WOODLANDS VIEW LLC v. MARK B. FERREE & Others.
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Opinion
NOTICE: Summary decisions issued by the Appeals Court pursuant to M.A.C. Rule 23.0, as appearing in 97 Mass. App. Ct. 1017 (2020) (formerly known as rule 1:28, as amended by 73 Mass. App. Ct. 1001 [2009]), are primarily directed to the parties and, therefore, may not fully address the facts of the case or the panel's decisional rationale. Moreover, such decisions are not circulated to the entire court and, therefore, represent only the views of the panel that decided the case. A summary decision pursuant to rule 23.0 or rule 1:28 issued after February 25, 2008, may be cited for its persuasive value but, because of the limitations noted above, not as binding precedent. See Chace v. Curran, 71 Mass. App. Ct. 258, 260 n.4 (2008).
COMMONWEALTH OF MASSACHUSETTS
APPEALS COURT
25-P-187
WOODLANDS VIEW LLC
vs.
MARK B. FERREE & others.1
MEMORANDUM AND ORDER PURSUANT TO RULE 23.0
A judge of the Land Court dismissed a complaint filed by
Woodlands View LLC (Woodlands) against the defendants, based on
the pendency of a prior action, under Mass. R. Civ. P.
1Sandra S. Ferree; Lawrence Whalen; Ann Whalen; Nicholas Kurkjy; Leah M. Lemont; Sherry L. Steele; Diane M. Melanson; Richard L. Garcia; Mary C. Garcia; Cheryl A. Flynn; Dana E. Wilson; Francis X. Holt; Deborah Anne Holt; Serge Rekun; Olga Russakovskaya; Linda M. Halloran; Eric V. Conradt, as trustee of the Shirley M. Conradt 2005 Revocable Trust; Shirley M. Conradt, as trustee of the Shirley M. Conradt 2005 Revocable Trust; Todd Stiff; Karen Stiff; Michael Bannon; Christopher S. Chiappetta; Richard E. Matano; Sheila A. Matano; Karen Frank, as trustee of the Joseph H. Frank Trust and as trustee of the Karen L. Frank Trust; Joseph Frank, as trustee of the Joseph H. Frank Trust and as trustee of the Karen L. Frank Trust; Jacob B. Evans; Sarah Cooper; Angela E. Jones; Nicole A. John; Michael McGuinness; Michael S. Lupo; David M. Ferrante; Patricia M. Ferrante; Kurt J. Steenbruggen; Matthew Kobel; Elizabeth Barker; Julia Y. Cotter; and The Woodlands Homeowners' Association, Inc. 12 (b) (9), as amended, 450 Mass. 1403 (2008) (rule 12 [b] [9]).
Concluding that the judgment was properly dismissed, but that it
should not have been dismissed with prejudice, we vacate the
dismissal and direct the entry of a new judgment dismissing the
complaint without prejudice.
We review the grant of a motion to dismiss de novo. See
Okoli v. Okoli, 81 Mass. App. Ct. 381, 384 (2012). Rule
12 (b) (9) permits a defendant to move for dismissal because of
the "[p]endency of a prior action in a court of the
Commonwealth." "Dismissal under this rule is proper when the
same parties are involved in two actions, one begun before the
other, and [i]t is apparent from the face of the present
complaint . . . that all the operative facts relied on to
support the present action had transpired prior to the
commencement of the first action." (quotation and citation
omitted). Gold Star Homes, LLC v. Darbouze, 89 Mass. App. Ct.
374, 377 (2016). "The rule prohibits the long-barred practice
of claim-splitting." M.J. Flaherty Co. v. United States Fid. &
Guar. Co., 61 Mass. App. Ct. 337, 339 (2004).
On June 4, 2024, five condominium trusts (Superior Court
plaintiffs) filed a complaint against Woodlands in the Superior
Court. On June 12, 2024, Woodlands filed a complaint in the
Land Court against more than thirty individually-named
condominium unit owners and trustees, and against the Woodlands
2 Homeowners Association, Inc.,2 seeking relief regarding
substantially the same issues as raised in the Superior Court
action.3 On June 21, 2024, the Superior Court plaintiffs amended
their complaint, to join as plaintiffs five individually-named
unit owners who were named in the Land Court case, pursuant to
Mass. R. Civ. P. 15, 365 Mass. 76 (1974) (rule 15), which allows
for "[a] party [to] amend his pleading once as a matter of
course at any time before a responsive pleading is served
. . . ." The unit owners, as defendants in the Land Court
action, then filed a motion to dismiss pursuant to rule
12 (b) (9) in the Land Court, arguing that because the parties
and the subject matter in the two actions were the same, the
Superior Court action was a "prior pending action" requiring
dismissal of the later Land Court action. The Land Court judge
allowed the motion to dismiss and entered a judgment of
dismissal with prejudice, and this appeal ensued.
Woodlands argues that the dismissal pursuant to rule
12 (b) (9) was improper because the Superior Court action, at
the time that Woodlands filed the Land Court action, did not
2 Woodlands also named "John and Jane Doe" as parties in interest to the complaint, representing the remaining unnamed condominium unit owners. Woodlands later amended the complaint to list over 300 such parties in interest.
3 Woodlands concedes that the substance of the claims presented in the Superior Court action and the Land Court action are sufficiently similar for purposes of rule 12 (b) (9).
3 constitute a prior pending action with the "same parties."
Without supporting authority, Woodlands contends that the
joinder of additional plaintiffs pursuant to rule 15 did not
relate back to the date of the initial Superior Court complaint
filing for the purposes of a dismissal under rule 12 (b) (9).
Woodlands argues that rule 15's purpose is limited to plaintiffs
seeking to "assert claims against additional defendants
subsequent to the statute of limitations running." We are not
persuaded. Subsection (c) of rule 15 states that "Whenever the
claim or defense asserted in the amended pleading arose out of
the conduct, transaction, or occurrence set forth or attempted
to be set forth in the original pleading, the amendment
(including an amendment changing a party) relates back to the
original pleading" (emphasis added). We see no reason to limit
this permissive subsection to changes in party defendants as
argued by Woodlands. Indeed, amendment practice is liberally
construed. See G. L. c. 231, § 51. See also Ideal Financing
Ass'n, Inc. v. McPhail, 320 Mass. 521, 523 (1946).
While Woodlands contends that the Land Court action was
wrongly dismissed, it agrees that the two actions cannot proceed
simultaneously. Because the issues and many parties between the
two actions are identical, a judgment in the Land Court, as
noted by the judge, "would concern the same questions of law and
fact which lie at the center of the earlier filed Superior Court
4 [c]ase," and would "risk . . . competing and potentially
inconsistent adjudications in the two courts." Prevention of
this type of claim splitting is the purpose of rule 12 (b) (9).
See M.J. Flaherty Co., 61 Mass. App. Ct. at 339. Thus, we
conclude that the dismissal of the Land Court action was proper.
While the judge properly dismissed the complaint under rule
12 (b) (9), we agree with Woodlands that it should have been
dismissed without prejudice to ensure that Woodlands is able to
fully advance its claims in the Superior Court. At oral
argument, the appellees stated that they did not object to the
entry of a judgment of dismissal of the Land Court action
without prejudice. We vacate the judgment, and a new judgment
shall enter dismissing the complaint without prejudice.
So ordered.
By the Court (Shin, Walsh & Allen, JJ.4),
Clerk
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