Williams v. ME. SUP. JUD. CT. INDIVIDUAL JUSTICES

350 F. Supp. 2d 136
CourtDistrict Court, D. Maine
DecidedDecember 3, 2004
DocketCIV.04-95-P-C
StatusPublished

This text of 350 F. Supp. 2d 136 (Williams v. ME. SUP. JUD. CT. INDIVIDUAL JUSTICES) is published on Counsel Stack Legal Research, covering District Court, D. Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Williams v. ME. SUP. JUD. CT. INDIVIDUAL JUSTICES, 350 F. Supp. 2d 136 (D. Me. 2004).

Opinion

350 F.Supp.2d 136 (2004)

Charles G. WILLIAMS III, Plaintiff
v.
MAINE SUPREME JUDICIAL COURT INDIVIDUAL JUSTICES; G. Steven Rowe, in his official capacity as Maine Attorney General; Board of Bar Overseers, as an administrative agency and body in its official capacity; Department of Attorney General, as an administrative agency in its official capacity, Defendant

No. CIV.04-95-P-C.

United States District Court, D. Maine.

December 3, 2004.

Charles G Williams, III, Albany, GA, Pro Se.

ORDER GRANTING IN PART PLAINTIFF'S MOTION (PRO SE) TO EXTEND TIME FOR SERVICE OF PROCESS AGAINST THE DEFENDANTS

GENE CARTER, Senior District Judge.

Before the Court is Plaintiff's Pro Se Motion to Extend Time for Service of Process Against the Defendants herein (Docket Item No. 36). This case arises out of Plaintiff's ongoing challenge to actions allegedly taken by Defendants in the course of state court bar disciplinary proceedings against him. The case has a tangled web of interactions in both the state and federal courts.[1] Some statement of the present context is in order.

*137 In January of 2002, the Board of Overseers of the Bar (the "Board") commenced disciplinary proceedings against Plaintiff, who was then a member of the Bar of the State of Maine. The proceedings culminated, at an intermittent stage, in the entry of an April 16, 2002, order by Justice Rudman of the Maine Supreme Judicial Court, sitting as an assigned single justice of that court, temporarily suspending Plaintiff as a member of the Maine Bar.[2] Plaintiff promptly filed a Motion To Reconsider the temporary suspension and sought the vacation of the suspension. Justice Rudman denied the motion. Thereafter, the matter proceeded on Bar Counsel's 63-page, 276-paragraph information against Plaintiff alleging eighteen separate counts of violation of the Maine Bar Rules and containing 111 exhibits. Plaintiff was served therewith on October 10, 2002.

On October 7, 2002, Plaintiff filed in this Court a Complaint for declaratory and injunctive relief against the Supreme Judicial Court (Civ. No. 02-204) ("Williams I"), arising out of the Plaintiff's temporary suspension from the practice of law and seeking this Court's issuance of a temporary restraining order "against the defendants against the further imposition and enforcement of Me. Bar R. 7.2 against the plaintiff." Williams v. The Individual Justices of the Supreme Judicial Court of the State of Maine, 245 F.Supp.2d 221, 223 (D.Me.2003). This Court denied Plaintiff's ex parte Motion for a Temporary Restraining Order. Id. Defendants, the Individual Justices, filed a Motion to Dismiss in that case, and Plaintiff was permitted to file a Second Amended Complaint therein. Id. at 224. In their Motion to Dismiss, the Justices in that case argued, inter alia, that federal abstention in respect to Plaintiff's claims was mandated by Younger v. Harris, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971), and its progeny. Id. at 230. In the alternative, Defendants argued that the Rooker-Feldman doctrine was a basis for dismissal of this Complaint.

This Court issued an opinion in which it determined that it lacked federal subject-matter jurisdiction over the case on the basis of the Rooker-Feldman doctrine, which precludes lower federal courts from exercising jurisdiction over claims that are actually litigated in state court and which are "inextricably intertwined" with pending state court adjudication. See Rooker v. Fidelity Trust Co., 263 U.S. 413, 44 S.Ct. 149, 68 L.Ed. 362 (1923); D.C. Ct. of App. v. Feldman, 460 U.S. 462, 103 S.Ct. 1303, 75 L.Ed.2d 206 (1983). The Court dismissed the case without the then apparent need to approach the issue of the application of Younger v. Harris abstention. Williams I, 245 F.Supp.2d at 230.

Plaintiff appealed from this Court's decision dismissing the case. The Court of Appeals for the First Circuit issued on June 11, 2003, its Judgment (unreported) affirming this Court's dismissal of Plaintiff's Complaint. Acting on the basis of Younger v. Harris abstention and without considering this Court's analysis under Rooker-Feldman, the Court of Appeals found that Plaintiff had an existing right to litigate the "underlying constitutional issues in a proper forum" (e.g., in the course of the State of Maine Bar disciplinary proceedings). The pertinent text of the appellate Judgment reads as follows:

*138 Williams seeks relief on the ground that the temporary suspension violates his right to due process because it precludes him from the practice of law without affording him an adequate opportunity to challenge his suspension in state court. Even if we assume arguendo that the federal courts have jurisdiction over the complaint in this case, federal abstention is required pursuant to the doctrine of Younger v. Harris, 401 U.S. 37, 91 S.Ct. 746 (1971) and its progeny. See Bettencourt v. Board of Registration in Medicine, 904 F.2d 772, 777 (1st Cir.1990) (abstention doctrine prohibits federal courts from interfering in certain ongoing state-initiated criminal, civil, or administrative proceedings).

Younger mandates abstention when state proceedings are (1) judicial in nature, (2) implicate important state interests, and (3) provide an adequate opportunity to raise federal constitutional challenges. See, e.g., Middlesex County Ethics Comm. v. Garden State Bar Ass'n, 457 U.S. 423, 102 S.Ct. 2515, 73 L.Ed.2d 116 (1982) (applying Younger abstention in similar circumstances). The disciplinary action against Williams is not only ongoing but also is judicial in nature and involves important state interests. Furthermore, Williams has not shown that he lacks an adequate opportunity to raise his federal constitutional claims in the state proceedings.

The test for the adequacy of a state proceeding is "whether `state law clearly bars the interposition of constitutional claims.'" Brooks v. New Hampshire Supreme Court, 80 F.3d 633, 639 (1st Cir.1996) (quoting Moore v. Sims, 442 U.S. 415, 425-26, 99 S.Ct. 2371, 60 L.Ed.2d 994 (1979)). Maine law provides an opportunity to raise constitutional issues in bar disciplinary proceedings, see, e.g., Bd. of Overseers of the Bar v. Dineen, 557 A.2d 610, 613 (Me.1989) (addressing attorney's claim that trial violated his right to due process), and Williams has already alluded to his constitutional claim in challenging his temporary suspension.

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Related

Rooker v. Fidelity Trust Co.
263 U.S. 413 (Supreme Court, 1924)
Younger v. Harris
401 U.S. 37 (Supreme Court, 1971)
Moore v. Sims
442 U.S. 415 (Supreme Court, 1979)
District of Columbia Court of Appeals v. Feldman
460 U.S. 462 (Supreme Court, 1983)
Brooks v. New Hampshire Supreme Court
80 F.3d 633 (First Circuit, 1996)
Board of Overseers of the Bar v. Dineen
557 A.2d 610 (Supreme Judicial Court of Maine, 1989)

Cite This Page — Counsel Stack

Bluebook (online)
350 F. Supp. 2d 136, Counsel Stack Legal Research, https://law.counselstack.com/opinion/williams-v-me-sup-jud-ct-individual-justices-med-2004.