Xinsheng Gan v. Penny Schrock

CourtMissouri Court of Appeals
DecidedJanuary 25, 2022
DocketWD84241
StatusPublished

This text of Xinsheng Gan v. Penny Schrock (Xinsheng Gan v. Penny Schrock) is published on Counsel Stack Legal Research, covering Missouri Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Xinsheng Gan v. Penny Schrock, (Mo. Ct. App. 2022).

Opinion

IN THE MISSOURI COURT OF APPEALS WESTERN DISTRICT

XINSHENG GAN, ) ) Appellant, ) WD84241 v. ) ) OPINION FILED: ) January 25, 2022 PENNY SCHROCK, ) ) Respondent. )

Appeal from the Circuit Court of Cole County, Missouri The Honorable Patricia S. Joyce, Judge

Before Division One: W. Douglas Thomson, Presiding Judge, and Alok Ahuja and Karen King Mitchell, Judges

Xinsheng Gan appeals from the circuit court’s affirmation of an Administrative Hearing

Commission (AHC) decision awarding some, but not all, of the monetary relief Gan requested

following a hearing to determine the amount of back pay he was owed following reinstatement to

his job with the State of Missouri after an improper dismissal. Gan raises four points on appeal.

First, he argues that the AHC award was erroneous insofar as it failed to include (1) back pay for

the entire six years between dismissal and reinstatement, (2) the difference between the cost paid

by Gan for medical insurance and what he would have paid under the State’s plan, (3) a loss of

value for future social security benefits, and (4) the value of all of the annual leave that Gan would have acquired absent his dismissal. Second, Gan argues that the award improperly failed to include

both pre- and post-judgment interest. Third, Gan argues that the award should have included

additional compensation for the adverse tax consequences he would suffer from a large lump-sum

payment. And, finally, Gan argues that he was improperly rehired, rather than reinstated, to his

original position. Finding no error, we affirm.

Background

Gan worked as a Research Analyst III with the Missouri Department of Social Services,

Division of Finance and Administrative Services, for six years until he was dismissed in February

2013. Schrock v. Gan, 494 S.W.3d 631, 633 (Mo. App. W.D. 2016) (Gan I). Gan, a merit system

employee, appealed his dismissal to the AHC, and the AHC initially determined that Gan’s

dismissal was not for the good of the service and ordered that he be reinstated. 1 Id. The

Department sought review in the circuit court, and the circuit court reversed the AHC’s decision,

1 Gan brought his action under the State Personnel Law, § 36.010 et seq., governing employment of State employees. With respect to “regular employees” (also known as merit employees), they may be dismissed for cause by “[a]n appointing authority . . . when he [or she] considers that such action is required in the interests of efficient administration and that the good of the service will be served thereby.” Mo. Rev. Stat. § 36.380 (2013). The State Personnel Law provides to the dismissed employee a right of appeal to the administrative hearing commission (AHC). Id. A person seeking an appeal before the AHC “may appeal in writing . . . within thirty days after the effective date [of the adverse employment decision], setting forth in substance the employee’s reasons for claiming that the dismissal, suspension or demotion was for political, religious, or racial reasons, or not for the good of the service.” § 36.390.5 (2013). Hearings before the AHC under § 36.390.5 are contested cases as defined in Chapter 536. Id. § 36.390.8. Following the hearing, the AHC may “(1) [o]rder the reinstatement of the employee to the employee’s former position; [or] (2) [s]ustain the dismissal of such employee . . . .” § 621.075.2 (2013). If the AHC orders reinstatement, then “[a]fter . . . all parties have let the time for appeal lapse or have filed an appeal and that appeal process has become final and the order of reinstatement has been affirmed, the administrative hearing commission shall commence a separate action to determine the date of reinstatement and the amount of back pay owed to the employee.” § 621.075.3. If the person believes the termination was “because of such individual’s race, color, religion, national origin, sex, ancestry, age or disability,” that person may choose to file a complaint under the Missouri Human Rights Act (MHRA) with the Missouri Commission on Human Rights. §§ 213.055.1(1)(a), 213.075. Though both statutes cover dismissals based upon improper considerations, they have different timelines and different remedies available. While the sole remedies available under the State Personnel Law are reinstatement and back pay, the remedies available under the MHRA include injunctive relief, temporary restraining orders, actual damages, and punitive damages. § 213.111.2. Here, Gan chose to proceed under the State Personnel Law, which provides more limited relief than the MHRA.

2 finding that the AHC failed to use a proper analysis, and the court remanded the matter back to the

AHC to reconsider under the proper analysis. Id. Gan appealed the circuit court’s decision to this

court, and we dismissed the appeal for lack of a final judgment and remanded the matter to the

AHC for final determination. Id. at 637.

In March 2017, the AHC adopted its previous findings of fact, found additional facts, and

concluded that Gan’s dismissal was not for the good of the service and reinstated him to his

position as Research Analyst III. Schrock v. Gan, 563 S.W.3d 127, 129 (Mo. App. W.D. 2018)

(Gan II). The Department again sought review in the circuit court, and the circuit court again

reversed the AHC’s decision, finding that the AHC exceeded its authority and misapplied the law

and that its determination was not supported by competent and substantial evidence upon the whole

record. Id. Gan again appealed to this court, and we held that there was no error in the AHC’s

determination that the Department failed to show that Gan’s dismissal was for the good of the

service. Id. at 136-37. Therefore, we reversed the decision of the circuit court, affirmed the

decision of the AHC reinstating Gan to his former position, and remanded the matter to the AHC

for determination of attorney’s fees and costs. Id. at 137.

On February 14, 2019, the AHC reopened the matter to determine Gan’s date of

reinstatement and the amount of back pay to which he was entitled. The AHC held a hearing on

July 24, 2019, wherein it received documentary evidence and testimony from Penny Schrock, the

former Appointing Authority for the Department; Dawn Plybon, the current Appointing Authority

for the Department; James Brinkmann, a vocational rehabilitation specialist; and Gan. The parties

agreed that Gan’s dismissal date was February 1, 2013, and that he was reemployed as a Research

Analyst III with the Department on January 14, 2019. They also agreed that the total wages Gan

would have received for the nearly six years he was unemployed was $239,399.19. The

3 Department argued, however, that Gan was not entitled to the full amount as a result of his failure

to mitigate his damages by working during the period between dismissal and reemployment. Gan

argued that he was entitled to not only the full amount of lost wages but also additional

compensation for (1) the difference in medical insurance premiums paid and those he would have

paid under the State’s medical plan (MCHCP), (2) the loss in value of social security benefits,

(3) the value of all lost annual leave, and (4) the value of his lost time in the Missouri State

Employees Retirement System (MOSERS).

On December 20, 2019, the AHC issued its decision, granting Gan $92,631.52 in back pay

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Xinsheng Gan v. Penny Schrock, Counsel Stack Legal Research, https://law.counselstack.com/opinion/xinsheng-gan-v-penny-schrock-moctapp-2022.