Winters v. State

76 A.3d 986, 434 Md. 527, 2013 WL 5354333, 2013 Md. LEXIS 595
CourtCourt of Appeals of Maryland
DecidedSeptember 25, 2013
DocketNo. 85
StatusPublished
Cited by8 cases

This text of 76 A.3d 986 (Winters v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Winters v. State, 76 A.3d 986, 434 Md. 527, 2013 WL 5354333, 2013 Md. LEXIS 595 (Md. 2013).

Opinions

GREENE, J.

The present case involves the question of whether a criminal defendant’s waiver of his right to a jury trial was valid. More specifically, we are asked to address the validity of the waiver in light of the fact that, during the waiver colloquy, the trial judge provided the defendant with advice that the judge not only was not required to give to the defendant, but that was also erroneous. We shall conclude that the erroneous advisement may have misled the defendant to believe that a jury trial was a less attractive option than it actually would be under Maryland law, and, thereby, influenced the defendant’s decision to waive his jury trial right. Accordingly, the trial judge did not satisfy his obligation to ensure that the waiver was knowing, and therefore, the defendant is entitled to a new trial.

Facts and Procedural History

David Winters (“Petitioner” or “Winters”) was charged with the murder of his father. In January 2009, Petitioner was tried in the Circuit Court for Montgomery County during a bench trial after entering pleas of not guilty and not criminally responsible.1 After learning of Winters’s desire to have a [531]*531bench trial, the trial judge examined Winters in open court and announced on the record that Winters was knowingly and voluntarily waiving his right to a jury trial. During the waiver colloquy, the following ensued:

[Trial Judge]: What is your name?
[Petitioner]: David Winters.
[Trial Judge]: And are you represented by lawyers?
[Petitioner]: Yes, sir.
[Trial Judge]: And do you wish to waive a jury in this ease?
[Petitioner]: Yes, sir.
[The trial judge inquires about the Petitioner’s address, occupation, age, and marital status]
[Trial Judge]: How far have you gone in school?
[Petitioner]: High school diploma.
[Trial Judge]: You’ve received a high school diploma. Do you have any college?
[Petitioner]: No, sir.
[Trial Judge]: At the present time, are you under the influence of any narcotics, medication, or alcohol?
[Petitioner]: No, sir.
[Trial judge]: Are you suffering from any physical illness at the present time?
[Petitioner]: No, sir.
[Trial Judge]: All right, my understanding is that you have entered a plea of not criminally responsible. Does that condition make it difficult for you to understand what’s going on here today?
[Petitioner]: No, sir.
[Trial Judge]: Do you fully understand what’s going on here today?
[Petitioner]: Yes, sir.
[532]*532[Trial Judge]: Do you understand that you have a right to have a trial by a jury of 12 persons, both on the issue of guilt or innocence, and also on the issue of whether or not you were criminally responsible at the time of this alleged event?
[Petitioner]: Yes, sir.
[Trial Judge]: Do you understand that?
[Petitioner]: Yes, sir.
[Trial Judge]: Do you understand that unless you waive a trial by jury, your case will automatically be tried by a jury? Do you understand that?
[Petitioner]: Yes, sir.
[Trial Judge]: And do you understand that a jury trial is a trial by 12 people chosen by your lawyers, selected at random from the citizens of Montgomery County?
[Petitioner]: Yes, sir.
[Trial Judge]: And do you, understand that for such a jury to convict you or to find you either criminally responsible or not criminally responsible, they must unanimously, all together, vote to convict you or find you criminally responsible or not criminally responsible upon which the evidence they feel proves same by a reason — beyond a reasonable doubt? Do you understand that?
[Petitioner]: Yes, sir.
[Trial Judge]: Do you understand that if you waive a jury trial, you are going to be tried by me alone, nobody else?
[Petitioner]: Yes, sir.
[Trial Judge]: Do you understand that you may not be permitted to change your election once the trial starts, if you subsequently change your mind and want to be tried by a jury?
[Petitioner]: Yes, sir.
[Trial Judge]: Have you discussed this matter with your lawyers, namely, waiving a jury trial?
[Petitioner]: Yes, sir.
[533]*533[Trial Judge]: Do you have any questions about what I’ve asked you or told you up to this point in time?
[Petitioner]: No, sir.
[Trial Judge]: Do you want to further discuss anything with your lawyers, with reference to waiving a jury trial?
[Petitioner]: No, sir.
[Trial Judge]: Now, you have stated that you wish to waive your right to a jury trial. Are you certain and do you positively state that this decision is made freely, intelligently, and voluntarily by you?
[Petitioner]: Yes, sir.
[Trial Judge]: Very well.
[Trial Judge]: The Court finds the defendant has knowingly and voluntarily waived his right to a jury trial; directs that the record reflect those findings.

(Emphasis added).

At trial, neither party disputed that Winters was complicit in his father’s death. Defense counsel, in her opening statement, expressed that there were “two issues for the Court to decide in this case ... the degree of guilt[2] ... [and] whether he meets the criteria for not criminally responsible or not.” Both parties presented expert testimony as to Petitioner’s mental health status and whether he was criminally responsible. The State put forward evidence to suggest that the murder was premeditated and that Winters was aware that what he did was wrong. In support of his not criminally responsible defense, Petitioner called as a witness a psychiatrist who testified that Petitioner suffered from mental disorders, including schizophrenia, and as a result lacked the substantial capacity both to appreciate the criminality of his conduct and to conform his conduct to the requirements of the law. After hearing the evidence, the trial judge determined that the evidence was “in equipoise” as to Winters’s criminal [534]*534responsibility and therefore Petitioner failed to demonstrate, by a preponderance of evidence, that he was not criminally responsible. Winters was subsequently convicted of first degree murder and sentenced to life imprisonment.

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Cite This Page — Counsel Stack

Bluebook (online)
76 A.3d 986, 434 Md. 527, 2013 WL 5354333, 2013 Md. LEXIS 595, Counsel Stack Legal Research, https://law.counselstack.com/opinion/winters-v-state-md-2013.