Williams v. Saul

District Court, N.D. Illinois·Decided November 24, 2020·No. 1:19-cv-00698·Unknown

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION

ERIC W., ) ) Plaintiff, ) ) No. 19 C 698 v. ) ) Magistrate Judge Gabriel A. Fuentes ANDREW M. SAUL, Commissioner ) of Social Security, 1 ) ) Defendant. )

MEMORANDUM OPINION AND ORDER2

Plaintiff, Eric W.,3 applied for Social Security Income (“SSI”) benefits on December 4, 2014, when he was 53 years old. (R. 247.) After Plaintiff’s applications were denied initially and on reconsideration, he testified at a hearing before an Administrative Law Judge (“ALJ”), after which the ALJ issued a written opinion finding Plaintiff was not disabled under the Social Security Act. (R. 13.) On November 30, 2018, the Appeals Council denied Plaintiff’s request for review of the ALJ’s decision (R. 1), making the ALJ’s decision the final decision of the Commissioner. See

1 The Court substitutes Andrew M. Saul for his predecessor, Nancy A. Berryhill, as the proper defendant in this action pursuant to Federal Rule of Civil Procedure 25(d) (a public officer’s successor is automatically substituted as a party).

2 On March 12, 2019, by consent of the parties and pursuant to 28 U.S.C. § 636(c) and Local Rule 73.1, this case was assigned to a United States Magistrate Judge for all proceedings, including entry of final judgment. (D.E. 10.) On May 31, 2019, this case was reassigned to this Court for all proceedings. (D.E. 14.)

3 The Court in this opinion is referring to Plaintiff by his first name and first initial of his last name in compliance with Internal Operating Procedure No. 22 of this Court. IOP 22 presumably is intended to protect the privacy of plaintiffs who bring matters in this Court seeking judicial review under the Social Security Act. The Court notes that suppressing the names of litigants is an extraordinary step ordinarily reserved for protecting the identities of children, sexual assault victims, and other particularly vulnerable parties. Doe v. Vill. of Deerfield, 819 F.3d 372, 377 (7th Cir. 2016). Allowing a litigant to proceed anonymously “runs contrary to the rights of the public to have open judicial proceedings and to know who is using court facilities and procedures funded by public taxes.” Id. A party wishing to proceed anonymously “must demonstrate ‘exceptional circumstances’ that outweigh both the public policy in favor of identified parties and the prejudice to the opposing party that would result from anonymity.” Id., citing Doe v. Blue Cross & Blue Shield United of Wis., 112 F.3d 869, 872 (7th Cir. 1997). Under IOP 22, both parties are absolved of making such a showing, and it is not clear whether any party could make that showing in this matter. In any event, the Court is abiding by IOP 22 subject to the Court’s concerns as stated. Prater v. Saul, 947 F.3d 479, 481 (7th Cir. 2020). Plaintiff now seeks remand of the Commissioner’s decision (D.E. 15), and the Commissioner has moved to affirm.4 (D.E. 22.) I. Administrative Record Plaintiff, who has no high school diploma or GED, has not worked since he was fired from

his job as a grocery stocker in 2005 for “making too many mistakes.” (R. 39, 45, 255-56.) In July 2012, Plaintiff began treatment with psychiatrist Milton Daugherty, M.D., and mental health therapist Michelle Kemp, M.A. Dr. Daugherty diagnosed Plaintiff with major depressive disorder with anxiety and panic attacks and a learning disability and assigned him a Global Assessment of Functioning (“GAF”) score of 40, signaling “severely” impaired functioning.5 (R. 522.) Dr. Daugherty prescribed Wellbutrin (antidepressant) and Xanax (sedative), adding Trazodone (antidepressant and sedative) in November 2012 and replacing Xanax with Buspar (anti-anxiety) in 2013. (R. 523-24, 540.) In March 2014, Dr. Daugherty noted Plaintiff was “becoming increasingly more depressed and withdrawn,” and “more paranoid around people.” (R. 542.) On April 11, 2014, Ms. Kemp filled out a mental residual functional capacity (“RFC”)

form. She indicated Plaintiff was markedly limited in all areas of understanding, memory, social interaction and adaptation, and markedly limited in six out of the eight areas of concentration and persistence. (R. 531-33.) She concluded Plaintiff had “cognitive limitations that make work related tasks difficult for [him] to perform,” including reading written materials and following directions. (R. 534.)

4 Plaintiff argues that he is entitled to remand because the ALJ erred in addressing his mental impairments. He does not contest the ALJ’s decision that he had no physical limitations from his HIV status or his right wrist impairment. Accordingly, the Court’s opinion focuses on Plaintiff’s mental health issues.

5 See Am. Psych. Assoc. Diagnostic & Statistical Manual of Mental Disorders at 34 (4th ed. rev. 2000) (DSM-IV). The DSM-V, the latest version of the Diagnostic and Statistical Manual of Mental Disorders, has since replaced the GAF with another metric. See Walker v. Berryhill, 900 F.3d 479, 480 (7th Cir. 2018). On September 5, 2014, psychologist Nicolette Puntini, Ph.D., P.C., evaluated Plaintiff. (R. 432.) During testing, Plaintiff “manifested concentration impairments” and “was easily distracted by irrelevant stimuli,” and Dr. Puntini had “to redirect [Plaintiff’s] attention to the task at hand.” (R. 435.) Dr. Puntini believed Plaintiff tried his best and that the test results were “an accurate

representative of his actual level of his psychological functioning.” (R. 439.) The testing showed Plaintiff’s overall intellectual functioning, verbal comprehension, nonverbal reasoning abilities and memory (visual, immediate and delayed memory) fell within “the extremely low range.” (R. 439-42.) Dr. Puntini opined Plaintiff “would have difficulty maintaining concentration, persistence, and pace on routine work demands due to the disruptive effects of severe anxiety,” and “[h]is low tolerance for frustration, suspiciousness, and paranoid ideation would interfere with his ability to maintain occupational relationships for any appreciable length of time.” (R. 444.) Dr. Puntini concluded Plaintiff met listings 12.04, 12.05, and 12.06 for affective disorders, intellectual disability, and anxiety-related disorders, and that he had moderate restriction of activities of daily living (“ADLs”) and marked difficulties in social functioning and maintaining concentration,

persistence or pace. (R. 419, 427.) In April 2015, Plaintiff submitted a function report in which he described having trouble reading and staying focused and getting aggravated that he cannot understand or express things. (R. 288.) Plaintiff noted that he spent a lot of time in bed and watching TV because he had no energy. (R. 289-90.) He did not like spending time with others; he stayed home with his fiancée and son, with the blinds closed so no one could see in, although sometimes relatives visited. (R. 292-93.) His fiancée or mother did all the chores and shopping. (R. 290-91.) That month, Dr. Daugherty observed that although Plaintiff was oriented with fair insight, judgment and memory, he had a hostile rapport, disheveled appearance, depressed and anxious affect and mood, impoverished speech, and disorganized and preoccupied thought process. (R. 551.) Dr.

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