Winfield Collection, Ltd. v. Gemmy Industries, Corp.

147 F. App'x 547
CourtCourt of Appeals for the Sixth Circuit
DecidedAugust 29, 2005
Docket04-1545, 04-2106, 04-1586
StatusUnpublished
Cited by8 cases

This text of 147 F. App'x 547 (Winfield Collection, Ltd. v. Gemmy Industries, Corp.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Winfield Collection, Ltd. v. Gemmy Industries, Corp., 147 F. App'x 547 (6th Cir. 2005).

Opinion

BATCHELDER, Circuit Judge.

Winfield Collection Limited (“Winfield”) appeals the district court’s order granting summary judgment to Gemmy Industries Corp. (“Gemmy”) on Winfield’s copyright infringement action against Gemmy and dismissing the action. Winfield also appeals the district court’s award of attorney fees to Gemmy. Gemmy cross appeals a ruling by the district court refusing to strike certain evidence that Gemmy maintains was improperly withheld by Winfield during discovery. Because Gemmy’s allegedly infringing work is not substantially similar to Winfield’s work, and the district court’s refusal to strike the challenged evidence was harmless in any event, we affirm the judgments of the district court dismissing Winfield’s copyright claim and refusing to strike the disputed evidence. We conclude, however, that the district court abused its discretion in finding that Winfield’s complaint was frivolous, and we reverse the judgment awarding attorney fees to Gemmy.

BACKGROUND

Winfield produces two-dimensional craft designs, which consumers purchase to produce craft projects. These designs include instructions and images that explain how to create and assemble the particular project. In 1996, Winfield produced a design *549 that enables consumers to craft a witch-like figure that appears to have just crashed into a tree, pole, or other structure (“Winfield’s witch”). The design calls for consumers to use plywood for the figure’s body/clothing, hat, socks, and boots; a mop for the hair; and a black plastic trash bag for the cape. The design further suggests how consumers should paint the plywood (e.g., lime and white stripes for the socks and “fire red” for the fingernails). Winfield sells only the designs for the crafts, not the materials for use in making the crafts. On July 23, 1996, Win-field obtained Copyright Registration No. VA-781-855 for its witch design, which included a photograph of a witch assembled according to that design. Winfield’s copyright application claims copyright protection for two-dimensional artwork, text, and photographs, and “[a]ll text and artwork of new patterns as listed.”

Gemmy produces three-dimensional figures, not two-dimensional designs. Prior to 1996, Gemmy produced a decorative witch figure sitting on a broom, which consumers could hang in the air (“Gem-my’s hanging witch”). Gemmy copyrighted this witch, No. VA1-198-449. In addition, in 1998, Gemmy began to produce two witch figures that appear to have just crashed into a tree or similar object while flying on a broom (collectively, “Gemmy’s crashing witch”). 1 One figure comes with a tree trunk; the other can be attached to a consumer’s existing tree, pole, or similar object; and both are the subject of Copyright Registration No. VA1-003-018. Gemmy’s hanging witch and crashing witch do not require consumers to craft or assemble the figures. Furthermore, Gem-my’s witches are not made from plywood and other household materials. The figures are finished products made from refined materials, with detailed features such as molded-plastic hands, socks, and boots; silk-like hair; molded-foam arms, legs, and body; and fabric hat, clothing, and cape.

Winfield’s one-count complaint alleged that Gemmy’s crashing witch infringed the copyright of Winfield’s witch. Gemmy responded with a two-count counterclaim. First, Gemmy asked for a declaratory judgment of non-infringement; second, Gemmy argued that if the court were to determine that its crashing witch is substantially similar to Winfield’s witch, then Winfield’s witch is substantially similar to- and thus infringes-Gemmy’s earlier hanging witch.

The district court granted summary judgment to Gemmy, holding that it did not infringe Winfield’s copyright. The court held that Gemmy did not have access to Winfield’s witch design; that, even if it did have access, Gemmy’s three-dimensional crashing witch was not substantially similar to Winfield’s two-dimensional witch design; and that even if Winfield had copyright protection in a three-dimensional depiction of its witch design, Gemmy’s crashing witch was not substantially similar. The district court therefore granted Gemmy a declaratory judgment of non-infringement. Because the court found no substantial similarity between Gemmy’s crashing witch and Winfield’s witch, the court dismissed Gemmy’s infringement counterclaim as moot, since it was premised on a finding of substantial similarity on Winfield’s infringement claim.

On appeal, Winfield argues that Gemmy did in fact have access to Winfield’s design and photographs of Winfield’s assembled witch, primarily through catalogues mass *550 mailed by Winfield. In addition, Winfield argues that the district court erred in refusing to accord copyright protection to the three-dimensional display of its witch. Winfield also argues that the district court erred by according no originality to-and thus finding no protectible elements in— Winfield’s witch. Finally, Winfield argues that the district court erred by basing its finding of no substantial similarity on the fact that Gemmy’s crashing witch was made of materials different from those making up Winfield’s witch. Gemmy cross appeals, arguing that the district court should have excluded Winfield’s catalogues from evidence because Winfield did not properly disclose them in response to Gemmy’s discovery requests. Winfield appeals the district court’s grant of attorney fees to Gemmy under 17 U.S.C. § 505, arguing that even if the district court was correct in dismissing it, Winfield’s infringement claim was not frivolous. Finally, Gemmy requests, in two last-minute motions submitted to this court, that we supplement the record with certain evidence, and strike certain other evidence from the record, before deciding this case.

ANALYSIS

I. Standard of Review and Applicable Legal Standard For Copyright Infringement

Summary judgment is proper “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” Fed. R.Civ.P. 56(c). Granting summary judgment in copyright infringement cases, “particularly in favor of a defendant, is a practice to be used sparingly, but a court may compare the two works and render a judgment for the defendant on the ground that as a matter of law a trier of fact would not be permitted to find substantial similarity.” Kohus v. Mariol, 328 F.3d 848, 853 (6th Cir.2003) (internal quotations omitted).

To succeed in a copyright infringement action, a plaintiff must establish that it owned the copyrighted creation and that defendant copied it. Id. In this case, Win-field’s ownership of the copyright on its witch design is not disputed; thus, whether Gemmy copied Winfield’s witch is the only copyright issue in the case.

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147 F. App'x 547, Counsel Stack Legal Research, https://law.counselstack.com/opinion/winfield-collection-ltd-v-gemmy-industries-corp-ca6-2005.