Williams v. State

84 A.D.3d 412, 924 N.Y.S.2d 23
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMay 3, 2011
StatusPublished
Cited by1 cases

This text of 84 A.D.3d 412 (Williams v. State) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Williams v. State, 84 A.D.3d 412, 924 N.Y.S.2d 23 (N.Y. Ct. App. 2011).

Opinion

Judgment of the Court of Claims of the State of New York (Alan C. Marin, J.), entered June 10, 2009, after a nonjury trial, [413]*413dismissing the claim, reversed, on the law and the facts, without costs, the claim reinstated, liability on the part of the State is found, and the matter remanded for a trial on the issue of damages.

The issue in this case is proximate cause: Where defendant allows a voluntary mental patient to “elope” from its facility, can that defendant be liable for an assault that the patient perpetrates two years later? Given the extensive history of extreme and consistent violence the patient in this case exhibited, we answer that question in the affirmative.

On July 25, 1993, Tony Joseph, a voluntary mental patient at Manhattan Psychiatric Center (MPC), eloped from the facility for the eighth time in a 29-month period. Joseph, who required an escort on the facility’s grounds, eloped when his escort permitted him to use a bathroom out of her sight, in violation of proper procedure for an escorted patient. When Joseph did not return, defendant classified him as on “LWOC” (leave without consent) as opposed to an “escape.” In the case of an escape, the police must receive notification. Police notification is not necessary for an LWOC.

Joseph had a history of assaultive behavior, including convictions for attempted assault in the second degree and assault in the second degree. Starting in 1977, Joseph was hospitalized in various state psychiatric facilities. He was in and out of those facilities and often eloped from them. Joseph’s extensive history of mental illness in particular included violence against women. On September 26, 1982, he was arrested for assaulting a woman and her infant son. Joseph repeatedly struck the woman in the groin and the child in the face and head. In January 1983, Joseph was admitted as a patient at an Office of Mental Health (OMH) facility. There, he had a history of altercations with other patients. A year later, he was discharged, but he returned to a different OMH facility the following month (February 1984). In 1984 and 1985, Joseph moved around among a few different facilities. In connection with his plea in the 1982 assault, Joseph was required to enter an MPC facility and remain there until discharged. But, on December 6, 1985, while he was at MPC, two physicians determined that Joseph should be involuntarily committed.

On April 8, 1986, Joseph jumped over a half-door in the nurse’s station at MPC and attacked a ward nurse so badly that she sustained a concussion. A report following the attack noted that Joseph’s doctor stated that Joseph was in a psychotic state of mind at the time of the attack and could not be held accountable for his actions. A clinical summary from the same time pe[414]*414riod stated that Joseph had no control over his aggressiveness and noted that he had been placed in seclusion at times because he was dangerous to other patients. On May 29, 1986, Joseph was transferred to a different facility.

On June 30, 1986, Joseph was indicted for assault in the second degree based on his attack on the nurse at MPC. On July 14, 1987, he was convicted of assault in the second degree after a trial, and was sentenced on August 20, 1987 to a term of two to four years. He was initially sent to Fishkill Correctional Facility, but was soon transferred to an OMH facility.

On December 25, 1987, Joseph threatened to kill staff members at the OMH facility. On January 28, 1988, he was transferred to Clinton Correctional Facility, where he was hostile and threatening to staff members, especially females.

In 1989, Joseph was admitted to MPC on an involuntary basis. On November 16, 1989, he threatened female staff members. On November 20, 1989, he reportedly wanted to attack another patient for no apparent reason. Various notes from this time period indicate that Joseph had a history of hospitalizations due to “assaultive behavior,” primarily directed at women, and that he was aggressive and threatening. At some point, his doctors formulated a plan for Joseph that involved addressing his assaultive behavior toward females, improving his self-acknowledgment of his illness, and encouraging him to continue his medications. However, Joseph left MPC without consent in September 1990, and the plan for him was abandoned.

On June 5, 1991, police officers brought Joseph to St. Luke’s Hospital in Manhattan after he tripped a woman on the street, knocked her pizza out of her hand and punched a store window. He was transferred from St. Luke’s to MPC on July 23, 1991. On September 25, 1991, a two physician certification was prepared to keep him at MPC involuntarily.

Notes dated November 9, 1991 indicate that Joseph was agitated and hit a nurse while she attempted to give him new medication. A January 8, 1992 note indicates that Joseph was involved in a physical altercation.

Although Joseph’s last admission to MPC was via a court retention order pursuant to Mental Hygiene Law § 9.33, defendant later converted Joseph from involuntary to voluntary status. In April of 1993, defendant granted Joseph escorted grounds privileges. As noted earlier, on July 25, 1993, Joseph escaped from defendant’s care when his escort permitted him to use a bathroom out of her sight, in violation of proper procedure.

On July 7, 1995, while on the street in Manhattan, Joseph [415]*415threw a large glass bottle at claimant Jill Williams’s leg, causing multiple fractures of her right tibia and requiring her to undergo two surgeries. The police apprehended Joseph, who was later convicted of assault in the first degree. He received a sentence of 4 to 8 years. Aside from an arrest on March 14, 1995, after which he pleaded guilty to criminal trespass, there is no evidence of Joseph’s activities during the time between his 1993 elopement and his 1995 assault on claimant.

It is well settled that “[w]here the State engages in a proprietary function, such as providing medical and psychiatric care . . . [it] is held to the same duty of care as private individuals and institutions engaging in the same activity” (Schrempf v State of New York, 66 NY2d 289, 294 [1985] [citations omitted]). “[T]here is both a duty to the inmate to provide him with reasonable rehabilitational conditions under the circumstances and to the outside public to restrain the dangerous, or potentially dangerous, so that they may not harm others” (id. at 295 [internal quotation marks omitted]). “The State has frequently been held liable for the consequences of its breach of duty to protect others from the acts of the mentally ill confined to State institutions” (id. at 294 [internal quotation marks omitted]). While the concept of proximate cause can be difficult to define, in general, “[t]o carry the burden of proving a prima facie case, the plaintiff must . . . show that the defendant’s negligence was a substantial cause of the events which produced the injury” (Derdiarian v Felix Contr. Corp., 51 NY2d 308, 315 [1980]).

Here, there is no doubt that defendant’s carelessness in supervising Joseph was the proximate cause of claimant’s injuries. Joseph had an extensive and consistent history of assaults, particularly against women, including two physical altercations while institutionalized in the two years prior to his escape. Defendant was clearly on notice of Joseph’s history and violent tendencies. It was defendant’s negligent supervision of Joseph that allowed him to escape.

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Bluebook (online)
84 A.D.3d 412, 924 N.Y.S.2d 23, Counsel Stack Legal Research, https://law.counselstack.com/opinion/williams-v-state-nyappdiv-2011.