Wise v. Herzog

114 F.2d 486, 72 App. D.C. 335, 1940 U.S. App. LEXIS 3152
CourtCourt of Appeals for the D.C. Circuit
DecidedJuly 15, 1940
Docket7438
StatusPublished
Cited by46 cases

This text of 114 F.2d 486 (Wise v. Herzog) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wise v. Herzog, 114 F.2d 486, 72 App. D.C. 335, 1940 U.S. App. LEXIS 3152 (D.C. Cir. 1940).

Opinion

MILLER, Associate Justice.

The Small Claims and Conciliation Branch of the Municipal Court of the District of Columbia was established by the Act of March S, 1938. 1 The act provides for simplified methods of service of process as alternatives for service by the United States Marshal, i. e., “by registered mail with return receipt; or by any person not a party to or otherwise interested in the suit, especially appointed by the judge for that purpose.” 2

In the present case an attempt was made to serve process of that court upon appellant, defendant below, by sending to her a registered letter addressed: “Mrs. Alfred J. Wise, 31st and Westover Drive, S.E.” The letter was returned marked “Unclaimed.” Eight days later a second registered letter was sent, addressed in the same manner, and this was returned marked “Refused.” Thereafter, on September 6, 1938, pursuant to Rule 9 of the Small Claims Branch of the Municipal Court, a notification was sent to appellant, by ordinary mail, that “The Post Office has returned the Registered Mail Notice we sent to you in this case, marked Refused. Despite your refusal to accept the Notice, the Court will proceed with the case * * On September 10th, judgment was rendered against appellant by default. On January 17, 1939, she appeared specially and, on the ground that the service of process was invalid and contrary to the statute, moved, to quash the alleged service, to vacate the default judgment, and to dissolve the attachment which had been levied in execution upon the judgment. In an affidavit filed' in support of her motion, appellant stated that “she never at any time received a registered letter of any kind or description from the Municipal Court of the District of Columbia nor has she ever refused to receive registered mail addressed to her nor has she ever received letters from the Municipal Court of the District of Columbia sent through ordinary mail.” It was stipulated that if appellant were present at the hearing on the motion she would testify exactly as alleged in her affidavit; appellee, however, not conceding the truth of the testimony, or waiving the right to cross-examine. The lower court overruled the motion. We granted a writ of error, in order to resolve the important procedu *488 ral question, whether valid service was actually máde within the meaning of the statute.

The nature and purpose of the Small. Claims Court argue — as a matter of public policy — in favor of an expeditious and inexpensive procedure such as is required by the applicable statute and rules of court. 3 However, this thoroughly commendable purpose cannot be used to justify a process which may destroy constitutional rights and privileges. An equally important disclosure of public policy is found in the constitutional guarantee of due process, 4 which requires, for the exercise of judicial power, appropriate notice of the judicial action and an opportunity to be heard. 5

Service of process is the means by which such notice is given and such opportunity afforded. 6 Consequently, it must be accomplished by a method reasonably calculated to afford the party sued this constitutional protection. 7 Without such service, no jurisdiction exists; 8 the'court lacks power to act'; and a judgment rendered a gainst a person, under such circumstances, is void for all purposes. 9

It does not follow, of course, that actual physical service is required in all cases for, although the foundation of jurisdiction is *489 physical, nevertheless, for example, submission to the jurisdiction by appearance may take the place of service upon the person ; 10 and various other substitutes impersonal service have been recognized. 11 However, the Supreme Court has said that all forms of" substituted service in actions purely in personam, constitute departures from the rule of the common law and the statutory authority therefor should be strictly followed. 12 And Justice Holmes, speaking for that Court has warned us that when it is sought 'thus to extend the means of acquiring jurisdiction beyond personal service or appearance, the physical foundation thereof should be borne in mind and “great caution should be used not to let fiction deny the fair play that can be secured only by a pretty close adhesion to fact.” 13

Service of process by registered mail, as provided in the pertinent statute, has been recognized as sufficient to satisfy the requirements of due process of law. 14 However, in view of appellant’s denial that *490 she received notice in any form, the question arises whether, in the present case, such service- was actually accomplished, in conformance with the statute. In answering the question we must so construe the language of the statute 15 — and of the rule of court, 16 promulgated pursuant thereto 17 ■ — as to avoid-any doubt of constitutionality. 18 The presumption, of course, must be that Congress intended service by registered mail to be so made as to insure due process of law. 19

In our view the requirements of due process can be satisfied by compliance with the provisions of the statute as construed in Rule 9. 20 The latter constitutes a reasonable exercise of the rule-making power delegated by the statute to the court. 21 Properly construed, it neither abridges nor extends the jurisdiction of the court beyond the limits of the Act itself ; 22 hence, it has the force and effect of law. 23 But neither the statute nor the rule was complied with in the present case. With particular reference to the italicized portions of the rule as set out in the margin, 23a the record fails to show (1) that the registered letter was delivered by the post *491 man to the addressee, or to any other responsible person qualified to receive the addressee’s registered mail ; 24

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Bluebook (online)
114 F.2d 486, 72 App. D.C. 335, 1940 U.S. App. LEXIS 3152, Counsel Stack Legal Research, https://law.counselstack.com/opinion/wise-v-herzog-cadc-1940.