Willie SPENCER, Appellant, v. Otis R. BOWEN, Secretary of Health and Human Services, Appellee

798 F.2d 275, 14 Soc. Serv. Rev. 399
CourtCourt of Appeals for the Eighth Circuit
DecidedJuly 29, 1986
Docket83-2593
StatusPublished
Cited by8 cases

This text of 798 F.2d 275 (Willie SPENCER, Appellant, v. Otis R. BOWEN, Secretary of Health and Human Services, Appellee) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Willie SPENCER, Appellant, v. Otis R. BOWEN, Secretary of Health and Human Services, Appellee, 798 F.2d 275, 14 Soc. Serv. Rev. 399 (8th Cir. 1986).

Opinion

HEANEY, Circuit Judge.

Willie Spencer appeals from a final judgment entered in the District Court 1 for the Eastern District of Missouri affirming a denial of disability insurance benefits under 42 U.S.C. § 401 et seq. (1982) (Title II). For reversal appellant argues that (1) the decision of the Secretary of the Department of Health and Human Services (Secretary) that he was not disabled prior to the end of his insured status in June 1978 is not supported by substantial evidence on the record as a whole and (2) the administrative law judge (AU) improperly relied upon i the medical-vocational guidelines (grid) in determining that he was not disabled. For the reasons discussed below, we reverse and remand with directions to award benefits as of June 30, 1978.

Ón October 15, 1979, appellant filed applications for disability insurance benefits under Title II and for Supplemental Security Income (SSI) benefits under 42 U.S.C. § 1381 et seq. (1982). At the time of his applications, appellant was twenty-six years old and had completed twelve grades of formal education. He was 5'9" in height and weighed 113 pounds in February 1978. Appellant had previously worked as a janitor, a cook and a press operator in a metal scrap business. He last worked in May 1976; he was fired in 1976 because he was unable to work as a result of swelling in his knees.

Appellant’s applications were initially denied on November 14, 1979. Upon reconsideration on February 1, 1980, the claim for SSI benefits was again denied. No reconsideration was requested on the Title II claim. Pursuant to a request by appellant, a hearing was held on July 6, 1980, at which appellant and his attorney appeared. The AU considered the Title II claim jointly with the SSI claim.

On November 25, 1980, the AU found that appellant was not disabled during any period in which he met the earnings requirements and thus was not entitled to disability insurance benefits under Title II or to SSI benefits. On May 4, 1981, the Appeals Council reversed the AU’s decision on appellant’s claim for SSI benefits and found appellant to have been disabled as of February 28, 1980, as a result of his ankylosing spondylitis (spinal arthritis). The Appeals Council further concluded, however, that appellant was not under a disability on or before June 30, 1978, when appellant last met the earnings requirement for Title II benefits.

On July 6, 1981, appellant filed suit in district court and the case was referred to a magistrate. Following cross-motions for summary judgment, the magistrate recommended remanding the case on the grounds that the AU’s use of the grid was improper and that testimony of a vocational expert should have been used. On April 27, 1982, the district court adopted the recommendation and remanded the case to the Secretary.

Shortly thereafter, in June 1982, this court upheld the general validity and use of the grid in McCoy v. Schweiker, 683 F.2d 1138, 1148-49 (8th Cir.1982) (banc). On July 30, 1982, the Appeals Council reaffirmed the AU’s decision and found that appellant was not under a disability at any time on or before June 30, 1978. Both parties then filed supplemental motions and memoranda for summary judgment in the district court. On June 30, 1983, the magistrate recommended that the Secretary’s motion for summary judgment be granted. On September 30, 1983, the district court adopted the magistrate’s recommendation and this appeal followed.

*277 By motion filed April 11, 1984, appellant requested that this court remand the case to the district court because of an incomplete administrative record. Nine exhibits considered by the AU were not included in the record on appeal. The Secretary argued, however, that the missing exhibits did not relate to the substantive medical evidence and that the record was sufficient for appellate review. Appellant argued that at least one exhibit, Exhibit 7, a 1978 state disability determination, referred to 1978 medical reports by Dr. H.E. Bizer and Dr. Morton A. Binder. On April 19, 1984, this court denied appellant’s motion to remand without prejudice to appellant to supplement the record after the case had been argued.

During oral argument on January 16, 1985, appellant again indicated that certain medical records necessary for a determination of his disability claim were not a part of the administrative record. The court requested that appellant submit these records to the court. By letter dated July 3, 1985, appellant’s counsel submitted a May 1976 hospital record from Christian Welfare Hospital in East St. Louis, Illinois, and a February 8, 1978, Illinois Disability Determination Services Medical Questionnaire completed by Dr. H.E. Bizer. Subsequently, by letter dated July 25, 1985, appellant’s counsel submitted a March 1978 medical report from Dr. Morton A. Binder; the Illinois Division of Vocational Rehabilitation Disability Determination Services had requested that Dr. Binder perform the examination.

Because the administrative record indicated that the medical reports were not available to the AU or the Appeals Council, this court remanded the case to give the Secretary an opportunity to review the evidence. The Secretary on remand was to give explicit consideration on the record to all the relevant evidence and was to indicate the weight attributed to the evidence. This court retained jurisdiction of the appeal.

It is agreed that Willie Spencer will never work again. Indeed, the Secretary concedes that he was permanently and totally disabled as of February 28, 1980, and has continued in that status until this date. The sole question is whether he was disabled some nineteen months earlier, on June 30,1978. For it was on that date that his insured status ended.

This record permits only one answer. Willie Spencer, an undernourished young black man, with a twelfth-grade education, an impaired intellect, degenerative disease of both knees, the lumbar spine, and other joints, and sickle cell trait, was not able to engage in any work be it light or sedentary on June 30, 1978, and the decision of the Secretary to the contrary should not be sustained. 2

*278 The Medical Testimony

As of May 18, 1976, Spencer was diagnosed as having sickle cell trait, rheumatioid arthritis, chronic severe painful knee joints, and increased plasma cells in the bone marrow. As of that early date the lumbar spine was straightened with complete loss of normal lordotic curvature. This diagnosis was essentially confirmed on August 16, 1976, and again on February 8, 1978.

A March, 1978, physical examination report described Spencer as a frightened man of limited intellect, 69 inches tall, and weighing only 121 pounds. Again, both knees were found to be abnormal with pain if flexed beyond 20°, and flexion impossible beyond 30°. This report was confirmed in a December 23, 1977, medical report.

On October 30, 1979, Dr.

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