Young v. United States

181 F.R.D. 344, 1997 U.S. Dist. LEXIS 23174, 1997 WL 915800
CourtDistrict Court, W.D. Texas
DecidedOctober 8, 1997
DocketNo. CIV.A. SA-96-CV-0075
StatusPublished
Cited by12 cases

This text of 181 F.R.D. 344 (Young v. United States) is published on Counsel Stack Legal Research, covering District Court, W.D. Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Young v. United States, 181 F.R.D. 344, 1997 U.S. Dist. LEXIS 23174, 1997 WL 915800 (W.D. Tex. 1997).

Opinion

ORDER

PRADO, District Judge.

On this date came to be considered the Defendant’s Motion to Strike Designation of Expert Witnesses, filed September 3, 1996, the Plaintiffs’ Response, filed September 9, 1996, and the Defendant’s Reply, filed October 3, 1996. Also under consideration is the Plaintiffs’ Motion to Compel, filed October 28,1996, the Defendant’s Response, filed November 12, 1996, and the Plaintiffs’ Reply, filed November 15, 1996. After careful consideration, the Court will grant the Motion to Strike and deny the Motion to Compel.

Facts and Procedural Posture

This is a medical malpractice case involving United States Department of the Navy physicians who gave treatment to Robert Young, one of the Plaintiffs. The Plaintiffs have attempted to designate Mr. Young’s treating physicians as both fact and expert witnesses, but the Defendant has objected, arguing that the Code of Federal Regulations prohibits such a designation, and that treating physicians are not properly considered experts. Accordingly, the Defendant moved to strike the Plaintiffs’ designation of expert witnesses with regard to these treating physicians. Moreover, during the [346]*346deposition of these witnesses, the Defendant instructed these witnesses not to answer certain questions, apparently because those questions called for an expert opinion. The Plaintiffs have moved to compel answers to those questions, arguing that the Defendant is attempting to assert a privilege which it does not possess.

Analysis

In essence, the present motions ask three difficult questions. First, do policy considerations generally demand that a treating physician should not be considered an expert witness? Second, can a treating physician, even if not an expert, be asked questions which implicate his expertise? And finally, third, do the discovery provisions of the Federal Rules of Civil Procedure and the Federal Rules of Evidence prevail over privileges purportedly created by the Code of Federal Regulations? For the reasons described below, the Court finds that each of these questions must be answered affirmatively. This finding, as a practical matter, means that the Court will grant the Motion to Strike Designation of Expert Witnesses and deny the Motion to Compel.

I. Private litigants may not compel a treating physician to act as an expert.

In the absence of a statute to the contrary, a professional witness may not generally be compelled to testify as an expert at the request of a private litigant, as such testimony is a matter of contract or bargain. See Karp v. Cooley, 349 F.Supp. 827, 836-37 (S.D.Tex.1972); Fed.R.Civ.P. 45(c)(3)(B)(ii); 97 C.J.S. Witnesses § 16 (1957 & Supp.1997). In other words, just because a party wants to make a person work as an expert does not mean that, absent the consent of the person in question, the party generally can do so. Karp, 349 F.Supp. at 836-37; 97 C.J.S. Witnesses § 16 (1957 & Supp.1997). Additionally, it is a well-settled rule of law that employee-experts who acquire information for trial solely because they were actors or viewers with respect to the occurrences forming the subject matter of the lawsuit must be treated as ordinary fact witnesses, and not as experts. See Dallas v. Marion Power Shovel Co., Inc., 126 F.R.D. 539, 540-41 (S.D.Ill.1989).

As applied to the medical profession, these discovery rules mean that a treating physician generally must be considered an ordinary fact witness, and should not be considered an expert unless the physician has been specifically retained to develop an expert opinion. Salas v. United States, 165 F.R.D. 31, 33 (W.D.N.Y.1995). See Mangla v. University of Rochester, 168 F.R.D. 137 (W.D.N.Y.1996); Baker v. Taco Bell Corp., 163 F.R.D. 348 (D.Colo.1995). Thus, in the present case, the Plaintiffs have wrongly designated treating physicians as experts. These witnesses acquired knowledge of this case by direct observation, not later consultation. Dallas, 126 F.R.D. at 539-41. They have not been specifically retained to develop expert opinions, as neither the Plaintiffs nor the Defendant has paid them to become experts for purposes of this litigation. Salas, 165 F.R.D. at 33. Furthermore, the Court finds none of the special circumstances which would warrant compelling these witnesses to act as experts. See Fed.R.Civ.P. 45. See also Karp v. Cooley, 349 F.Supp. at 836-37. In sum, these witnesses may not be treated as “experts” for purposes of the present suit, and the designation of these witnesses as experts must be stricken. Id.

II. A non-expert treating physician can be asked questions that implicate his expertise, but cannot be asked questions that do not relate to his treatment.

Unless he has also been specifically retained as an expert, a treating physician’s testimony is based on the physician’s personal knowledge of the examination, diagnosis and treatment of a patient. Baker, 163 F.R.D. at 349. Nevertheless, a treating physician, even though he has not, through additional investigation, qualified himself as an “expert” for the purposes of litigation, may still be asked questions which implicate his expertise. Id. For example, he can be asked about the degree of injury in the future, or about anything else that was a necessary part of the patient’s treatment. Id. He cannot, however, be asked to answer ques[347]*347tions about medical issues not involved in his diagnosis and treatment. Id.

The Plaintiffs in this case wish to ask several questions to the treating physicians about craniopharyngioma. It is proper for the Plaintiffs to ask these physicians whether or not they knew at the time of treatment about craniopharyngioma — such a question goes to the knowledge of the physician at the time of treatment. It is also proper to ask these physicians whether or not they considered craniopharyngioma as a possible diagnosis — such a question goes to the medical issues involved in diagnosis. And, if the witnesses say that they had considered and rejected a diagnosis of craniopharyngioma, then it would be proper for the witnesses to be closely questioned about why, in their expertise, craniopharyngioma was rejected — these questions again would go to the medical issues involved in diagnosis.

However, in the present case, all witnesses have said, or at least strongly implied, that they did not consider craniopharyngioma in reaching their diagnosis. In essence, this means that craniopharyngioma was not a medical issue involved in the diagnosis and treatment. Therefore, questioning these witnesses about craniopharyngioma is not proper, and the Court will deny the motion to compel. See Id.

III. The Government cannot use the Code of Federal Regulations to assert a privilege.

By holding that the Plaintiffs cannot designate treating physicians as expert witnesses, and by denying the Plaintiffs’ motion to compel, the Court has resolved the legal issues present before it.

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Bluebook (online)
181 F.R.D. 344, 1997 U.S. Dist. LEXIS 23174, 1997 WL 915800, Counsel Stack Legal Research, https://law.counselstack.com/opinion/young-v-united-states-txwd-1997.