WESTERN DISTRICT OF ARKANSAS FORT SMITH DIVISION
STANLEY WILSON PLAINTIFF
vs. Civil No. 2:22-cv-02071
COMMISSIONER, SOCIAL SECURITY ADMINISTRATION DEFENDANT
REPORT AND RECOMMENDATION OF THE UNITED STATES MAGISTRATE JUDGE
Stanley Wilson (“Plaintiff”) brings this action pursuant to § 205(g) of Title II of the Social Security Act (“The Act”), 42 U.S.C. § 405(g) (2010), seeking judicial review of a final decision of the Commissioner of the Social Security Administration (“SSA”) denying his application for Disability Insurance Benefits (“DIB”) and Supplemental Security Income (“SSI”) under Titles II and XVI of the Act. Pursuant to the provisions of 28 U.S.C. § 636(b)(1) and (3) (2009), the Honorable P. K. Holmes, III referred this case to this Court for the purpose of making a report and recommendation. In accordance with that referral, and after reviewing the arguments in this case, this Court recommends Plaintiff’s case be AFFIRMED. 1. Background: Plaintiff filed his disability applications on October 28, 2018. (Tr. 10).1 In his applications, Plaintiff alleges being disabled due to anxiety, depression, and obsessive-compulsive disorder. (Tr. 213). Plaintiff alleged an onset date of September 23, 2009. (Tr. 10). Plaintiff’s applications were denied initially and again upon reconsideration. Id.
1 The docket numbers for this case are referenced by the designation “ECF No. ___.” The transcript pages for this case are referenced by the designation “Tr.” and refer to the document filed at ECF No. 10. These references are to the page number of the transcript itself not the ECF page number. was granted. (Tr. 122-175). This hearing was held on March 17, 2020. (Tr. 27-46). At this hearing, Plaintiff was present, and represented by Davis Duty. Id. Plaintiff and Vocational Expert (“VE”),
Zachariah Langley testified at the hearing. Id. Following the administrative hearing, on June 17, 2020, the ALJ entered an unfavorable decision. (Tr. 10-21). In this decision, the ALJ determined Plaintiff met the insured status of the Act through December 31, 2013. (Tr. 12, Finding 1). The ALJ also found Plaintiff had not engaged in substantial gainful activity (“SGA”) since September 23, 2009. (Tr. 12, Finding 2). The ALJ determined Plaintiff had the severe impairments of anxiety and depression. (Tr. 12, Finding 3). Despite being severe, the ALJ determined those impairments did not meet or medically equal the requirements of any of the Listings of Impairments in 20 CFR Part 404, Subpart P, Appendix 1 (“Listings”). (Tr. 13, Finding 4). The ALJ considered Plaintiff’s subjective complaints and determined his RFC. (Tr. 14-20). The
ALJ evaluated Plaintiff’s subjective complaints and found the claimed limitations were not entirely consistent with the medical evidence and other evidence in the record. Id. The ALJ also determined Plaintiff retained the RFC to perform the full range of exertional work, but limited to simple, routine, and repetitive tasks; occasional interaction with supervisors, coworkers, and the public; and supervision that is simple, direct, and concrete. Id. The ALJ then evaluated Plaintiff’s Past Relevant Work (“PRW”). (Tr. 20, Finding 6). The ALJ determined Plaintiff was capable of performing his PRW as a boilermaker helper. Id. Based upon this finding, the ALJ determined Plaintiff had not been disabled from September 23, 2009, through the date of the decision. (Tr. 21, Finding 7).
On April 26, 2022, Plaintiff filed the present appeal. ECF No. 1. Both Parties have filed appeal briefs. ECF Nos. 12, 16. This case is now ready for decision. 2. Applicable Law: In reviewing this case, this Court is required to determine whether the Commissioner’s findings
are supported by substantial evidence on the record as a whole. See 42 U.S.C. § 405(g) (2010); Ramirez v. Barnhart, 292 F.3d 576, 583 (8th Cir. 2002). Substantial evidence is less than a preponderance of the evidence, but it is enough that a reasonable mind would find it adequate to support the Commissioner’s decision. See Johnson v. Apfel, 240 F.3d 1145, 1147 (8th Cir. 2001). As long as there is substantial evidence in the record that supports the Commissioner’s decision, the Court may not reverse it simply because substantial evidence exists in the record that would have supported a contrary outcome or because the Court would have decided the case differently. See Haley v. Massanari, 258 F.3d 742, 747 (8th Cir. 2001). If, after reviewing the record, it is possible to draw two inconsistent positions from the evidence and one of those positions represents the findings of the ALJ, the decision of the ALJ must be affirmed. See Young v. Apfel, 221 F.3d 1065, 1068 (8th Cir. 2000).
It is well-established that a claimant for Social Security disability benefits has the burden of proving his or her disability by establishing a physical or mental disability that lasted at least one year and that prevents him or her from engaging in any substantial gainful activity. See Cox v. Apfel, 160 F.3d 1203, 1206 (8th Cir. 1998); 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). The Act defines a “physical or mental impairment” as “an impairment that results from anatomical, physiological, or psychological abnormalities which are demonstrable by medically acceptable clinical and laboratory diagnostic techniques.” 42 U.S.C. §§ 423(d)(3), 1382(3)(c). A plaintiff must show that his or her disability, not simply his or her impairment, has lasted for at least twelve consecutive months. See 42 U.S.C. § 423(d)(1)(A).
To determine whether the adult claimant suffers from a disability, the Commissioner uses the familiar five-step sequential evaluation. He determines: (1) whether the claimant is presently engaged in a “substantial gainful activity”; (2) whether the claimant has a severe impairment that the claimant has an impairment that meets or equals a presumptively disabling impairment listed in the regulations (if so, the claimant is disabled without regard to age, education, and work experience); (4)
whether the claimant has the Residual Functional Capacity (RFC) to perform his or her past relevant work; and (5) if the claimant cannot perform the past work, the burden shifts to the Commissioner to prove that there are other jobs in the national economy that the claimant can perform. See Cox, 160 F.3d at 1206; 20 C.F.R. §§ 404.1520(a)-(f). The fact finder only considers the plaintiff’s age, education, and work experience in light of his or her RFC if the final stage of this analysis is reached.
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WESTERN DISTRICT OF ARKANSAS FORT SMITH DIVISION
STANLEY WILSON PLAINTIFF
vs. Civil No. 2:22-cv-02071
COMMISSIONER, SOCIAL SECURITY ADMINISTRATION DEFENDANT
REPORT AND RECOMMENDATION OF THE UNITED STATES MAGISTRATE JUDGE
Stanley Wilson (“Plaintiff”) brings this action pursuant to § 205(g) of Title II of the Social Security Act (“The Act”), 42 U.S.C. § 405(g) (2010), seeking judicial review of a final decision of the Commissioner of the Social Security Administration (“SSA”) denying his application for Disability Insurance Benefits (“DIB”) and Supplemental Security Income (“SSI”) under Titles II and XVI of the Act. Pursuant to the provisions of 28 U.S.C. § 636(b)(1) and (3) (2009), the Honorable P. K. Holmes, III referred this case to this Court for the purpose of making a report and recommendation. In accordance with that referral, and after reviewing the arguments in this case, this Court recommends Plaintiff’s case be AFFIRMED. 1. Background: Plaintiff filed his disability applications on October 28, 2018. (Tr. 10).1 In his applications, Plaintiff alleges being disabled due to anxiety, depression, and obsessive-compulsive disorder. (Tr. 213). Plaintiff alleged an onset date of September 23, 2009. (Tr. 10). Plaintiff’s applications were denied initially and again upon reconsideration. Id.
1 The docket numbers for this case are referenced by the designation “ECF No. ___.” The transcript pages for this case are referenced by the designation “Tr.” and refer to the document filed at ECF No. 10. These references are to the page number of the transcript itself not the ECF page number. was granted. (Tr. 122-175). This hearing was held on March 17, 2020. (Tr. 27-46). At this hearing, Plaintiff was present, and represented by Davis Duty. Id. Plaintiff and Vocational Expert (“VE”),
Zachariah Langley testified at the hearing. Id. Following the administrative hearing, on June 17, 2020, the ALJ entered an unfavorable decision. (Tr. 10-21). In this decision, the ALJ determined Plaintiff met the insured status of the Act through December 31, 2013. (Tr. 12, Finding 1). The ALJ also found Plaintiff had not engaged in substantial gainful activity (“SGA”) since September 23, 2009. (Tr. 12, Finding 2). The ALJ determined Plaintiff had the severe impairments of anxiety and depression. (Tr. 12, Finding 3). Despite being severe, the ALJ determined those impairments did not meet or medically equal the requirements of any of the Listings of Impairments in 20 CFR Part 404, Subpart P, Appendix 1 (“Listings”). (Tr. 13, Finding 4). The ALJ considered Plaintiff’s subjective complaints and determined his RFC. (Tr. 14-20). The
ALJ evaluated Plaintiff’s subjective complaints and found the claimed limitations were not entirely consistent with the medical evidence and other evidence in the record. Id. The ALJ also determined Plaintiff retained the RFC to perform the full range of exertional work, but limited to simple, routine, and repetitive tasks; occasional interaction with supervisors, coworkers, and the public; and supervision that is simple, direct, and concrete. Id. The ALJ then evaluated Plaintiff’s Past Relevant Work (“PRW”). (Tr. 20, Finding 6). The ALJ determined Plaintiff was capable of performing his PRW as a boilermaker helper. Id. Based upon this finding, the ALJ determined Plaintiff had not been disabled from September 23, 2009, through the date of the decision. (Tr. 21, Finding 7).
On April 26, 2022, Plaintiff filed the present appeal. ECF No. 1. Both Parties have filed appeal briefs. ECF Nos. 12, 16. This case is now ready for decision. 2. Applicable Law: In reviewing this case, this Court is required to determine whether the Commissioner’s findings
are supported by substantial evidence on the record as a whole. See 42 U.S.C. § 405(g) (2010); Ramirez v. Barnhart, 292 F.3d 576, 583 (8th Cir. 2002). Substantial evidence is less than a preponderance of the evidence, but it is enough that a reasonable mind would find it adequate to support the Commissioner’s decision. See Johnson v. Apfel, 240 F.3d 1145, 1147 (8th Cir. 2001). As long as there is substantial evidence in the record that supports the Commissioner’s decision, the Court may not reverse it simply because substantial evidence exists in the record that would have supported a contrary outcome or because the Court would have decided the case differently. See Haley v. Massanari, 258 F.3d 742, 747 (8th Cir. 2001). If, after reviewing the record, it is possible to draw two inconsistent positions from the evidence and one of those positions represents the findings of the ALJ, the decision of the ALJ must be affirmed. See Young v. Apfel, 221 F.3d 1065, 1068 (8th Cir. 2000).
It is well-established that a claimant for Social Security disability benefits has the burden of proving his or her disability by establishing a physical or mental disability that lasted at least one year and that prevents him or her from engaging in any substantial gainful activity. See Cox v. Apfel, 160 F.3d 1203, 1206 (8th Cir. 1998); 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). The Act defines a “physical or mental impairment” as “an impairment that results from anatomical, physiological, or psychological abnormalities which are demonstrable by medically acceptable clinical and laboratory diagnostic techniques.” 42 U.S.C. §§ 423(d)(3), 1382(3)(c). A plaintiff must show that his or her disability, not simply his or her impairment, has lasted for at least twelve consecutive months. See 42 U.S.C. § 423(d)(1)(A).
To determine whether the adult claimant suffers from a disability, the Commissioner uses the familiar five-step sequential evaluation. He determines: (1) whether the claimant is presently engaged in a “substantial gainful activity”; (2) whether the claimant has a severe impairment that the claimant has an impairment that meets or equals a presumptively disabling impairment listed in the regulations (if so, the claimant is disabled without regard to age, education, and work experience); (4)
whether the claimant has the Residual Functional Capacity (RFC) to perform his or her past relevant work; and (5) if the claimant cannot perform the past work, the burden shifts to the Commissioner to prove that there are other jobs in the national economy that the claimant can perform. See Cox, 160 F.3d at 1206; 20 C.F.R. §§ 404.1520(a)-(f). The fact finder only considers the plaintiff’s age, education, and work experience in light of his or her RFC if the final stage of this analysis is reached. See 20 C.F.R. §§ 404.1520, 416.920 (2003). 3. Discussion: In his appeal brief, Plaintiff claims the ALJ’s disability decision is not supported by substantial evidence in the record. ECF No. 12. In making this claim, Plaintiff raises the following arguments for reversal: (A) the ALJ erred in the RFC determination, (B) the ALJ erred in assessing his subjective
allegations, and (C) the ALJ erred in evaluating his PRW. Id. The Court will consider each of these arguments. A. RFC Determination In this matter, the ALJ determined Plaintiff retained the RFC to perform the full range of exertional work, but limited to simple, routine, and repetitive tasks; occasional interaction with supervisors, coworkers, and the public; and supervision that is simple, direct, and concrete. (Tr. 14). Plaintiff argues the ALJ erred in this RFC determination. ECF No. 12, Pgs. 11-18. However, substantial evidence supports the ALJ’s RFC determination. Prior to Step Four of the sequential analysis in a disability determination, the ALJ is required to
determine a claimant’s RFC. See 20 C.F.R. § 404.1520(a)(4)(iv). This RFC determination must be based on medical evidence that addresses the claimant’s ability to function in the workplace. See Stormo v. Barnhart, 377 F.3d 801, 807 (8th Cir. 2004). The ALJ should consider “‘all the evidence in the record’ and an individual’s own description of his limitations.’” Stormo v. Barnhart, 377 F.3d 801, 807 (8th Cir. 2004) (quoting Krogmeier v. Barnhart, 294 F.3d 1019 (8th Cir. 2002)). The Plaintiff has the burden of
producing documents and evidence to support his or her claimed RFC. See Cox, 160 F.3d at1206; 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). The mere fact a claimant has a long list of medical conditions does not demonstrate that person is disabled; instead, the RFC determination is a function-by-function analysis. See SSR 96-8P, 1996 WL 374184 (July 2, 1996). “The RFC assessment considers only functional limitations and restrictions that result from an individual’s medically determinable impairment or combination of impairments, including the impact of any related symptoms.” Id. The ALJ, however, bears the primary responsibility for making the RFC determination and for ensuring there is “some medical evidence” regarding the claimant’s “ability to function in the workplace” that supports the RFC determination. Lauer v. Apfel, 245 F.3d 700, 703-04 (8th Cir. 2001). Furthermore, this Court is required to affirm the ALJ’s RFC determination if that determination is supported by
substantial evidence on the record as a whole. See McKinney v. Apfel, 228 F.3d 860, 862 (8th Cir. 2000). Based upon this standard and a review of Plaintiff’s records and allegations in this case, the Court cannot find Plaintiff has demonstrated having any greater limitations than those found by the ALJ. The ALJ provided a thorough summary of Plaintiff’s medical records and subjective complaints in this matter. The mere fact Plaintiff suffers from a number of impairments does not demonstrate he has more limitations than those found in the RFC assessment above. In his opinion, the ALJ considered Plaintiff’s alleged impairments and discounted those he found were not credible. (Tr. 14-20). The ALJ considered the results of objective diagnostic tests and examination findings and discussed these in his decision. Id. The ALJ also considered findings of
medical consultants and considered Plaintiff’s testimony and function reports in assessing his RFC. Id. Substantial evidence supports the ALJ’s RFC determination. Plaintiff has the burden of establishing his claimed RFC. See Goff v. Barnhart, 421 F.3d 785, 790 (8th Cir. 2005) (quoting in this case and because the ALJ’s RFC determination is supported by sufficient medical evidence, this Court finds the ALJ’s RFC determination should be affirmed.
B. Subjective Allegations Plaintiff claims the ALJ erred in evaluating his subjective allegations of disability. ECF No. 12, Pgs. 16-18. In assessing the subjective allegations of a claimant, the ALJ is required to examine and to apply the five factors from Polaski v. Heckler, 739 F.2d 1320 (8th Cir. 1984) or from 20 C.F.R. § 404.1529 and 20 C.F.R. § 416.929.2 See Shultz v. Astrue, 479 F.3d 979, 983 (2007). The factors to consider are as follows: (1) the claimant’s daily activities; (2) the duration, frequency, and intensity of the pain; (3) the precipitating and aggravating factors; (4) the dosage, effectiveness, and side effects of medication; and (5) the functional restrictions. See Polaski, 739 at 1322. The factors must be analyzed and considered in light of the claimant’s subjective allegations of pain. See id. The ALJ is not required to methodically discuss each factor as long as the ALJ
acknowledges and examines these factors prior to discounting the claimant’s subjective allegations. See Lowe v. Apfel, 226 F.3d 969, 971-72 (8th Cir. 2000). As long as the ALJ properly applies these five factors and gives several valid reasons for finding that the Plaintiff’s subjective allegations are not entirely valid, the ALJ’s determination is entitled to deference. See id.; Cox v. Barnhart, 471 F.3d 902, 907 (8th Cir. 2006). The ALJ, however, cannot discount Plaintiff’s subjective allegations “solely because the objective medical evidence does not fully support them [the subjective complaints].” Polaski, 739 F.2d at 1322.
2 Social Security Regulations 20 C.F.R. § 404.1529 and 20 C.F.R. § 416.929 require the analysis of two additional factors: (1) “treatment, other than medication, you receive or have received for relief of your pain or other symptoms” and (2) “any measures you use or have used to relieve your pain or symptoms (e.g., lying flat on your back, standing for 15 to 20 minutes every hour, sleeping on a board, etc.).” However, under Polaski and its progeny, the Eighth Circuit has not yet required the analysis of these additional factors. See Shultz v. Astrue, 479 F.3d 979, 983 (2007). Thus, this Court will not claimant’s subjective allegations, articulating the reasons for discrediting the testimony, addressing any inconsistencies, and discussing the Polaski factors. See Baker v. Apfel, 159 F.3d 1140, 1144 (8th Cir.
1998). The inability to work without some pain or discomfort is not a sufficient reason to find a Plaintiff disabled within the strict definition of the Act. The issue is not the existence of pain, but whether the pain a Plaintiff experiences precludes the performance of substantial gainful activity. See Thomas v. Sullivan, 928 F.2d 255, 259 (8th Cir. 1991). In the present action, the ALJ fully complied with Polaski in his evaluation of Plaintiff’s subjective allegations. (Tr. 14-20). Indeed, the ALJ opinion outlined his subjective allegations and noted inconsistencies between those allegations and the record. Id. The ALJ also noted his daily activities and set forth reasons for finding them not as limiting as described by Plaintiff. Id. Furthermore, the ALJ carefully summarized Plaintiff’s medical records and noted how he was receiving treatment and medication for his impairments that appeared to be effective. Id. Based upon the Court’s review, there
is no basis for reversal on this issue. See, e.g., Guilliams v. Barnhart, 393 F.3d 798, 801 (8th Cir. 2005) (recognizing an ALJ may discount a “claimant’s subjective complaints . . . if there are inconsistencies in the record as a whole”). C. Step 4 Analysis An individual is not disabled if they retain the capacity to perform either their past relevant work as it was actually performed, or as it is generally performed in the national economy. Evans v. Shalala, 21 F.3d 832, 833-834 (8th Cir. 1994) (quoting SSR 82-61 (1982)); see also 20 C.F.R. § 404.1560(b)(2); Wagner v. Astrue, 499 F.3d 842, 853-54 (8th Cir. 2007). The ALJ must use caution that he considers a claimant’s specific past relevant work and avoid painting a claimant’s past relevant work with an overly
broad brush, by simply considering a similar definition. Id. Although not required, the ALJ may elicit testimony from a vocational expert in evaluating a claimant’s capacity to perform past relevant work. Wagner, 499 F.3d at 853-54 (citing 20 C.F.R. § 404.1560(b)(2)). perform his PRW. ECF No. 12, Pgs. 18-19. Defendant claims substantial evidence supports the ALJ’s decision that Plaintiff has the RFC to perform his PRW as a boilermaker helper. ECF No. 16, Pgs. 12-
13. This Court finds the ALJ’s determination that Plaintiff has the RFC to perform his PRW is supported by substantial evidence and in making that determination, the ALJ provided a sufficient basis for his determination. The ALJ found Plaintiff retained the RFC to perform the full range of exertional work, but limited to simple, routine, and repetitive tasks; occasional interaction with supervisors, coworkers, and the public; and supervision that is simple, direct, and concrete. (Tr. 14, Finding 5). The ALJ went on to find Plaintiff’s PRW as a boilermaker helper did not require performance of work-related activities precluded by the Plaintiff’s RFC. (Tr. 20, Finding 6). As a result, the ALJ determined Plaintiff had not been under a disability from September 23, 2009, through the date of the decision. (Tr. 21, Finding 7). Plaintiff argues the ALJ erred in his step four determination.
The burden is on the Plaintiff to demonstrate he is unable to return to his past relevant work. Eichelberger v. Barnhart, 390 F.3d 584, 591 (8th Cir 2004). While VE testimony at step four is not necessary to determine if a claimant can perform their past work, the ALJ may consider VE testimony. Wagner v. Astrue, 499 F.3d 842, 853 (8th Cir. 2007). A VE's response to a properly posed hypothetical question at step four provides substantial evidence to support the ALJ's finding that an individual can perform their past work. Depover v. Barnhart, 349 F.3d 563, 568 (8th Cir. 2003). The ALJ asked the VE about the exertional demands and skill requirements of Plaintiff’s PRW. (Tr. 43). The ALJ then asked the VE a hypothetical question that reflected Plaintiff’s vocational factors and RFC to determine whether Plaintiff could perform his PRW. Id. In response to the ALJ’s
hypothetical question, the VE testified Plaintiff could perform his PRW as a boilermaker helper. Id. Such testimony, based on a hypothetical question consistent with the record, constitutes substantial evidence. See Goff v. Barnhart, 421 F.3d 785, 794 (8th Cir. 2005). Based on the foregoing, the undersigned finds that the decision of the ALJ, denying benefits to Plaintiff, is supported by substantial evidence and recommends it be AFFIRMED.
The Parties have fourteen (14) days from receipt of this Report and Recommendation in which to file written objections pursuant to 28 U.S.C. § 636(b)(1). The failure to file timely objections may result in waiver of the right to appeal questions of fact. The Parties are reminded that objections must be both timely and specific to trigger de novo review by the district court. See Thompson v. Nix, 897 F.2d 356, 357 (8th Cir. 1990). ENTERED this 29th day of March 2023.
Barry A. Bryant /s/ HON. BARRY A. BRYANT UNITED STATES MAGISTRATE JUDGE