this Court does not support a question of material fact to the contrary.
III.
CONCLUSION
For the reasons set forth above, and on the basis of the evidentiary record before this Court, is respectfully recommended that the Defendant’s Motion for Summary Judgment be granted.
In accordance with the Magistrate Judges Act, 28 U.S.C. § 636(b) (1)(B) and (C), and Rule 72.1.4(B) of the Local Rules for Magistrate Judges, the parties are allowed ten (10) days 'from the date of service to file objections to this Report and Recommendation. Any party opposing the
objections shall have ten (10) days from the date of service of objections to respond thereto. Failure to file timely objections may constitute a waiver of any appellate rights.