Williams v. New York State

District Court, S.D. New York·Decided August 26, 2025·No. 7:24-cv-04285·Unknown

Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ALEXANDER WILLIAMS, JR., Plaintiff, OPINION & ORDER

-against- 24-CV-04285 (PMH) NEW YORK STATE, et al.,

Defendants. PHILIP M. HALPERN, United States District Judge: Alexander Williams, Jr. (“Plaintiff”), proceeding pro se and in forma pauperis, commenced this action in May 2024 against Pasko Delovic, Timothy Maid, Joseph Bermann, Vito Marsico, and Monifa Jack (“Defendants”). (Doc. 1, “Compl.”). Plaintiff presses the following claims for relief: (1) excessive force; (2) deliberate indifference to medical needs; (3) violation of free speech; (4) retaliation “in reference to freedom of speech”; (5) failure to intervene; (6) failure to supervise; (7) failure to train, retention, and hiring; (8) abuse of power, authority, and process; (9) denial of due process; (10) negligence; (11) respondeat superior; and (12) municipal liability. (See generally id.).1 Pending before the Court is Defendants’ partial motion to dismiss under Federal Rules of Civil Procedure 12(b)(1) and 12(b)(6). (Doc. 39; Doc. 40, “Def. Br.”; Doc. 41).2

1 Plaintiff also named the State of New York, the New York State Department of Corrections and Community Supervision (“DOCCS”), and the City of New York as defendants in the Complaint. However, on July 29, 2024, the Court, sua sponte, dismissed the State of New York and DOCCS as defendants under 28 U.S.C. § 1915(e)(2)(B)(iii); and severed Plaintiff’s claims against the City of New York under Federal Rule of Civil Procedure 21. (Doc. 9 at 3-5). As pled, the State of New York and DOCCS were the only named defendants for Plaintiff’s seventh claim for relief; and the State of New York, DOCCS, and the City of New York were the only named defendants for Plaintiff’s twelfth claim for relief. Those claims will be formally dismissed herein. 2 Local Civil Rule 7.1(a)(1) provides that “[a] notice of motion . . . must specify the applicable rules or statutes pursuant to which the motion is brought[.]” Defendants move to dismiss because, among other reasons, Plaintiff’s official capacity claims “are barred by the Eleventh Amendment,” and Plaintiff’s The Court, in accordance with Plaintiff’s request (Doc. 42), construed Plaintiff’s pre-motion letter as his opposition to Defendants’ motion. (Doc. 37, “Opp.”),3 and the motion was fully submitted with the filing of the reply (Doc. 46, “Reply”). For the reasons set forth below, the partial motion to dismiss is GRANTED. BACKGROUND

Plaintiff was an inmate at Sing Sing Correctional Facility in 2024. (Compl. ¶ 16). Plaintiff, in February of that year, witnessed an “incident” between two other prisoners while Defendant Jack escorted him to his housing block. (Id. ¶¶ 16-17). This incident drew Defendants Delovic, Marsico, and Maid to the scene. (Id. ¶ 18). Despite Defendant Jack informing these other correctional officers that Plaintiff “was not one of the prisoners involved,” they strip searched him. (Id. ¶¶ 18-19). Plaintiff, in response, informed the officers that the search “was against DOC[CS] rules and regulations.” (Id. ¶ 20). Plaintiff alleges that Defendant Delovic then referenced a book

negligence claim is barred by operation of New York Correction Law § 24. (Def. Br. at 14-15, 17). Although both arguments go to the Court’s subject matter, see Bergrin v. United States, No. 19-CV-09681, 2022 WL 912280, at *13 (S.D.N.Y. Mar. 28, 2022); Davis v. McCready, 283 F. Supp. 3d 108, 124 (S.D.N.Y. 2017), Defendants move only under Rule 12(b)(6) (Doc. 39). “While failure to comply with the Local Rules is, on its own, a sufficient ground to warrant denial of a motion, the Court has discretion to overlook a failure to comply with Local Rule 7.1[.]” Delux Pub. Charter, LLC v. Cnty. of Westchester, New York, No. 22-CV- 01930, 2024 WL 3252948, at *12 n.11 (S.D.N.Y. July 1, 2024). The Court does so here and construes Defendants’ motion as also seeking dismissal under Rule 12(b)(1). Defendants’ supporting memorandum of law, filed the same day as their motion, explicitly argues that Plaintiff’s official-capacity claims are barred by the Eleventh Amendment, and Plaintiff’s negligence claim is barred by Section 24. (Def. Br. at 14-15, 17). Plaintiff therefore cannot credibly claim that he lacked notice of these arguments. See Brown v. New York City Dep’t of Educ., 755 F.3d 154, 160 (2d Cir. 2014). In any case, as both arguments go to the Court’s subject matter, the Court may raise and consider them sua sponte. See Arbaugh v. Y&H Corp., 546 U.S. 500, 514 (2006) (“[C]ourts . . . have an independent obligation to determine whether subject-matter jurisdiction exists.”). 3 Given the liberality afforded pro se litigants, it is appropriate to consider new allegations in a pro se plaintiff’s opposition to a motion to dismiss where they are consistent with the allegations contained in the pleading. See Vail v. City of New York, 68 F. Supp. 3d 412, 427 (S.D.N.Y. 2014). Accordingly, the Court considers on this motion the additional allegations relevant to this motion in Plaintiff’s opposition. Plaintiff wrote about Rikers Island prison, Defendant Maid “grabbed [] [him] by his throat area and began lifting” him off the ground, and Defendant Delovic sprayed a “short burst” of a chemical agent from his spray bottle into Plaintiff’s mouth. (Id. ¶¶ 21-22). Defendant Joseph witnessed Defendants Maid and Delovic’s acts towards Plaintiff. (Id. ¶¶ 20-22). Shortly thereafter, Plaintiff was again strip searched. (Id. ¶ 24). During this time, Defendants Delovic, Maid, Joseph, and

Marsico also allegedly “ignored” Plaintiff’s requests for “medical attention.” (Id.). STANDARD OF REVIEW I. Rule 12(b)(1) Standard

“Federal courts are courts of limited jurisdiction, and Rule 12(b)(1) requires dismissal of an action when the district court lacks the statutory or constitutional power to adjudicate it.” Schwartz v. Hitrons Sols., Inc., 397 F. Supp. 3d 357, 364 (S.D.N.Y. 2019).4 “Where, as here, the defendant moves for dismissal under Rule 12(b)(1), [] as well as on other grounds, the court should consider the Rule 12(b)(1) challenge first since if it must dismiss the complaint for lack of subject matter jurisdiction, the accompanying defenses and objections become moot and do not need to be determined.” Saint-Amour v. Richmond Org., Inc., 388 F. Supp. 3d 277, 286 (S.D.N.Y. 2019) (quoting United States v. New York City Dep’t of Hous., Pres. & Dev., No. 09-CV-06547, 2012 WL 4017338, at *3 (S.D.N.Y. Sept. 10, 2012)). II. Rule 12(b)(6) Standard On a Rule 12(b)(6) motion, a court may dismiss a complaint for “failure to state a claim upon which relief can be granted.” Fed. R. Civ. P. 12(b)(6). “To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to relief that is

4 Unless otherwise indicated, case quotations omit all internal citations, quotation marks, footnotes, and alterations. plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). A claim is plausible on its face “when the ple[d] factual content allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.” Id. (citing Twombly, 550 U.S. at 556).

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