Xueyan Zhou v. Intergraph Corp.
This text of 353 F. Supp. 3d 1220 (Xueyan Zhou v. Intergraph Corp.) is published on Counsel Stack Legal Research, covering District Court, N.D. Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
ABDUL K. KALLON, UNITED STATES DISTRICT JUDGE
Xueyan Zhou alleges that her former employer, Intergraph Corporation, unlawfully subjected her to a hostile work environment, discrimination, and retaliation in violation of Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq. Doc. 1. The court has for consideration Intergraph's motion for summary judgment, which is fully briefed and ripe for consideration.
*1225Docs. 25, 31, 33. After reading the briefs, reviewing the evidence, and considering the relevant law, the court finds that Intergraph has sustained its burden only as to Zhou's claims for sex discrimination, race and national origin discrimination, and racial harassment. Therefore, Intergraph's motion is due to be granted in part and denied in part.
I. LEGAL STANDARD FOR SUMMARY JUDGMENT
Under Rule 56(a) of the Federal Rules of Civil Procedure, summary judgment is proper "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56. " Rule 56 [ ] mandates the entry of summary judgment, after adequate time for discovery and upon motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial." Celotex Corp. v. Catrett ,
The moving party bears the initial burden of proving the absence of a genuine issue of material fact.
At summary judgment, the court must construe the evidence and all reasonable inferences arising from it in the light most favorable to the non-moving party. Adickes v. S. H. Kress & Co. ,
II. FACTUAL BACKGROUND
A. Zhou's Work at Intergraph
Intergraph employed Zhou as a software consultant from May 2011 until February 2017. Doc. 26-1 at 48-50. Zhou's work consisted primarily of programming at the user interface level or "client tier" for a 3D software product called SmartPlant 3D ("S3D"). Docs. 26-3 at 20; 26-6 at 43-44. However, Zhou also studied the middle level coding language of C++ in school, and was learning the lower level code of WPF prior to her discharge. Doc. 26-1 at 81-82. While at Intergraph, Zhou worked on one particular project that involved coding on multiple "tiers" and received positive feedback from her supervisor Steve Herold and the client. Doc. 26-1 at 161-63. Zhou also received positive annual performance reviews that she was either "meeting" or "exceeding" expectations from her supervisors Lester Lynd (2011 - 2014) and Herold (2014 - 2017). Docs. 26-1 at 60, 62, 67, 83, 89; 26-6 at 13, 40. In these reviews, Lynd and Herold encouraged *1226Zhou to continue developing her skills and to "focus on learning about the middle tier components" of the S3D product. See doc. 26-1 at 141, 154, 172, 192; 26-2 at 17.
B. The Harassing Conduct
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ABDUL K. KALLON, UNITED STATES DISTRICT JUDGE
Xueyan Zhou alleges that her former employer, Intergraph Corporation, unlawfully subjected her to a hostile work environment, discrimination, and retaliation in violation of Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq. Doc. 1. The court has for consideration Intergraph's motion for summary judgment, which is fully briefed and ripe for consideration.
*1225Docs. 25, 31, 33. After reading the briefs, reviewing the evidence, and considering the relevant law, the court finds that Intergraph has sustained its burden only as to Zhou's claims for sex discrimination, race and national origin discrimination, and racial harassment. Therefore, Intergraph's motion is due to be granted in part and denied in part.
I. LEGAL STANDARD FOR SUMMARY JUDGMENT
Under Rule 56(a) of the Federal Rules of Civil Procedure, summary judgment is proper "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56. " Rule 56 [ ] mandates the entry of summary judgment, after adequate time for discovery and upon motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial." Celotex Corp. v. Catrett ,
The moving party bears the initial burden of proving the absence of a genuine issue of material fact.
At summary judgment, the court must construe the evidence and all reasonable inferences arising from it in the light most favorable to the non-moving party. Adickes v. S. H. Kress & Co. ,
II. FACTUAL BACKGROUND
A. Zhou's Work at Intergraph
Intergraph employed Zhou as a software consultant from May 2011 until February 2017. Doc. 26-1 at 48-50. Zhou's work consisted primarily of programming at the user interface level or "client tier" for a 3D software product called SmartPlant 3D ("S3D"). Docs. 26-3 at 20; 26-6 at 43-44. However, Zhou also studied the middle level coding language of C++ in school, and was learning the lower level code of WPF prior to her discharge. Doc. 26-1 at 81-82. While at Intergraph, Zhou worked on one particular project that involved coding on multiple "tiers" and received positive feedback from her supervisor Steve Herold and the client. Doc. 26-1 at 161-63. Zhou also received positive annual performance reviews that she was either "meeting" or "exceeding" expectations from her supervisors Lester Lynd (2011 - 2014) and Herold (2014 - 2017). Docs. 26-1 at 60, 62, 67, 83, 89; 26-6 at 13, 40. In these reviews, Lynd and Herold encouraged *1226Zhou to continue developing her skills and to "focus on learning about the middle tier components" of the S3D product. See doc. 26-1 at 141, 154, 172, 192; 26-2 at 17.
B. The Harassing Conduct
After becoming Zhou's immediate supervisor, Herold met with Zhou in December 2014, during which he told Zhou that he had power, that he knew how much people on his team made, that he had the right to put people "in their bracket," and that he had the power to pick who to add to "the layoff list." Doc. 26-1 at 116, 126-27. Herold added that if Zhou did not "do what he said," he would add her to this "layoff list." Id. at 116. Herold then made these same threats to Zhou in another conversation. Id. at 126. It is unclear what specific actions Herold asked Zhou to undertake, but Zhou did not interpret Herold's demands as sexual in nature and she acknowledges they could have been work-related. Id. at 118-21.
Zhou complained to Lynd (Herold's supervisor) about Herold's threats on at least two occasions. Id. at 241. Zhou asked Lynd if she could transfer to another group, id. at 116-17, in one or perhaps both of these conversations. When Lynd asked why, Zhou relayed her conversation with Herold and expressed her concern that Herold was threatening her. Id. at 126-27. Lynd told Zhou that "[Herold] would not say that," that there was no "layoff list," and that Herold would not retaliate against her. Id. at 126-27, 117, 122. After this conversation, Lynd told Herold that Zhou had complained to him about Herold's "layoff list" comments. Doc. 26-6 at 65. Subsequently, Herold had a follow-up conversation with Zhou, the details of which are unclear. Doc. 26-1 at 123. Zhou decided not to pursue her transfer request. Id. at 123.
Over the course of the next three-to-four years, Herold engaged in various conduct that made Zhou uncomfortable and that she interpreted as sexual overtures. Id. at 174, 240-41. For example, Herold repeatedly (less than ten times) told Zhou at various times that his wife was out of town, that he was a bachelor, and that he was "free." Id. at 143-46. Additionally, on multiple occasions, Herold told Zhou that she dressed "very nice," a comment which Lynd also repeatedly made to Zhou. Id. at 233-234. On two occasions, once while alone and a second time when others were present, Herold told Zhou that a female employee had seduced him by sitting next to him in his office and touching her leg against his, and that he had an affair with this employee. Id. at 233, 237-38. Once, when Herold was using his phone to show Zhou photos of his grandchild, Herold displayed a photo of his daughter breastfeeding with her chest exposed. Id. at 150-52. Then, Herold told Zhou that he had found a "bloody picture" of his wife delivering a child and tried to show her that picture as well, but Zhou turned away. Id. at 153-54. Finally, in March 2016, Herold visited Zhou at her home one Sunday afternoon to give her a casserole while she was recovering from a car accident and while her husband was out of town. Id. at 168-73. Herold stayed for a few minutes, made no inappropriate comments, and then left. Id. at 172-74. However, Herold apparently pressured Zhou into allowing him to eat dinner with her and only left when Zhou invited her daughter to meet him. Id. at 172-74.
With the exception of the "layoff list" conversation she reported to Lynd, Zhou did not report any of Herold's behavior to anyone at Intergraph prior to her termination, and also did not report Lynd's comments. Id. at 245.1 Zhou acknowledges *1227that she had reviewed and was familiar with Intergraph's anti-harassment policy and complaint procedure. See 26-1 at 53-56, 128-29, 132-33; 26-4; 26-5.
C. The Graffiti Incident
On December 20 or 21, 2016, a co-worker, Luther Walke, told Zhou about graffiti in a men's restroom that referred to Zhou and three other employees. Id. at 92-94. The graffiti said "Asian Sluts" above a list of four names that included Zhou's first name, Susan, and the first names "Nancy," "Joseph," and "Luther," with lines connecting the two females to the males. Id. at 95-97; doc. 26-8. Both Zhou and Jennifer Kaplan, the vice president of human resources, believed that "Nancy" in the graffiti referred to Nancy Ma, a Chinese employee, and that the males referenced were Joseph Harrison and Luther Walke, neither of whom are of Asian descent. Docs. 26-1 at 92-97; 26-7 at 17.
Upon learning about the graffiti, Denise Bates, the facilities manager, temporarily taped chart paper over the graffiti and later ripped out the wallpaper. Doc. 26-7 at 18-19. Bates also called the police, and either Bates or Kaplan filed a police report. Docs. 26-7 at 18; 26-1 at 100. Subsequently, Bates provided Kaplan with employee badge access information to review, and told Kaplan that she had reviewed this information herself. Doc. 26-7 at 20-22.
When Kaplan and Walke called Zhou to talk about the graffiti, Zhou told Kaplan, "I don't feel safe to come work, because if we don't find this person, today they put things on the wall, tomorrow they may physically attack me." Doc. 26-1 at 92-93, 242. Zhou also told Kaplan that she felt nervous and uncomfortable walking around the parking lot. Doc. 26-7 at 24-25. Ostensibly for the purpose of investigating the incident, Kaplan also asked Zhou who she talked to at the office and Zhou named three men. Doc. 26-1 at 102-03.
After returning to the office from traveling during the winter holidays, Zhou asked Kaplan for an update. Doc. 26-1 at 108. During this conversation, Kaplan asked Zhou to help her review the badge access information from the date of the incident, id. at 105-06, and told Zhou that the detective assigned to the case did not have time to work on it, id. at 108. Zhou then called the assigned detective, who told Zhou that he had called Kaplan three times and left voicemails, that Kaplan never returned his calls, and that he had dismissed the case. Id. at 108-09.
As for the investigation, although Kaplan reviewed the badge access information, she did not interview any employees. Doc. 26-7 at 22. Also, perhaps because there were no security cameras installed outside the bathroom or because she did not believe *1228such a review would prove useful, Kaplan did not review any of the footage from other cameras installed around the building. Doc. 26-7 at 23, 27. Ultimately, Intergraph did not identify the person(s) responsible for the graffiti. Id. at 25.
D. The Transfer Interview
About a month after the graffiti incident, Lynd's manager, Bucky Howell, suggested to Lynd that Zhou should interview for a position with the "BIM" team. Doc. 26-3 at 20. Lynd then spoke to Herold about the "BIM" position based on Lynd's contention that he wanted Zhou to interview for the "BIM" team because Zhou was "more of a user interface programmer," and the type of work that she was doing on her S3D core team "had exhausted mostly." Id. at 20-21. As for Herold, he claims that he supported Lynd's suggestion because Zhou lacked "good skills doing lower level tasks" and "she was the lowest performing member of [his] team." Id.
Subsequently, Herold told Zhou that Intergraph had chosen her to interview for a position on the "BIM" team. Doc. 26-1 at 178-80. Zhou asked if the directive to interview for this transfer (which could have been local or to France) was related to the graffiti incident, stating that, "I'm the victim. I shouldn't get transferred, I should get protected." Id. at 178. Herold responded that she had to interview. Later, Zhou asked Lynd the same question and stated, "I'm the victim." Id. at 205. Lynd denied that the incident factored in the decision, stated that Zhou was doing a good job, and that he wanted her "skill to help other team [sic] as well." Id. Ultimately, the "BIM" team did not select Zhou for the vacancy. Id. at 181-82.
E. Zhou's Termination
A few weeks later, on February 7, 2017, Intergraph discharged Zhou due purportedly to a reduction in force dictated by economics. Doc. 26-3 at 34. In response, Zhou informed Lynd and Tara Argraves, a Human Resources employee, for the first time about Herold's alleged sexual harassment, including Herold's visit to her home, the photos of breastfeeding and childbirth, and the comments about his wife being out of town and about being seduced by an employee. Id. at 29, 35-36; doc. 26-1 at 131. When Lynd asked Zhou why she had not reported this conduct prior to her termination, Zhou cited Herold's age and her desire not to hurt him. Id. at 133.
As for the termination, Intergraph maintains that the President and CFO of its parent company, Hexagon, decided to reduce the workforce based on the economic outlook of the oil and gas sector. Doc. 26-7 at 28. According to Intergraph, when Howell informed Lynd that the S3D organization needed to decrease its resources, Lynd selected Zhou for discharge because her skills were no longer compatible with her team. Doc. 26-3 at 12, 24. Allegedly, Zhou's lack of skills was "an ongoing issue" that stretched back to when Lynd supervised Zhou. Id. Lynd maintains that he chose Zhou for discharge without any input from Herold. Doc. 26-3 at 41. However, Lynd acknowledges also that he and Herold had regular conversations in which they ranked the performance of the employees on Herold's team. Doc. 26-6 at 18, 25.
III. ANALYSIS
Zhou asserts Title VII claims for sexual harassment, racial and national origin harassment, retaliation, discrimination based on sex, and discrimination based on race and national origin. See doc. 1. Title VII makes it unlawful "to discharge ... or otherwise to discriminate against any individual with respect to [her] compensation, terms, conditions, or privileges of employment, because of such individual's race, color, religion, sex, or national origin."
*122942 U.S.C. § 2000e-2. Harassment based on race, sex, or national origin can constitute discrimination "because of ... race, ... sex, or national origin" for purposes of Title VII. See id. ; Jones v. UPS Ground Freight ,
A. Sexual Harassment
Zhou contends that Intergraph subjected her to a hostile work environment based on sex and discharged her because she rejected her supervisor's sexual advances. See doc. 31 at 17-22. To establish a prima facie case, Zhou must show:
(1) that she belongs to a protected group; (2) that she has been subjected to unwelcome sexual harassment; (3) that the harassment was based on her sex; (4) that the harassment was sufficiently severe or pervasive to alter the terms and conditions of employment and create a discriminatorily abusive working environment; and (5) that a basis for holding the employer liable exists.
Hulsey v. Pride Restaurants, LLC ,
District courts must evaluate liability according to the Mendoza factors regardless of the theory of liability. See Johnson,
Turning now to the specifics here, Intergraph contends that Zhou cannot meet her burden with respect to the third, fourth, and fifth Mendoza factors. Doc. 25 at 15-23. The court will address these factors separately below.
1. Whether the Harassment Was Based on Sex.
To show that harassment was "based on her sex," Zhou "must show that but for the fact of her sex, she would not have been the object of harassment." Mendoza ,
Although some of the alleged conduct cannot constitute sexual harassment-Herold's "layoff list" threats to Zhou and Lynd's comments that Zhou dressed "very nice"-as the record does not support a finding that these comments were made because of Zhou's sex, the record is replete nonetheless with comments that permit the inference that Zhou was subject to harassment based on her sex. Specifically, several instances of Herold's conduct toward Zhou, when considered cumulatively, could be interpreted as "comments or advances of an erotic or sexual nature." See Llampallas ,
Likewise, the anonymous "Asian sluts" bathroom graffiti also constitutes harassment based on sex. The epithet has a sufficiently "sex-specific and derogatory" meaning "as to make it clear that the harasser is motivated by general hostility to the presence of women in the workplace." See Oncale ,
*1231Baldwin v. Blue Cross/Blue Shield of Alabama ,
2. Whether the Harassment Amounted to Severe or Pervasive Conduct.
Under a hostile work environment theory, Zhou must show that the sexual harassment was "sufficiently severe or pervasive to alter the terms and conditions of employment." See Hulsey ,
Here, the discriminatory harassment that Zhou cites amounts to approximately fifteen instances over the course of three-to-four years, which is too infrequent under Eleventh Circuit case law to qualify as pervasive. See , e.g. , Guthrie v. Waffle House ,
3. Whether the Harassment Culminated in Zhou's Termination.
Alternatively, even if Intergraph is correct that the alleged conduct is not severe and that consequently Zhou cannot establish her sexual harassment claim under a hostile work environment theory, that does not end the court's inquiry: the court must also consider whether Zhou's "refusal to submit to a supervisor's sexual demands result[ed] in a tangible employment action being taken against her." Hulsey ,
Intergraph maintains that the alleged harassment did not result in a tangible employment action because Lynd made the discharge decision without any input from Herold. Doc. 33 at 5-6. Zhou counters that Lynd's decision may have been based on Herold's opinion. Doc. 31 at 29.3 The record, when viewed in the light most favorable to Zhou, supports Zhou's cat's paw theory. It is undisputed that Lynd last directly supervised Zhou in 2014-three years before the discharge. Thus, an issue of fact exists regarding whether Lynd had current and independent knowledge of Zhou's abilities and skills. Indeed, Lynd admits that he had regular conversations with Herold in which they discussed and ranked employees' performances. In other words, Lynd was likely aware of Herold's opinion that Zhou was "the lowest performing member of [Herold's] team," see doc. 26-6 at 18, 25, 43, when he made the discharge decision. These conversations occurred as recently as a few weeks before the termination, when Herold shared his assessment about Zhou's abilities as part of the discussion on whether Lynd should suggest that Zhou apply for a transfer. A few weeks later, Lynd allegedly decided to discharge Zhou for that same reason, which suggests that Herold's opinions about Zhou that he regularly shared with Lynd influenced Lynd's decision. See docs. 26-3 at 11-12, 19-21; 26-6 at 43-44. Thus, in light of the evidence that Lynd relied on Herold's characterization of Zhou's skills when he decided to discharge her, coupled with Herold's threats to Zhou about his power over the layoff list, the court cannot find as a matter of law that Herold had no involvement in the discharge decision. The *1233court finds instead that, when the evidence is viewed in the light most favorable to Zhou, a genuine issue of material facts exists regarding whether Zhou's refusal to submit to Herold's advances resulted in the tangible employment action. For these reasons, summary judgment on Zhou's sexual harassment claim is due to be denied.
B. Harassment Based on Race and National Origin
Based on the "Asian sluts" graffiti incident, Zhou also contends that Intergraph subjected her to harassment based on her race and national origin as a person who was born in China and is of Chinese descent. Docs. 1 at 6-7; 31 at 7. This single incident, while reprehensible, does not rise to the level of "severe and pervasive" conduct necessary to establish a hostile work environment. See Adams v. Austal, U.S.A., L.L.C ,
C. Retaliation
Zhou contends that Intergraph retaliated against her by terminating her after she complained about and participated in the investigation of the graffiti incident. Doc. 31 at 23-26. Where the evidence of retaliation is entirely circumstantial, the burden of proof shifts between the plaintiff and defendant according to the McDonnell Douglas Corp. v. Green ,
With respect to the first prong of the prima facie case, Zhou contends that her participation in Intergraph's internal investigation of the graffiti, by itself, constitutes protected activity under Title VII. Doc. 31 at 23-24. However, that is not the case because "[t]he 'participation clause' only 'protects proceedings and activities which occur in conjunction with or after the filing of a formal charge with the EEOC; it does not include participating in an employer's internal, in-house investigation, conducted apart from a formal charge with the EEOC.' " Cheatham v. DeKalb Cty., Ga. ,
Still, Zhou can show that she engaged in protected activity: (1) when she complained to Kaplan that the "Asian sluts" graffiti made her feel unsafe and uncomfortable; (2) when she asked Herold if she was being instructed to interview for a transfer because of the graffiti incident and stated she was a "victim" who should be "protected"; and (3) when she asked the same question of Lynd and said she was a "victim." See docs. 26-1 at 178, 204-05, 242; 26-7 at 24-25. In light of the racially and sexually discriminatory content of the graffiti, Zhou's comments to Kaplan, Herold, and Lynd could reasonably be construed as informal complaints of unlawful harassment. See Clover v. Total Sys. Servs., Inc. ,
Zhou can also satisfy the second and third prongs of her prima facie case by showing that her termination was causally connected to her protected activity. A plaintiff can prove causation through "sufficient evidence that the decision-maker became aware of the protected conduct, and that there was a close temporal proximity between this awareness and the adverse ... action." Shotz v. City of Plantation, Fla. ,
*1235Therefore, the burden shifts to Intergraph to articulate a non-retaliatory reason for Zhou's discharge. Intergraph has proffered that it discharged Zhou as part of a reduction in force necessitated by financial concerns, and that it selected Zhou because her "skill set" was no longer appropriate for her team. See doc. 26-3 at 24, 34; 26-7 at 28. Specifically, Intergraph claims that it discharged Zhou because she had primarily performed user interface programming that "had exhausted mostly," and Zhou "was not skilled in coding at the middle and lower levels" of the S3D software. See docs. 26-3 at 12, 20, 26-28; 25 at 3, 13. This is sufficient to satisfy Intergraph's burden. See Standard v. A.B.E.L. Servs., Inc. ,
In light of this, Zhou "must provide sufficient evidence to allow a reasonable fact finder to conclude that the proffered reasons were not actually the motivation for [her] discharge."
Taking this evidence into account, a reasonable factfinder could ultimately conclude that Intergraph's proffered reasons were "unworthy of credence." See Furcron ,
D. Sex, Race, and National Origin Discrimination
The motion is due to be granted, however, as to Zhou's claims of discrimination based on her sex, race, and national origin. Zhou abandoned these claims when she failed to address them in her response to Intergraph's motion for summary judgment. See docs. 25 at 24-27; 31; Fischer v. Fed. Bureau of Prisons ,
Alternatively, the discrimination claims fail because Zhou has not shown that Intergraph "treated similarly situated employees who are not members of [her] class more favorably," or that Intergraph "intended to discriminate against [her] in making the discharge decision." See Burke-Fowler v. Orange Cty., Fla. ,
CONCLUSION
In sum, viewing the evidence in the light most favorable to Zhou, summary judgment is due to be denied on Zhou's sexual harassment claim because she can show that Intergraph subjected her to sexual harassment that culminated in her discharge. Furthermore, because Zhou can establish a prima facie case of retaliation and can show that Intergraph's proffered reasons for the discharge are pretextual, Intergraph's motion is also due to be denied on her retaliation claim. However, Intergraph's motion is due to be granted as to Zhou's claims for hostile work environment based on race and national origin, sex discrimination, and race and national origin discrimination. The court will enter a separate order consistent with these findings.
DONE the 7th day of January, 2019.
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