[Cite as Williams v. State, 2013-Ohio-1040.]
Court of Appeals of Ohio EIGHTH APPELLATE DISTRICT COUNTY OF CUYAHOGA
JOURNAL ENTRY AND OPINION No. 98741
IVAN WILLIAMS PLAINTIFF-APPELLEE
vs.
STATE OF OHIO DEFENDANT-APPELLANT
JUDGMENT: REVERSED
Civil Appeal from the Cuyahoga County Court of Common Pleas Case No. CV-679841
BEFORE: Celebrezze, P.J., Jones, J., and Keough, J.
RELEASED AND JOURNALIZED: March 21, 2013 ATTORNEYS FOR APPELLANT
Timothy J. McGinty Cuyahoga County Prosecutor BY: Dale F. Pelsozy Assistant Prosecuting Attorney The Justice Center 1200 Ontario Street Cleveland, Ohio 44113
ATTORNEY FOR APPELLEE
Ken McDuffie Ken McDuffie & Associates 5311 Northfield Road Suite 315 Bedford Heights, Ohio 44146 FRANK D. CELEBREZZE, JR., P.J.:
{¶1} Appellant, the state of Ohio, appeals the grant of summary judgment in
favor of appellee, Ivan Williams, in an action seeking classification as a wrongfully
imprisoned person in order to obtain compensation from the state. The state argues that
the trial court could not grant summary judgment in Williams’s favor because he did not
meet his burden of showing that he was actually innocent of the crimes of which he was
convicted. After a thorough review of the record and case law, we reverse the trial
court’s grant of summary judgment.
I. Factual and Procedural History
{¶2} Appellee was convicted of aggravated robbery following a jury trial. He
appealed to this court regarding the denial of his motion to suppress. This court has
previously given a recitation of the facts in State v. Williams, 172 Ohio App.3d 646,
2007-Ohio-3266, 876 N.E.2d 991, ¶ 2-3 (8th Dist.):
The victim in this case, Rico Dancy, is [hearing impaired], and on the night in question, was visiting a young woman, who is also [hearing impaired], at her home in Cleveland, Ohio. At the end of the evening, the young woman’s mother offered to drive Dancy to a bus stop at East 187th and St. Clair, to await transportation home. They arrived at the bus stop sometime just after midnight. Dancy testified the mother handed him three $100 bills as a birthday present and he put the bills in his left pocket. Dancy had with him a Sidekick II, an electronic device into which he could type and thereby communicate with others. Dancy testified that his back was to the street and he was typing a communication to the young woman previously mentioned, when he felt a gun at the side of his head. Although he was looking out of the corner of his eye, he was able to describe the gun as a black .45 caliber revolver. He testified that the robber reached into his pocket, removed the three $100 bills, walked across the street to a parking lot, got into his car, and drove past him as he left. Dancy used his Sidekick II to summon the Cleveland police, who promptly arrived at the scene. Dancy testified that he told the police that the robber was dressed all in blue, was approximately 5’8” or 5’9” (his height), had on a blue do-rag, and was driving a blue four-door Lexus with temporary tags. He testified, “[t]hey took my report, and an officer said, if we catch this guy tonight, can we please come and get you. I said, yeah, you can come to my house. I gave them my home address.” The police did, in fact, come to Dancy’s house some 2-1/2 hours later. They took him to a location where he remained in the police car, and, through the window, viewed a black man at a distance of some 20 feet, a man with a police spotlight focused on him, or under a street lamp, depending upon whose testimony is to be believed. Dancy immediately identified appellant as the robber, and was “100% certain” of this identification. Dancy was never shown the car. No further identification procedures were initiated or pursued.
{¶3} This court, in a split decision, determined that Dancy’s eyewitness
identification should have been suppressed because of the procedure used and the
inconsistencies in the description and testimony of this witness.
{¶4} After remand, the state did not seek to retry Williams. He then filed a
complaint for classification as a wrongfully imprisoned person on December 22, 2008.
The parties filed cross-motions for summary judgment, and Williams also filed a motion
to exclude Dancy’s testimony. Williams’s summary judgment motion relied on this
court’s vacation of his conviction and an affidavit from his fiancée that Williams was in
her hospital room from 10:00 p.m. until 2:30 a.m. on the night in question. The state
responded, disputing the alibi witness’s affidavit with the statement Williams made to
police that he did not leave his house until 10:40 p.m. Williams’s statement goes on to
say that he went to his cousin’s house for a short time and then went to Euclid Hospital to
have his knee examined. He stated he arrived at the hospital between 11:30 p.m. and
midnight. He then said he visited his fiancée until approximately 2:30 a.m. {¶5} On December 23, 2010, the trial court granted both of Williams’s motions.
Regarding summary judgment, the court found that the eyewitness identification was
unreliable according to this court’s ruling and that Williams had submitted uncontradicted
alibi evidence that demonstrated he did not rob Dancy because he was at the hospital.
{¶6} The state appeals the trial court’s ruling, citing one assignment of error:
I. The trial court erred in granting appellee’s motion for summary judgment when it held that the vacating of his criminal conviction on appeal could only mean actual innocense or that no crime was committed.
II. Law and Analysis
{¶7} The state of Ohio has waived its general immunity to suit for those
wrongfully imprisoned. In order to receive compensation, a two-step process must be
undertaken. Walden v. State, 47 Ohio St.3d 47, 49-50, 547 N.E.2d 962 (1989). First, a
party must petition the common pleas court for a declaration that the individual meets the
statutory definition of a wrongfully imprisoned person. R.C. 2305.02. Next, the party
must file a claim in the Ohio Court of Claims. R.C. 2743.48(D).
{¶8} Here, the trial court found that Williams was a wrongfully imprisoned person
through summary judgment.
Civ.R. 56(C) specifically provides that before summary judgment may be granted, it must be determined that: (1) No genuine issue as to any material fact remains to be litigated; (2) the moving party is entitled to judgment as a matter of law; and (3) it appears from the evidence that reasonable minds can come to but one conclusion, and viewing such evidence most strongly in favor of the party against whom the motion for summary judgment is made, that conclusion is adverse to that party.
Temple v. Wean United, Inc., 50 Ohio St.2d 317, 327, 364 N.E.2d 267 (1977). {¶9} It is well established that the party seeking summary judgment bears the
burden of demonstrating that no issues of material fact exist for trial. Celotex Corp. v.
Catrett, 477 U.S. 317, 330, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986); Mitseff v. Wheeler, 38
Ohio St.3d 112, 115, 526 N.E.2d 798 (1988).
{¶10} This court reviews the lower court’s granting of summary judgment de
novo. Brown v. Scioto Cty.
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[Cite as Williams v. State, 2013-Ohio-1040.]
Court of Appeals of Ohio EIGHTH APPELLATE DISTRICT COUNTY OF CUYAHOGA
JOURNAL ENTRY AND OPINION No. 98741
IVAN WILLIAMS PLAINTIFF-APPELLEE
vs.
STATE OF OHIO DEFENDANT-APPELLANT
JUDGMENT: REVERSED
Civil Appeal from the Cuyahoga County Court of Common Pleas Case No. CV-679841
BEFORE: Celebrezze, P.J., Jones, J., and Keough, J.
RELEASED AND JOURNALIZED: March 21, 2013 ATTORNEYS FOR APPELLANT
Timothy J. McGinty Cuyahoga County Prosecutor BY: Dale F. Pelsozy Assistant Prosecuting Attorney The Justice Center 1200 Ontario Street Cleveland, Ohio 44113
ATTORNEY FOR APPELLEE
Ken McDuffie Ken McDuffie & Associates 5311 Northfield Road Suite 315 Bedford Heights, Ohio 44146 FRANK D. CELEBREZZE, JR., P.J.:
{¶1} Appellant, the state of Ohio, appeals the grant of summary judgment in
favor of appellee, Ivan Williams, in an action seeking classification as a wrongfully
imprisoned person in order to obtain compensation from the state. The state argues that
the trial court could not grant summary judgment in Williams’s favor because he did not
meet his burden of showing that he was actually innocent of the crimes of which he was
convicted. After a thorough review of the record and case law, we reverse the trial
court’s grant of summary judgment.
I. Factual and Procedural History
{¶2} Appellee was convicted of aggravated robbery following a jury trial. He
appealed to this court regarding the denial of his motion to suppress. This court has
previously given a recitation of the facts in State v. Williams, 172 Ohio App.3d 646,
2007-Ohio-3266, 876 N.E.2d 991, ¶ 2-3 (8th Dist.):
The victim in this case, Rico Dancy, is [hearing impaired], and on the night in question, was visiting a young woman, who is also [hearing impaired], at her home in Cleveland, Ohio. At the end of the evening, the young woman’s mother offered to drive Dancy to a bus stop at East 187th and St. Clair, to await transportation home. They arrived at the bus stop sometime just after midnight. Dancy testified the mother handed him three $100 bills as a birthday present and he put the bills in his left pocket. Dancy had with him a Sidekick II, an electronic device into which he could type and thereby communicate with others. Dancy testified that his back was to the street and he was typing a communication to the young woman previously mentioned, when he felt a gun at the side of his head. Although he was looking out of the corner of his eye, he was able to describe the gun as a black .45 caliber revolver. He testified that the robber reached into his pocket, removed the three $100 bills, walked across the street to a parking lot, got into his car, and drove past him as he left. Dancy used his Sidekick II to summon the Cleveland police, who promptly arrived at the scene. Dancy testified that he told the police that the robber was dressed all in blue, was approximately 5’8” or 5’9” (his height), had on a blue do-rag, and was driving a blue four-door Lexus with temporary tags. He testified, “[t]hey took my report, and an officer said, if we catch this guy tonight, can we please come and get you. I said, yeah, you can come to my house. I gave them my home address.” The police did, in fact, come to Dancy’s house some 2-1/2 hours later. They took him to a location where he remained in the police car, and, through the window, viewed a black man at a distance of some 20 feet, a man with a police spotlight focused on him, or under a street lamp, depending upon whose testimony is to be believed. Dancy immediately identified appellant as the robber, and was “100% certain” of this identification. Dancy was never shown the car. No further identification procedures were initiated or pursued.
{¶3} This court, in a split decision, determined that Dancy’s eyewitness
identification should have been suppressed because of the procedure used and the
inconsistencies in the description and testimony of this witness.
{¶4} After remand, the state did not seek to retry Williams. He then filed a
complaint for classification as a wrongfully imprisoned person on December 22, 2008.
The parties filed cross-motions for summary judgment, and Williams also filed a motion
to exclude Dancy’s testimony. Williams’s summary judgment motion relied on this
court’s vacation of his conviction and an affidavit from his fiancée that Williams was in
her hospital room from 10:00 p.m. until 2:30 a.m. on the night in question. The state
responded, disputing the alibi witness’s affidavit with the statement Williams made to
police that he did not leave his house until 10:40 p.m. Williams’s statement goes on to
say that he went to his cousin’s house for a short time and then went to Euclid Hospital to
have his knee examined. He stated he arrived at the hospital between 11:30 p.m. and
midnight. He then said he visited his fiancée until approximately 2:30 a.m. {¶5} On December 23, 2010, the trial court granted both of Williams’s motions.
Regarding summary judgment, the court found that the eyewitness identification was
unreliable according to this court’s ruling and that Williams had submitted uncontradicted
alibi evidence that demonstrated he did not rob Dancy because he was at the hospital.
{¶6} The state appeals the trial court’s ruling, citing one assignment of error:
I. The trial court erred in granting appellee’s motion for summary judgment when it held that the vacating of his criminal conviction on appeal could only mean actual innocense or that no crime was committed.
II. Law and Analysis
{¶7} The state of Ohio has waived its general immunity to suit for those
wrongfully imprisoned. In order to receive compensation, a two-step process must be
undertaken. Walden v. State, 47 Ohio St.3d 47, 49-50, 547 N.E.2d 962 (1989). First, a
party must petition the common pleas court for a declaration that the individual meets the
statutory definition of a wrongfully imprisoned person. R.C. 2305.02. Next, the party
must file a claim in the Ohio Court of Claims. R.C. 2743.48(D).
{¶8} Here, the trial court found that Williams was a wrongfully imprisoned person
through summary judgment.
Civ.R. 56(C) specifically provides that before summary judgment may be granted, it must be determined that: (1) No genuine issue as to any material fact remains to be litigated; (2) the moving party is entitled to judgment as a matter of law; and (3) it appears from the evidence that reasonable minds can come to but one conclusion, and viewing such evidence most strongly in favor of the party against whom the motion for summary judgment is made, that conclusion is adverse to that party.
Temple v. Wean United, Inc., 50 Ohio St.2d 317, 327, 364 N.E.2d 267 (1977). {¶9} It is well established that the party seeking summary judgment bears the
burden of demonstrating that no issues of material fact exist for trial. Celotex Corp. v.
Catrett, 477 U.S. 317, 330, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986); Mitseff v. Wheeler, 38
Ohio St.3d 112, 115, 526 N.E.2d 798 (1988).
{¶10} This court reviews the lower court’s granting of summary judgment de
novo. Brown v. Scioto Cty. Commrs., 87 Ohio App.3d 704, 622 N.E.2d 1153 (4th
Dist.1993). An appellate court reviewing the grant of summary judgment must follow
the standards set forth in Civ.R. 56(C). “The reviewing court evaluates the record * * *
in a light most favorable to the nonmoving party. * * * [T]he motion must be overruled
if reasonable minds could find for the party opposing the motion.” Saunders v. McFaul,
71 Ohio App.3d 46, 50, 593 N.E.2d 24 (8th Dist.1990).
{¶11} Under R.C. 2743.48(A), a wrongfully imprisoned person, as it relates to this
case, is defined as an individual found guilty of a felony and sentenced to a prison term
whose conviction was vacated or reversed on appeal where the charges or any related
charges will not or cannot be brought again, and “the offense of which the petitioner was
found guilty was not committed by the petitioner or was not committed at all.” State ex
rel. Jones v. Suster, 84 Ohio St.3d 70, 72, 1998-Ohio-275, 701 N.E.2d 1002.
{¶12} Those wrongfully imprisoned by the state of Ohio may seek compensation
for their ordeal through a mechanism enacted by the state legislature embodied by R.C.
2743.48. However, they carry a heavy burden to show that they were actually innocent
or that no crime occurred. R.C. 2743.48(A)(5). They must show that “the charged offense, including all lesser-included offenses, either was not committed by [them] or was
not committed by any person.” Id. That means a technically deficient conviction
reversed on appeal is not a sufficient demonstration of actual innocence. The Ohio
Supreme Court has held that
this standard is not satisfied by an acquittal or a finding of legal insufficiency of the evidence. The General Assembly requires a showing of innocence to be made affirmatively and adjudicated de novo before a claimant can be found to be eligible for compensation in a wrongful-imprisonment action. (Citations omitted.)
State v. Doss, __ Ohio St.3d __, 2012-Ohio-5678, ¶ 21. This is because of different
standards used in criminal and civil proceedings. In a criminal trial, the state must prove
beyond a reasonable doubt that all the elements of a given criminal statute were satisfied
while complying with constitutional protections afforded to criminal defendants. But in
civil proceedings seeking classification as a wrongfully imprisoned person, those seeking
such classification must show actual innocence by a preponderance of the evidence
without the benefit of those same constitutional protections. Id. at 22. For instance, in
criminal proceedings, a violation of a Fourth Amendment right may preclude evidence
from being admitted, while a civil proceeding does not have the same prohibition.
Generally, rules of evidence and rules of civil procedure govern the introduction of
evidence in civil cases.
{¶13} Accordingly, a pretrial motion for exclusion of evidence, or motion in
limine, may properly be granted by the trial court in certain circumstances, but those rulings are preliminary in nature and subject to reconsideration by the trial court at the
time such evidence is relevant at trial.
A ruling on a motion in limine reflects the court’s anticipated treatment of an evidentiary issue at trial and, as such, is a tentative, interlocutory, precautionary ruling. Thus, “the trial court is at liberty to change its ruling on the disputed evidence in its actual context at trial. Finality does not attach when the motion is granted.”
State v. French, 72 Ohio St.3d 446, 450, 1995-Ohio-32, 650 N.E.2d 887, quoting
Defiance v. Kretz, 60 Ohio St.3d 1, 4, 573 N.E.2d 32 (1991).
{¶14} Here, this court determined that the eyewitness one-on-one “show up”
identification of Williams by Dancy was improperly conducted, lacked reliability, and
should have been suppressed. Given that suppression, the state had little evidence on
which to retry him. However, this suppression does not show that Williams was actually
innocent of the crime for which he was found guilty.
{¶15} The Ohio Supreme Court has repeatedly held that reliance solely on a
reversed conviction based on insufficient evidence does not carry the burden of
demonstrating actual innocence in the context of summary judgment. See Walden v.
State, 47 Ohio St.3d 47, 49, 547 N.E.2d 962 (1989); Doss, 2012-Ohio-5678.
{¶16} The state argues that the trial court relied solely on this court’s reversal of
Williams’s conviction. But the trial court also found that Williams offered
uncontroverted alibi evidence. The affidavit provided by his fiancée and attached to his
motion for summary judgment indicated Williams was at the hospital visiting his fiancée
from 10:00 p.m. until 2:30 a.m. However, this statement was contradicted by the statement Williams made to police after he was arrested. In that statement, he indicated
he left his house at approximately 10:40 p.m. and went to his cousin’s house. There he
got directions to the hospital. He arrived at the hospital between 11:30 p.m. and
midnight to have his knee examined. However, Williams did not receive treatment.
Instead, he visited his fiancée until approximately 2:30 a.m.
{¶17} The two statements conflict as to Williams’s location at the time of the
robbery. The hospital is in close proximity to the location of the robbery. The conflict
between the affidavit and Williams’s prior statement leaves a question of fact regarding
his alibi at the time of the robbery. Examining this evidence in a light most favorable to
the state, it cannot be said that Williams has incontrovertibly established an alibi showing
he was actually innocent. Several questions of fact remain, including whether Williams
was at the hospital at the time of the robbery.
III. Conclusion
{¶18} Here, the question of Williams’s alibi at the time of the robbery is in doubt
because the statement Williams gave to police shortly after his arrest, which the state
attached to its brief in opposition to summary judgment, conflicts with the affidavit
Williams attached to his motion. Therefore, summary judgment was inappropriate and a
hearing is required.
{¶19} Therefore, the trial court’s grant of summary judgment in favor of Williams
is reversed. {¶20} This cause is reversed and remanded to the lower court for further
proceedings consistent with this opinion.
It is ordered that appellant recover of said appellee costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the common
pleas court to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of
the Rules of Appellate Procedure.
FRANK D. CELEBREZZE, JR., PRESIDING JUDGE
LARRY A. JONES, SR., J., and KATHLEEN ANN KEOUGH, J., CONCUR