Williams v. State

792 So. 2d 1207, 2001 WL 776545
Supreme Court of Florida·Decided July 12, 2001·No. SC89668·Published·Cited by 12 cases

Opinion

792 So.2d 1207 (2001)

Ronald Keith WILLIAMS, Appellant,
v.
STATE of Florida, Appellee.

No. SC89668.

Supreme Court of Florida.

July 12, 2001.
Rehearing Denied August 24, 2001.

Carey Haughwout, Public Defender, and Jeffrey L. Anderson, Assistant Public Defender, Fifteenth Judicial Circuit, West Palm Beach, FL, for Appellant.

Robert A. Butterworth, Attorney General, and Sara D. Baggett and Leslie T. Campbell, Assistant Attorneys General, West Palm Beach, FL, for Appellee.

PER CURIAM.

We have on appeal the judgment and sentence of the trial court imposing the death penalty upon Ronald Keith Williams. We have jurisdiction. Art. V, § 3(b)(1), Fla. Const.

The facts surrounding the murder with which Williams was charged are immaterial to our resolution of the dispositive issue in this capital case: whether Williams was denied a fair trial when the trial court permitted substitution of a juror who became unable to proceed after guiltphase deliberations had begun. For the following reasons, we reverse William's conviction for first-degree murder and vacate his sentence of death, holding that, whenever a juror becomes unable to continue jury service after guilt phase deliberations have commenced but before a guilt phase verdict is returned, a new guilt phase trial is required.

Removal And Replacement of Juror Number Ten

At the close of all the evidence, after the jury had retired to deliberate and deliberations *1208 had proceeded for over four hours, the trial court received a note from the jury. This note read: "Juror number ten requests that she be allowed to speak to Judge Shapiro. She feels that she's emotionally unable to make a decision, either way." When the juror explained her note, the following occurred:

THE COURT: I don't know what that means. In other words, we have sat here for approximately a month, and both sides—the State has presented evidence, the defense has cross examined State's witnesses, I have instructed you on the law. Can you apply the law to the evidence and attempt to determine has the State proven the elements, or do you feel you're unable to do that?
[JUROR NUMBER TEN]: I can't do that. I can't bring myself to that.
THE COURT: Why not?
[JUROR NUMBER TEN]: I've been through that before and I couldn't handle it before.
THE COURT: What?
[JUROR NUMBER TEN]: Before my son—with my son. I was with it before with my son.
THE COURT: How come you didn't tell us about that when we were questioning you?
[JUROR NUMBER TEN]: I tell my son, he was actually before three times.
. . . .
[JUROR NUMBER TEN]: Okay. I've been to court with my son three years ago, I'm saying, now, for a crime he didn't commit. I'm saying now, and I can't, I just can't do it. I can't bring myself to do this. I can't do this. You understand what I'm saying?
THE COURT: No, I don't understand a word you're saying. In other words, we went into a great deal of questioning. We spent approximately two weeks questioning jurors and I want to know if you had any feelings or emotions that you didn't bring up?
[JUROR NUMBER TEN]: I had, at that time, no, I did not.
THE COURT: All right, can you listen to the other jurors discussing their views of the evidence and applying the law to it and would that help you?
[JUROR NUMBER TEN]: I cry. I couldn't. We try, but I couldn't go through that. I can't do it. So, I just cannot do it.

Thereafter, both parties declined the court's offer to question juror number ten.

Williams moved for a mistrial. This motion was denied and, over Williams' objection, the court excused juror number ten and substituted an alternate. Upon the alternate's arrival, the reconstituted jury was instructed, and then deliberated for less than three hours. After deliberating, the jury returned a unanimous verdict of guilty.

ANALYSIS

The dispositive issue here is whether the trial court reversibly erred in substituting an alternate juror into the jury panel to replace an original juror who was unable to proceed after the deliberative process had already begun. Because we conclude that it did, we must remand this case for a new trial.

The parties have provided an analysis of the wide spectrum of positions which courts in other jurisdictions have taken regarding this issue. Some have established a "bright line," "closed door" rule which (metaphorically speaking) proscribes such substitutions in all cases once the jury room door is closed, and deliberations have begun. Under that analysis, it is "per se" reversible error to allow an alternate to replace an incapacitated juror (regardless *1209 of the cause) once jury deliberations have begun. Cf. People v. Ryan, 19 N.Y.2d 100, 278 N.Y.S.2d 199, 224 N.E.2d 710 (1966) (holding that, even though the applicable statute permitted juror substitution after deliberations began, automatic reversal would be required because prejudice was too difficult to evaluate).

Other jurisdictions have applied a harmless error analysis. Yet, even those authorities do not concur regarding whether a rebuttable presumption of prejudice will apply, or whether the burden will be placed initially on the defendant to show evidence of prejudice, and then shift to the State to rebut such showing. Compare Plate v. State, 925 P.2d 1057, 1061 (Alaska Ct.App.1996) (observing that "[w]e must presume that the deliberations of an unchanging group of twelve are not equivalent to the deliberations of a group of eleven who are later joined, in the middle of their deliberations, by a twelfth person"); People v. Burnette, 775 P.2d 583, 590 (Colo.1989) (finding that "the mid-deliberation replacement of a regular juror with an alternate must be presumed to have prejudiced the defendant," and such presumption "can be overcome only by a showing that the trial court took extraordinary precautions to ensure that the defendant would not be prejudiced and that under the circumstances of the case, the precautions were adequate to achieve that result"); and State v. Sanchez, 129 N.M. 284, 6 P.3d 486, 495 (2000) (holding that juror substitution after a criminal case has been submitted to the jury is error under the applicable rule of procedure, and creates a presumption of prejudice which may only be overcome where the State shows that, under the circumstances, "the trial court took adequate steps to ensure the integrity of the jury process"); with People v. Fudge, 7 Cal.4th 1075, 31 Cal. Rptr.2d 321, 875 P.2d 36 (1994) (finding no error in substituting an alternate for a discharged juror where the issue was deemed waived by the defendant's failure to object to the juror substitution, even though the jury had already reached guilty verdicts on three of five counts); and Perry v. State, 255 Ga. 490, 339 S.E.2d 922, 925 (1986) (finding that the trial court acted well within its discretio

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Williams v. State, 792 So. 2d 1207, 2001 WL 776545 (Fla. 2001).

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