Williams v. Turpin

185 F.3d 1223, 1999 U.S. App. LEXIS 20670, 1999 WL 652425
Court of Appeals for the Eleventh Circuit·Decided August 26, 1999·No. 97-8983·Published·Cited by 3 cases

Opinions

CARNES, Circuit Judge:

Alexander Williams is a Georgia death row inmate. We have previously addressed and disposed of most of his appeal from the denial of his 28 U.S.C. § 2254 petition. See Williams v. Turpin, 87 F.3d 1204 (11th Cir.1996). Our prior decision summarizes some of the facts relating to his crime and gives a fairly detailed account of the procedural history of the case up to that point. Assuming familiarity with that opinion we will not duplicate everything said there, but we will set the stage for this opinion by summarizing briefly what we did in the earlier one.

In our previous opinion we affirmed the denial of habeas relief to Williams as to all but one of the claims relating to his conviction and sentence. The sole exception was Williams’ claim that his trial counsel, an attorney named O.L. Collins, had rendered ineffective assistance at the guilt and sentence stages of the trial. That claim was first raised by another attorney, Richard Allen, who represented Williams at a motion for new trial hearing in state court. See Williams, 87 F.3d at 1206-07. The state courts rejected the claim on the merits. See Williams v. State, 258 Ga. 281, 286-90, 368 S.E.2d 742, 747-50 (1988).

Although Williams has not explicitly abandoned the ineffective assistance claim relating to the guilt stage or to other aspects of counsel’s performance at the [1226]*1226sentence stage, the principal thrust of his argument is the ineffective assistance claim relating to the investigation and presentation of mitigating evidence at the sentence stage. That claim led to our remand and to the evidentiary hearing that followed. To the extent Williams still contends that attorney Collins rendered ineffective assistance in any regard other than the investigation and presentation of mitigating circumstances at sentence stage, we affirm the district court’s rejection of that claim for the reasons stated in the district court’s pre-remand opinion and in the state court opinions dealing with those issues.

We also conclude, as Williams’ present counsel seem to recognize, that his claim that trial counsel Collins rendered ineffective assistance regarding mitigating circumstances cannot succeed if the only evidence considered is that which attorney Allen presented to support that claim in the new trial hearing. See Williams v. State, 258 Ga. at 289-90, 368 S.E.2d at 750. Instead of relying on the new trial hearing record, Williams’ present counsel have brought forward a substantial amount of new evidence which they say should have been considered by the district court in deciding whether trial counsel Collins was ineffective at the sentence stage.

As we explained in our prior opinion, the additional evidence in question may be considered in this federal habeas proceeding only if Williams can show cause and prejudice for failing to present the evidence in the new trial hearing in state court. See Williams, 87 F.3d at 1208 (citing Keeney v. Tamayo-Reyes, 504 U.S. 1, 11-12, 112 S.Ct. 1715, 1721, 118 L.Ed.2d 318 (1992)). Williams’ sole theory of cause to excuse his failure to present this evidence at the hearing on the motion for new trial is that his attorney there, Richard Allen, rendered ineffective assistance in connection with that proceeding. That is the issue the present appeal turns on. We recognized in our earlier opinion that a Georgia capital defendant has a right to effective assistance of counsel in a new trial proceeding, which is where ineffective assistance claims are decided under Georgia’s Unified Appeal Procedure. See Williams, 87 F.3d at 1209-10.

Accordingly, we remanded the case to the district court with instructions for it to examine the evidence Williams proffered about Allen’s performance in connection with the new trial proceeding. The court was to determine whether the evidentiary proffer about Allen’s performance was sufficient to support a finding of cause and prejudice for the failure to present in the new trial proceeding the additional evidence that trial counsel (Collins) had rendered ineffective assistance at the sentence stage of the trial. If the district court found the proffer sufficient, it was to hold an evidentiary hearing on the cause and prejudice issues. And if it found cause and prejudice, the district court was then to consider the new evidence relating to Collins’ performance and decide whether Collins had rendered ineffective assistance at the sentence stage. See Williams, 87 F.3d at 1211.

On remand, the district court skipped the question about the adequacy of the proffer and proceeded with an evidentiary hearing on the cause and prejudice issues. After hearing testimony from Allen and considering all of the evidence the parties wished to present, the district court found that Williams had failed to show Allen’s performance in the new trial proceeding had been ineffective; therefore, the court concluded that Williams had not established cause for his failure to present in that proceeding the additional evidence relating to Collins’ sentence stage performance. For that reason, the district court did not consider the additional evidence in deciding whether Collins had rendered ineffective assistance at sentencing, and the court reiterated its rejection of that claim and its denial of Williams’ habeas petition.

We now review the district court’s decision that Allen did not render ineffective assistance in his representation of Williams in connection with the new trial motion. Our review of the district court’s [1227]*1227legal holdings and ultimate conclusion is de novo, but we review its findings of fact only for clear error. See, e.g., Strickland v. Washington, 466 U.S. 668, 698, 104 S.Ct. 2052, 2070, 80 L.Ed.2d 674 (1984). Before getting to the specific facts involving Allen’s performance at the new trial hearing, some preliminary matters need to be discussed.

THE OPERATIVE PRESUMPTION

One preliminary matter involves the lens through which we view ineffective assistance claims. In the seminal decision on modern ineffective assistance law, the Supreme Court instructed us that “[j]udicial scrutiny of counsel’s performance must be highly deferential.” Strickland, 466 U.S. at 690, 104 S.Ct. at 2065. Not only that, but “a court must indulge a strong presumption that counsel’s conduct falls within the wide range of reasonable professional assistance.” Id. More specifically, courts should “recognize that counsel is strongly presumed to have rendered adequate assistance and made all significant decisions in the exercise of reasonable professional judgment.” Id. at 690, 104 S.Ct. at 2066.

Speaking en banc, we have explained that “[bjecause constitutionally acceptable performance is not narrowly defined, but instead encompasses a hvide range,’ a petitioner seeking to rebut the strong presumption of effectiveness bears a difficult burden.” Waters v. Thomas, 46 F.3d 1506, 1512 (11th Cir.1995) (en banc). That is why “ ‘the cases in which habeas petitioners can properly prevail on the ground of ineffective assistance of counsel are few and far between,’ ” id. at 1511 (quoting Rogers v. Zant,

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Williams v. Turpin, 185 F.3d 1223, 1999 U.S. App. LEXIS 20670, 1999 WL 652425 (11th Cir. 1999).

185 F.3d 1223 (Williams v. Turpin) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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