Winterhawk Outfitters, Inc. v. Office of Outfitters Registration

43 P.3d 745, 2002 Colo. App. LEXIS 166, 2002 WL 220848
CourtColorado Court of Appeals
DecidedFebruary 14, 2002
DocketNo. 01CA0652
StatusPublished
Cited by2 cases

This text of 43 P.3d 745 (Winterhawk Outfitters, Inc. v. Office of Outfitters Registration) is published on Counsel Stack Legal Research, covering Colorado Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Winterhawk Outfitters, Inc. v. Office of Outfitters Registration, 43 P.3d 745, 2002 Colo. App. LEXIS 166, 2002 WL 220848 (Colo. Ct. App. 2002).

Opinion

Opinion by

Judge ROTHENBERG.

Respondents, Winterhawk Outfitters, Inc., and Larry L. Amos (Winterhawk), appeal the final agency order of the Office of Outfitters Registration (the Agency), issued on its behalf by the Director of the Division of Registrations (the Director), imposing a two-year suspension of Winterhawk's outfitter registration. We vacate the order and remand with directions to reinstate the order of the Administrative Law Judge (ALJ).

L.

Winterhawk contracted with a client to provide hunting guide services. Following a complaint by the client, the Ageney conducted an investigation and filed disciplinary charges against Winterhawk.

In October 2000, a hearing was held before an ALJ pursuant to § 24-4-105(8), C.R.S. 2001. On January 18, 2001, the ALJ issued an initial decision containing findings of fact and conclusions of law and recommending sanctions against Winterhawk that included six years of probation, a fine, and costs.

On January 26, 2001, the program administrator for the Agency mailed Winterhawk a copy of the ALJ's initial decision. Winter-hawk's letter reflected that a copy was also sent to the assistant attorney general who was the Agency's counsel. The January 26 letter advised Winterhawk it had thirty days to file written exceptions to the initial decision. The letter further stated: "You and the Director may decide not to appeal or to review the Initial Decision of the [ALJ], in which case such Initial Decision shall become the decision of the Division Director."

Attached to the January 26 letter was a document (the addendum) stating in block letters: "THIS IS TO ADVISE YOU OF THE PROCEDURES USED BY THE OFFICE OF OUTFITTERS REGISTRATION WHEN CONSIDERING EXCEPTIONS TO THE INITIAL DECISION OF THE [ALJ]" (emphasis added).

The addendum also stated that "[elxeep-tions must be filed by the Assistant Attorney General or the Respondent within thirty days" and that "[Winterhawk's] attorney and the [Agency's] attorney will be informed of the Director's decision after he considers the [ALJ's] findings of fact, conclusions of law and recommendations, as well as any Exceptions."

On February 5, 2001, counsel for the Agency filed a "Designation of Record," which stated, as relevant here, that "the undersigned counsel hereby designates ... the following pleadings, exhibits and other documents in conjunction with the exceptions to be taken to the Initial Decision of the [ALJ]" (emphasis added).

On February 28, 2001, the Agency filed "Petitioner's Exceptions to Initial Decision." It is undisputed that those exceptions were untimely filed.

The Director reviewed the initial decision on behalf of the Agency and on March 12, 2001, issued a document entitled "Final Agency Order" (final order). The final order recited that "[slection - 24-4-105(15)(b), C.R.S., allows the Director to set aside findings of evidentiary fact made by the Administrative Law Judge if such findings are contrary to the weight of the evidence" and modified the sanctions recommended by the ALJ by adding a two-year suspension of Winterhawk's outfitter registration and reducing the probationary period from six to four years. Winterhawk appeals from the final order.

[747]*747IL

Winterhawk contends the Director lacked authority to issue the final order on March 12, 2001, and therefore, the ALJ's order must be reinstated. More specifically, Win-terhawk contends that because no exceptions were timely filed by the Agency and because review was not initiated upon motion of the Agency within thirty days of service of the ALJ's initial decision, as required by § 24-4-105(14)(@)(ID), C.R.S8.2001, the ALJ's initial decision became the Agency's final order as a matter of law pursuant to § 24-4-105(14)(b)(III), C.R.98.2001. We agree.

The State Administrative Procedure Act (APA), § 24-4-101, et seq., C.R.98.2001, governs the conduct of certain governmental entities, including the Agency. Section 24-4-105(14)(a)(I1) provides for review "[wlith regard to initial decisions regarding agency action ... by filing exceptions within thirty days after service of the initial decision upon the parties, unless extended by the agency or unless review has been imitiated upon motion of the agency within thirty days after service of the imitial decision" (emphasis added).

As relevant here, § 24-4-105(14)(b)(III) provides that "[iIn the absence of an exception filed pursuant to [§ 24-4-105(14)(a)(I1) ], the initial decision of [the ALJ] shall become the decision of the agency." See Cornell v. State Board of Pharmacy, 813 P.2d 771 (Colo.App.1990); Colorado Board of Medical Examiners v. Robertson, 751 P.2d 648, 649 (Colo.App.1987)(the initial decision of the hearing officer becomes an order "if no exceptions are filed by either party for a period of thirty days after service of the initial decision").

There is a presumption that the word "shall," when used in a statute, is mandatory. See In re Marriage of Williams-Off, 867 P.2d 205 (Colo.App.1993).

In Western Colorado Congress v. Colorado Dep't of Health, 844 P.2d 1264, 1266 (Colo.App.1992), a panel of this court found no ambiguity in these provisions, stating:

Under the plain wording of [§§ 24-2-105(14) and (15)(a) 1, any decision made by a hearing officer or [ALJ] is an initial decision, which becomes final only if no exceptions or ageney motion are submitted within the allotted time. This gives the ageney the opportunity to correct any alleged errors without the necessity of judicial review.

A. No Exceptions Filed

Neither Winterhawk nor counsel for the Agency filed exceptions within thirty days of service of the ALJ's initial decision, and in the final agency order, the Director so found. The Director stated:

[elxceptions were filed by disciplinary counsel ... with the Office [of the Director] on February 28, 2001, [and] therefore do not comply with the requirements set by the State Administrative Procedure Act ... for timely filing. These exceptions have not been considered in the Director's decision. Further, it should be noted that no Exceptions were filed by [Winterhawk]. (emphasis added)

Accordingly, it is undisputed that, under § 24-4-105(14)(b)(III), the ALJ's initial decision became the decision of the Agency as a matter of law unless the record reflects that within thirty days of service of the initial decision, review was "initiated upon motion of the agency."

B. Review Not Initiated upon Motion of the Agency

A "motion" is defined as "a written or oral application requesting a court to make a specified ruling or order." Black's Law Dictionary 1081 (7th ed.1999). See Ballantine's Law Dictionary 818 (8d ed.1969)(defining a "motion" as "[aln application, normally incidental to an action, made to a court or judge for the purpose of obtaining an order or rule directing something to be done in favor of the applicant"); see also In re the Marriage of Plank,

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43 P.3d 745, 2002 Colo. App. LEXIS 166, 2002 WL 220848, Counsel Stack Legal Research, https://law.counselstack.com/opinion/winterhawk-outfitters-inc-v-office-of-outfitters-registration-coloctapp-2002.