York v. Janson

CourtSuperior Court of Maine
DecidedFebruary 7, 2023
DocketCUMcv-21-424
StatusUnpublished

This text of York v. Janson (York v. Janson) is published on Counsel Stack Legal Research, covering Superior Court of Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
York v. Janson, (Me. Super. Ct. 2023).

Opinion

STATE OF MAINE SUPERIOR COURT CUMBERLAND, ss. CIVIL ACTION Docket No. CV-2021-424

DAVID N. YORK, ) ) Plaintiff, ) ) v. ) ) ORDER ON PLAINTIFF'S MOTION SUSAN JANSON, NRT NEW ) TO DISMISS DEFENDANT T&B ENGLAND LLC, CURTIS ) CORPORATION OF BANGOR, JOHNSON, and T&B ) P.A.'S THIRD-PARTY COMPLAINT CORPORATION OF BANGOR, P.A., ) ) Defendants, ) v. ) ) JEFFREY CHRISTY and APRIL ) ANDERSON, ) ) Third-Party Defendants. ) )

Before the Court is Plaintiff David N. York's Motion to Dismiss Defendant T&B

Corporation of Bangor, P.A.'s ("T&B") Third-Party Complaint against April Anderson.

I. Facts

The following facts are drawn from T&B's Third-Party Complaint except where

otherwise noted.

Mr. York's First Amended Complaint contains sixteen counts, including counts

against T &B for improvident transfer of title, negligence, respondeat superior, vicarious

liability, and negligent supervision. In essence, the First Amended Complaint alleges that

Defendant Susan Janson misappropriated $107,919.16 of funds owed to Mr. York from

the 2021 sale of property located at 26 Myrtle Lane, South Portland, Maine (the

"Property"). (T&B Third-Party Comp!. 'l[ 2.) T&B conducted the closing for the sale of the

Property. (Pl.'s Am. Comp!. 'l[ 25.)

RECI) CLERKS Page 1 of 5 FEB '1 '23 PM3: 10 At the time of the sale, Ms. Anderson was Mr. York's guardian. (T&B Third-Party

Compl. 'l['l[ 3, 11.) Ms. Anderson represented to Defendant Curtis Johnson that she

retained an attorney, who suggested filing for a full conservator for Mr. York. (T&B

Third-Party Compl. 'l[ 6.) However, Ms. Anderson and her attorney failed to file a legal

proceeding to have a conservator appointed for the sale of the Property. (T&B Third-Party

Compl. 'l[ 6.)

Prior to the closing, Ms. Anderson executed an addendum to the purchase and

sale agreement for the Property stating that she would no longer be acting as Mr. York's

guardian with respect to the sale of the Property and that Mr. York would be signing on

his own behalf. (T&B Third-Party Compl. 'l[ 5.) Ms. Anderson had previously indicated

to Mr. Johnson that she approved the proposed allocation of proceeds from the sale of

the Property. (T&B Third-Party Compl. 'l[ 9.) Ms. Anderson did not attend the closing of

the sale of the Property on October 5, 2021. (T&B Third-Party Compl. 'l[ 8.) Ms. Anderson

did not retain an independent attorney or representative to advise Mr. York with respect

to the sale of the Property. (T&B Third-Party Compl. 'l[ 7.)

T&B's Third-Party Complaint asserts that Ms. Anderson breached a fiduciary duty

to Mr. York, which proximately caused or contributed to Mr. York's alleged damages,

and that T&B is entitled to contribution and/ or indemnification from Ms. Anderson. Mr.

York moves to dismiss pursuant to Maine Rule of Civil Procedure 12(b)(6).

II. Motion to Dismiss Standard

A motion to dismiss pursuant to M.R. Civ. P. 12(b )(6) "tests the legal sufficiency of

the allegations in a complaint, not the sufficiency of the evidence the plaintiffs are able to

present." Barnes v. McGough, 623 A.2d 144, 145 (Me. 1993) (citation omitted). Accordingly,

the court must "consider the facts in the complaint as if they were admitted." Bonney v.

Stephens Mem'l Hosp., 2011 ME 46, 'l[ 16, 17 A.3d 123. The court may also consider "official

Page2 of 5 public documents, documents that are central to the plaintiff's claim, and documents

referred to in the complaint, without converting a motion to dismiss into a motion for a

summary judgment when the authenticity of such documents is not challenged." Moody

v. State Liquor & Lottery Comm'n, 2004 ME 20, 'l[ 10, 843 A.2d 43.

The court views the complaint "in the light most favorable to the plaintiff to

determine whether it sets forth elements of a cause of action or alleges facts that would

entitle the plaintiff to relief pursuant to some legal theory." Bonney, 2011 ME 46, 'l[ 16, 17

A.3d 123 (quoting Saunders v. Tisher, 2006 ME 94, 'l[ 8, 902 A.2d 830). "Dismissal is

warranted when it appears beyond a doubt that the plaintiff is not entitled to relief under

any set of facts that he might prove in support of his claim." Id. (quoting Saunders, 2006

ME 94, 'l[ 8, 902 A.2d 830).

III. Discussion

Mr. York asserts several grounds for dismissal of T&B's Third-Party Complaint. 1

The first three of Mr. York's arguments merit little discussion. Mr. York argues that the

claim against Ms. Anderson can be raised only as an affirmative defense of setoff instead

of through a third-party complaint. This is incorrect. There is an enforceable right of

contribution in Maine "amongst negligent participating or joint tortfeasors." Bedell v.

Reagan, 192 A.2d 24, 26 (Me. 1963). A third party against whom a defendant has a

contribution claim can be impleaded. See M.R. Civ. P. 14; Bedard v. Greene, 409 A.2d 676,

677 (Me. 1979); Bedell, 192 A.2d at 26.

Next, Mr. York argues that the Third-Party Complaint was improperly filed

against Ms. Anderson, individually, rather than in her capacity as Mr. York's guardian.

1 T&B raises as an issue whether Mr. York may properly move to dismiss the Third-Party Complaint.

Regardless, however, the Court has discretion to dismiss a third-party complaint pursuant to M.R. Civ. P. 14(c). See M.R. Civ. P. 14 reporter's notes.

Page 3 of 5 The Third-Party Complaint alleges that Ms. Anderson breached a fiduciary duty owed to

Mr. York, which may trigger personal liability. See Stockman v. South Portland, 87 A.2d

679, 683 (Me. 1952) (" Although the taxpayer brings this action by his guardian, it is the

taxpayer, the ward, who is the plaintiff, not the guardian. The guardian is not a party to the

suit."); cf Est. of Sweetland, 2001 ME 21, 'l[ 11, 770 A.2d 1017 ("[A] personal representative

is liable to the beneficiaries of an estate for damage or loss to the estate resulting from a

breach of their fiduciary duty."). The contribution claim may, therefore, be brought

against Ms. Anderson individually.

Third, Mr. York argues that T&B lacks standing to bring a claim arising from Ms.

Anderson's alleged breach of duty to Mr. York. This argument overlooks the nature of a

claim for contribution. A right to contribution may arise from a third-party defendant's

breach of a duty owed to the plaintiff, but the third-party plaintiff need not have standing

to bring the underlying claim. See Bedard, 409 A.2d at 677.

Mr. York's final argument is that the Third-Party Complaint fails to state a claim

for breach of a fiduciary duty that could give rise to a claim for contribution.2 The

elements of a breach of fiduciary duty claim are: "(1) a fiduciary relationship between the

plaintiff and another person, (2) a breach of the other person's fiduciary duty toward the

plaintiff, and (3) damages incurred by the plaintiff proximately caused by the breach."

Meridian Med. Sys., LLC v. Epix Therapeutics, Inc., 2021 ME 24, 'l[ 12, 250 A.3d 122.

18-C M.R.S.

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Related

Moody v. State Liquor & Lottery Commission
2004 ME 20 (Supreme Judicial Court of Maine, 2004)
Saunders v. Tisher
2006 ME 94 (Supreme Judicial Court of Maine, 2006)
Bedell v. Reagan
192 A.2d 24 (Supreme Judicial Court of Maine, 1963)
Bedard v. Greene
409 A.2d 676 (Supreme Judicial Court of Maine, 1979)
Barnes v. McGough
623 A.2d 144 (Supreme Judicial Court of Maine, 1993)
Stockman v. City of South Portland
87 A.2d 679 (Supreme Judicial Court of Maine, 1952)
Bonney v. Stephens Memorial Hospital
2011 ME 46 (Supreme Judicial Court of Maine, 2011)
Estate of Sweetland
2001 ME 21 (Supreme Judicial Court of Maine, 2001)

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York v. Janson, Counsel Stack Legal Research, https://law.counselstack.com/opinion/york-v-janson-mesuperct-2023.