YOHO v. THE BANK OF NEW YORK MELLON CORPORATION

CourtDistrict Court, W.D. Pennsylvania
DecidedDecember 14, 2020
Docket2:17-cv-00917
StatusUnknown

This text of YOHO v. THE BANK OF NEW YORK MELLON CORPORATION (YOHO v. THE BANK OF NEW YORK MELLON CORPORATION) is published on Counsel Stack Legal Research, covering District Court, W.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
YOHO v. THE BANK OF NEW YORK MELLON CORPORATION, (W.D. Pa. 2020).

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF PENNSYLVANIA KEITH YOHO, ) ) Plaintiff, ) 2:17-cv-917-NR ) v. ) ) THE BANK OF NEW YORK MELLON ) ) CORPORATION, et al., ) Defendants. ) OPINION Defendants BNY Mellon Corporation, MSBC Securities Corporation, and the Dreyfus Corporation1 move for summary judgment on Plaintiff Keith Yoho’s employment-discrimination and related tort claims. ECF 82. After careful consideration, the Court will grant Defendants’ motion, and enter judgment in favor of Defendants on all claims. BACKGROUND Considering the evidence here in Mr. Yoho’s favor, Mr. Yoho was a “Senior Wholesaler” for BNY from February 28, 2005 until his termination on September 7, 2016. ECF 84, ¶ 1; ECF 91, ¶ 1. There is no dispute that he excelled in that role. Indeed, throughout his tenure, Mr. Yoho was routinely one of BNY’s top-performing wholesalers. ECF 78, ¶ 7; ECF 86, ¶ 7. In early September 2016, Mr. Yoho was terminated by BNY after an investigation into several allegations of misconduct toward female employees at sales conferences in Chicago and San Diego that occurred just a few weeks earlier, in mid- August 2016. The allegations included: (1) that Mr. Yoho told another employee, Christine Noland, that her “fat ass” gave him “such a hard-on” while they were standing together at a hotel bar (ECF 84, ¶ 14; ECF 91, ¶ 14); (2) that Mr. Yoho called

1 MSBC Securities Corporation and the Dreyfus Corporation are subsidiaries of entities that are themselves subsidiaries of the BNY Mellon Corporation. ECF 8. The Court refers to the Defendants interchangeably throughout this opinion as “BNY.” the hotel room of a junior employee, Britney Curtin, late at night (ECF 84, ¶¶ 15-16; ECF 91, ¶¶ 15-16); (3) that Mr. Yoho drunkenly told another female employee, Audrey Seybert, that she was “too old” to be his “perfect age to date” but nonetheless “look[ed] great” (ECF 84, ¶¶ 18-19; ECF 85-9, pp. 41:1-6; ECF 91, ¶¶ 18-19); and (4) that Mr. Yoho told another employee, Bria Gilbert, that she had a “sexy” Australian accent, and that a “great idea for a sales campaign” would be to use her picture in an email to his clients. ECF 84, ¶ 21; ECF 85-8, pp. 27:24-28:6; ECF 91, ¶ 21.2 For each of these incidents, Mr. Yoho offers a denial or explanation. The “hard-on” comment was “fabricated” by Ms. Noland, with whom he had a rocky and rivalrous relationship. ECF 91, ¶ 14. The “late-night phone call” to Ms. Curtin was to offer her leftover beer from his room, before he left the hotel with a friend, because Ms. Curtin had mentioned “want[ing] more beer” after “the [hotel] bar closed.” ECF 85-3, p. 173:5-12. The comment about Ms. Seybert’s age was an innocent reference to a “psychological study” regarding the perfect age for a romantic partner, and Mr. Yoho did not “recall saying that [he] wanted to date [Ms. Seybert] or [that] she was too old to date.” Id. at pp. 126:25-127:6. Finally, the reference to Bria Gilbert’s “sexy” Australian accent was actually a comment “about Margot Robbie, the [Australian] actress,” to the effect “that [he] liked her accent,” while the comment about using Ms. Gilbert’s picture was “a compliment.” Id. at pp. 188:24-189:5, 190:15-20. Whatever the truth behind these allegations (and the Court credits Mr. Yoho’s testimony) the story of how they came to BNY’s attention is, in all material respects, undisputed. True or not, Christine Noland reported the “hard-on” comment to Ryland Pruett, Mr. Yoho’s “second-level” supervisor. ECF 92-2, p. 155:11-22; ECF 85-7, p. 199:20-22. Mr. Pruett testified that Ms. Noland did so at the same hotel-bar event

2 Audrey Seybert also testified about a fifth incident, during a social event aboard the USS Midway during the San Diego conference, where an intoxicated Mr. Yoho repeatedly placed his hand on her lower back until another male employee intervened. ECF 84, ¶ 20; ECF 91, ¶ 20. where the incident occurred. ECF 92-2, pp. 155:11-22. The next morning, Ms. Noland spoke to Britney Curtin and learned about Mr. Yoho’s phone call to her hotel room. ECF 85-7, pp. 213:11-214:15. Ms. Curtin didn’t find the phone call inappropriate and didn’t really want to report it, but Ms. Noland reported it to Mr. Pruett anyway. Id. at p. 233:2-13; ECF 85-10, pp. 45:9-46:13, 51:13-52:18. Soon after, Ms. Noland spoke to Ms. Seybert and Ms. Gilbert about Mr. Yoho, and they told her about the other incidents. ECF 85-7, pp. 288:20-289:21, 292:2-8. At Ms. Noland’s request, Ms. Seybert and Ms. Gilbert met with Mr. Pruett, who listened to their complaints and then reported Mr. Yoho to BNY’s Human Resources department. ECF 84, ¶ 22; ECF 91, ¶ 22. After the incidents were reported to HR, HR dispatched an employee named Thomas Galante to investigate. ECF 84, ¶ 23; ECF 91, ¶ 23. He did so, interviewing Mr. Pruett, Ms. Noland, Ms. Curtin, Ms. Seybert, Ms. Gilbert, an employee named Nick Vanderlinden, and, finally, Mr. Yoho. ECF 84, ¶ 24; ECF 91, ¶ 24. He then reported to a group consisting of BNY’s in-house attorneys, HR personnel, Mr. Pruett, and Mr. Pruett’s supervisor, Joe Moran. ECF 85-4, pp. 172:9-16, 316:1-9, 332:1-5, 341:1-14. BNY asserts that it concluded Mr. Yoho had violated its “Code of Conduct” and “Sexual and Other Discriminatory Harassment Policy,” and decided to terminate his employment. ECF 85-15, pp. 7:7-8:5, 56:1-20. As Mr. Yoho’s supervisor, Mr. Pruett bore ultimate responsibility for the termination decision. ECF 79-4, p. 5; ECF 79-22, pp. 71:24-72:2. He delivered the news to Mr. Yoho by reading a statement prepared by HR over the phone. ECF 85-4, p. 318:19-319:10. Mr. Yoho’s view of all this, and the basis for his lawsuit, is that the whole investigation was a pretextual sham to fire him because he was an alcoholic (a disability under the ADA), or because BNY viewed him as too old to keep up with what he characterized as the fast-paced, alcohol-soaked lifestyle of wholesaling financial securities. He asserts that Ms. Noland fabricated the “hard-on” comment, and then encouraged the other employees to report (and either fabricate or exaggerate) minor incidents that did not warrant termination. Mr. Yoho argues that BNY used these false or exaggerated allegations as an excuse to rid itself of him for discriminatory reasons. Separately, he also presses several other claims (e.g., disability-accommodation, tortious-interference, and defamation claims) that arise from a set of different, discrete facts, which are discussed below. LEGAL STANDARD Summary judgment is appropriate “if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). At summary judgment, the Court must ask whether the evidence presents “a sufficient disagreement to require submission to the jury or whether it is so one-sided that one party must prevail as a matter of law.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 251-52 (1986). In making that decision, the Court must “consider all evidence in the light most favorable to the party opposing the motion.” A.W. v. Jersey City Pub. Schs., 486 F.3d 791, 794 (3d Cir. 2007). The summary-judgment stage “is essentially ‘put up or shut up’ time for the non-moving party,” which “must rebut the motion with facts in the record and cannot rest solely on assertions made in the pleadings, legal memoranda, or oral argument.” Berckeley Inv. Grp. Ltd. v. Colkitt, 455 F.3d 195, 201 (3d Cir. 2006). If the non-moving party “fails to make a showing sufficient to establish the existence of an element essential to that party’s case, and on which that party will bear the burden at trial,” summary judgment is warranted. Celotext Corp. v.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Burch v. Coca-Cola Co.
119 F.3d 305 (Fifth Circuit, 1997)
Anderson v. Liberty Lobby, Inc.
477 U.S. 242 (Supreme Court, 1986)
Davila v. Qwest Corporation
113 F. App'x 849 (Tenth Circuit, 2004)
Kunle Ade v. Kidspeace Corp
401 F. App'x 697 (Third Circuit, 2010)
Alvarez v. Des Moines Bolt Supply, Inc.
626 F.3d 410 (Eighth Circuit, 2010)
Webb v. District of Columbia
146 F.3d 964 (D.C. Circuit, 1998)
Charles Wilcher v. Postmaster General
441 F. App'x 879 (Third Circuit, 2011)
Constance London v. Sears, Roebuck & Company
458 F. App'x 649 (Ninth Circuit, 2011)
Bull v. United Parcel Service, Inc.
665 F.3d 68 (Third Circuit, 2012)
Linda Deshields v. International Resort Propertie
463 F. App'x 117 (Third Circuit, 2012)
Halpern v. Wake Forest University Health Sciences
669 F.3d 454 (Fourth Circuit, 2012)
E. Michael Salley v. Circuit City Stores, Inc
160 F.3d 977 (Third Circuit, 1998)
Jones v. Nationwide Life Insurance
696 F.3d 78 (First Circuit, 2012)

Cite This Page — Counsel Stack

Bluebook (online)
YOHO v. THE BANK OF NEW YORK MELLON CORPORATION, Counsel Stack Legal Research, https://law.counselstack.com/opinion/yoho-v-the-bank-of-new-york-mellon-corporation-pawd-2020.