Yorke v. Board of Education

61 Misc. 2d 794, 306 N.Y.S.2d 343, 1969 N.Y. Misc. LEXIS 979
New York Supreme Court·Decided December 17, 1969·Published·Cited by 2 cases

Opinion

Bernard S. Meyer, J.

The petitioner, a tenured schoolteacher with eight years of service, seeks a judgment annulling a determination of the respondent Board of Education of Union Free School District No. 20, Town of Hempstead, which dismissed him from service. He invokes CPLR 7803 (subd. 3) as the basis for review by this court of that determination, on the grounds as stated by his notice of petition, that 11 the same was made in violation of lawful procedure, was affected by an error, of law, was arbitrary and capricious and founded upon an abuse of discretion as to the measure of penalty and discipline imposed; and upon these grounds alone. ’ ’ He disavows reliance upon CPLR 7803 (subd. 4) which would present the issue whether the determination was on the record supported by substantial evidence and would require transfer of the proceeding to the Appellate Division for disposition (CPLR 7804, subd. [g]).

The determination of the respondent was made after service on petitioner on June 19, 1969, of a notice of charges preferred by the Superintendent of Schools together with a complete set of specifications covering over 15 typewritten pages. The statutory basis for the notice (Education Law, § 3012) was set forth and the petitioner, pursuant to that section, elected to be tried before the respondent board at a public hearing which was held on August 4 and 5, 1969, at which the petitioner was represented by an attorney of his choice. The time of the board to render its decision was extended to October 1.

On September 24, the board met 6 6 to consider the testimony - and the briefs of both the Complainant and the Respondent, and the exhibits entered into evidence at the hearing ”, Prior to that meeting the board received from its counsel written “Instructions” on the law which petitioner contends were erroneous in two respects. The board resolution dismissing petitioner, adopted on October 1, 1969, reads, in part, that the Board “ did make the following unanimous findings as to the said charges and specifications:

[796] “A. — dismissed—Charge II, Specification 9 and Charge III, Specification 13.

“ B.— acquitted — Charge II, Specification 5 and Charge III, Specification 11.

“ C. — proved—Charge I, Specifications 1 and 2. Charge II, Specifications 1 through 4 inch and 6 through 8 inch Charge III, Specifications 1, 3 through 10 inch, Specification 12, and Specifications 14 through 16 inch ’ ’

They also found proved Charge III, Specification 2 by vote of four to one.

The issues presented by the petitioner are: (1) that he was not afforded the opportunity to have counsel when he was questioned by the Superintendent of the district and the Principal of petitioner’s school about his having become separated from his class while on a field trip and was informed that he would be considered insubordinate if he did not then and there give an explanation (his refusal to answer is one of the specifications found proved); (2) that the board resolution is defective because it contains no findings other than those set forth above; (3) that the board was erroneously informed by its attorney that its members could consider whatever personal knowledge they might have of the charges and specifications; (4) that the board was erroneously informed that the failure to call as witnesses other teachers present at a faculty meeting involved in some of the specifications did not warrant any inference that, had they been called, they would have testified against the claimant (i.e., the Superintendent making the charges); (5) that the board erred in denying petitioner the right to cross-examine the Principal concerning the time necessary for preparation for a field trip; (6) that dismissal is an excessive punishment.

The petitioner was not entitled to counsel in the course of investigatory inquiries made by his superiors, unless that right was conferred by statute (Cafeteria Workers v. McElroy, 367 U. S. 886; Anonymous v. Baker, 360 U. S. 287; Matter of Groban, 352 U. S. 330; Opp Cotton Mills v. Administrator, 312 U. S. 126; Matter of Pepe v. Board of Regents, 31 A D 2d 582; Matter of McKaba v. Board of Regents, 30 A D 2d 495; Matter of Popper v. Board of Regents, 26 A D 2d 871; cf. Hannah v. Larche, 363 U. S. 420; Madera v. Board of Educ. of City of N. Y., 386 F. 2d 778; Matter of Fink v. Cole, 1 N Y 2d 48, 51, 52). Here, the only applicable statute, subdivision 3 of section 3012 of the Education Law, provides for a hearing of charges when made, and “At such hearing, which shall be private or [797] public at the discretion of the teacher, each party shall have the privilege of being represented by counsel” (italics supplied). The statute is silent as to the right to counsel at any investigation preliminary to the lodging of charges and the authorities bear out the conclusion that “ Absent statute there is no right to be represented by counsel in purely investigatory proceedings ” (58 Col. L. Rev. 401).

The petitioner contends that information gleaned from him in the investigatory stages, especially with reference to the field trip incident, could lead to possible criminal prosecution under section 195.00 of the Penal Law relating to official misconduct. Though it be assumed that this is so, the fact that petitioner was under a legal duty to speak and that his testimony might provide the basis for criminal charges against him, does not mean he had a constitutional right to the assistance of counsel (Matter of Groban, 352 U. S. 330, 332). If charges were to be made in a criminal proceeding, he would then have the right to counsel and 1 ‘ Until then his protection is the privilege against self-incrimination * * * This is a privilege available in investigations as well as in prosecutions” (Matter of Groban, supra, p. 333). This privilege was not asserted in the course of the inquiries addressed to the petitioner by his superiors.

Free access — add to your briefcase to read the full text and ask questions with AI

Yorke v. Board of Education, 61 Misc. 2d 794, 306 N.Y.S.2d 343, 1969 N.Y. Misc. LEXIS 979 (N.Y. Super. Ct. 1969).

61 Misc. 2d 794 (Yorke v. Board of Education) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

State Ex Rel. Holton v. BOARD OF ED., ETC.
222 N.W.2d 277 (Supreme Court of Minnesota, 1974)