Yvonne Jacquez and the Estate of Victor Jacquez v. VHS San Antonio Partners, LLC, and Tenet Healthcare Corporation

Court of Appeals of Texas·Decided January 6, 2021·No. 04-20-00097-CV·Published

Opinion

Fourth Court of Appeals

San Antonio, Texas

MEMORANDUM OPINION

No. 04-20-00097-CV

Yvonne JACQUEZ and the Estate of Victor Jacquez, Appellants

v.

VHS SAN ANTONIO PARTNERS, LLC, and Tenet Healthcare Corporation, Appellees

From the 407th Judicial District Court, Bexar County, Texas Trial Court No. 2019-CI-04112 Honorable Karen H. Pozza, Judge Presiding

Opinion by: Rebeca C. Martinez, Chief Justice

Sitting: Rebeca C. Martinez, Chief Justice Patricia O. Alvarez, Justice Liza A. Rodriguez, Justice

Delivered and Filed: January 6, 2021 AFFIRMED Yvonne Jacquez and the Estate of Victor Jacquez appeal the trial court’s judgment dismissing their health care liability claim against VHS San Antonio Partners, LLC and Tenet Healthcare Corporation. We affirm the trial court’s judgment.

FACTUAL AND PROCEDURAL BACKGROUND Yvonne Jacquez and the Estate of Victor Jacquez filed a health care liability claim against North Central Baptist Hospital, Baptist Health System, VHS San Antonio Partners, LLC, Tenet Healthcare Corporation, Brittane Lebeaux Williams, and Jennifer Robbin Rushton, M.D. on March

1, 2019. 1 Appellants alleged that Victor Jacquez sustained personal injuries when he was dropped while being transferred from the emergency room to another hospital room at North Central Baptist Hospital and subsequently died.

Appellants filed the expert report of physician and surgeon Charles Esterlein, D.O. with their petition. Appellees answered and, on August 26, 2019, moved to dismiss, arguing that appellants had failed to comply with the statutory requirement of section 74.351(a) of the Texas Civil Practice and Remedies Code because they failed to serve Dr. Esterlein’s curriculum vitae within 120 days of filing their original petition. Appellees alternatively argued that Dr. Esterlein’s report failed to function as both an expert report and curriculum vitae because it failed to set forth sufficient information concerning his expert qualifications. In response, appellants argued the appellees had waived their objections by filing their motion to dismiss more than twenty-one days after appellants’ expert report was served. Appellants also argued that appellees’ objections fail on the merits because Dr. Esterlein’s expert report establishes his qualifications to render his opinions. Alternatively, appellants sought an extension to cure the complained-of deficiencies. At the ensuing hearing on the motion, appellees further argued that the twenty-one-day period for appellees to file their objections was not triggered because appellants failed to serve the curriculum vitae.

On September 16, 2019, the trial court granted appellants a thirty-day extension to cure the report. On October 15, 2019, appellants filed Dr. Esterlein’s curriculum vitae and supplemental report. On October 17, 2019, appellees again moved to dismiss, arguing that Dr. Esterlein’s curriculum vitae and supplemental report still failed to establish that Dr. Esterlein was actively practicing medicine and qualified to offer expert medical opinions. Appellants responded that the

1 VHS San Antonio Partners, LLC and Tenet Healthcare Corporation are the only defendants involved in this appeal.

case provided good reason under Section 74.402(d) of the Texas Civil Practice and Remedies Code to admit Dr. Esterlein’s expert testimony because his opinions were based on standards of care and causation which are generally recognized throughout the medical community and are not specialized. Appellants also asserted that the allegations of negligence were based on a common law standard and did not require expert testimony.

On January 14, 2020, after the hearing, the trial court dismissed appellants’ suit with prejudice. Appellants appeal.

STANDARD OF REVIEW

We review a trial court’s decision on a motion to dismiss a health care liability claim under the expert report provisions of chapter 74 for an abuse of discretion. Am. Transitional Care Ctrs. of Tex., Inc. v. Palacios, 46 S.W.3d 873, 875 (Tex. 2001); Savaseniorcare Admin. Servs., L.L.C. v. Cantu, No. 04-14-00329-CV, 2014 WL 5352093, at *1 (Tex. App.—San Antonio Oct. 22, 2014, no pet.) (mem. op.). A trial court abuses its discretion if it acts arbitrarily, unreasonably, or without reference to any guiding rules or principles. Bowie Mem’l Hosp. v. Wright, 79 S.W.3d 48, 52 (Tex. 2002); Cantu, 2014 WL 5352093, at *1.

CURRICULUM VITAE REQUIRED TO TRIGGER DEADLINE FOR OBJECTIONS Appellants first argue the trial court erred in granting appellees’ motion to dismiss because they waived their right to object to Dr. Esterlein’s expert report by failing to file their objections within the twenty-one-day period permitted by section 74.351(a) of the Texas Civil Practice and Remedies Code. Appellees counter that appellants’ affidavit failed to trigger the twenty-one-day period because it was not accompanied by a curriculum vitae. We agree with appellees.

“In a health care liability claim, a claimant shall, not later than the 120th day after the date each defendant’s original answer is filed, serve on that party or the party’s attorney one or more expert reports, with a curriculum vitae of each expert listed in the report for each physician or

health care provider against whom a liability claim is asserted.” TEX. CIV. PRAC. & REM. CODE ANN. § 74.351(a). “Each defendant physician or health care provider whose conduct is implicated in a report must file and serve any objection to the sufficiency of the report not later than the later of the 21st day after the date the report is served or the 21st day after the date the defendant’s answer is filed, failing which all objections are waived.” Id. “‘Expert report’ means a written report by an expert that provides a fair summary of the expert’s opinions as of the date of the report regarding applicable standards of care, the manner in which the care rendered by the physician or health care provider failed to meet the standards, and the causal relationship between that failure and the injury, harm, or damages claimed.” Id. § 74.351(r)(6). “To qualify as an expert report under the statute, the report must contain the [statutorily-required] elements, and the expert report must be accompanied by a curriculum vitae of the expert authorizing the report.” Pena v. Methodist Healthcare Sys. of San Antonio, Ltd., 220 S.W.3d 52, 53 (Tex. App.—San Antonio 2006, no pet.) (citing Alvarado v. Alecozay, No. 06-05-00042-CV, 2005 WL 2179573, at *2 (Tex. App.—Texarkana Sept. 9, 2005, pet. denied) (mem. op.)).

We held in Pena that the twenty-one day period for a defendant health care provider to object to the sufficiency of an expert report is not triggered until the claimant has served both the report and a curriculum vitae of each expert listed in the report, as required by section 74.351(a). See id. at 54 (holding that the twenty-one day period for a defendant health care provider to object to the sufficiency of a report is not triggered until a claimant has served both the report and a curriculum vitae of each expert listed in report); see also Francis v. Select Specialty Hosp., No. 01-04-01186-CV, 2005 WL 2989489, at *3 (Tex. App.—Houston [1st Dist.] Nov. 3, 2005, no pet.) (mem. op.) (“[B]ecause there is no evidence in the record that Sharon filed her expert report with the trial court or otherwise provided Select Specialty with an expert report, the 21-day deadline by which a health care provider must file and serve its objections to the sufficiency of such a report

was not triggered.”); cf. Sherrill v. Williams, No. 05-14-00847-CV, 2015 WL 1910015 (Tex. App.—Dallas Apr. 28, 2015, pet. filed) (holding the defendants waived their objections because they failed to file objections within twenty-one days after they answered, when the plaintiffs had previously filed both an expert report and curriculum vitae). 2 Here, it is undisputed that appellants failed to serve a curriculum vitae for Dr. Esterlein.

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