Williams v. Commissioner of Social Security

District Court, W.D. New York·Decided August 20, 2020·No. 1:18-cv-01027·Unknown

Opinion

UNITED STATES DISTRICT COURT WESTERN DISTRICT OF NEW YORK NICHOLAS EDWIN WILLIAMS,

Plaintiff, 18-CV-1027 v. DECISION AND ORDER

COMMISSIONER OF SOCIAL SECURITY,

Defendant.

INTRODUCTION On September 9, 2015, Plaintiff protectively filed an application for disability insurance benefits (“DIB”) alleging disability beginning on December 9, 2014. Tr.1174-75. After the application was denied, Plaintiff timely requested a hearing. Tr. 111-12. On December 15, 2017, Plaintiff appeared with his counsel, Jennifer Dillon, Esq., and testified at a hearing before Administrative Law Judge Mary Mattimore (“the ALJ”). Tr. 45-97. Linda A. Stein, the Vocational Expert (“VE”), also testified at the hearing. Tr. 86-96. The ALJ issued an unfavorable decision on February 21, 2018. Tr. 25-44. Plaintiff then timely requested review by the Appeals Council, and, on July 20, 2018, the Appeals Council denied review making the ALJ’s decision the final decision of the Commissioner of Social Security (“the Commissioner”). Tr. 1-7. Plaintiff subsequently filed this lawsuit pursuant to Title II of the Social Security Act (the “SSA”) seeking review of the final decision of the Commissioner denying his application for DIB.2 ECF No. 1. Presently before the Court are the parties’ competing motions for judgment on the pleadings. ECF Nos. 8, 10. For the reasons that follow, Plaintiff’s motion for judgment on the pleadings (ECF No. 8) is GRANTED, the Commissioner’s motion (ECF No. 10) is DENIED, and

1 “Tr.” refers to the administrative record in this matter. ECF No. 7.

2 The Court has jurisdiction over this action under 42 U.S.C. §§ 405(g); 1383(c)(3). the matter is REMANDED for further administrative proceedings consistent with this Decision and Order. LEGAL STANDARD I. District Court Review

The scope of this Court’s review of the ALJ’s decision denying benefits to Plaintiff is limited. It is not the function of the Court to determine de novo whether Plaintiff is disabled. Brault v. Soc. Sec. Admin., Comm’r, 683 F.3d 443, 447 (2d Cir. 2012). Rather, so long as a review of the administrative record confirms that “there is substantial evidence supporting the Commissioner’s decision,” and “the Commissioner applied the correct legal standard,” the Commissioner’s determination should not be disturbed. Acierno v. Barnhart, 475 F.3d 77, 80-81 (2d Cir. 2007), cert. denied, 551 U.S. 1132 (2007). “Substantial evidence is more than a mere scintilla. It means such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Brault, 683 F.3d at 447-48 (internal citation and quotation marks omitted). “Even where the administrative record may also adequately support contrary findings on particular issues, the ALJ’s

factual findings must be given conclusive effect so long as they are supported by substantial evidence.” Genier v. Astrue, 606 F.3d 46, 49 (2d Cir. 2010) (internal quotation marks omitted). II. Disability Determination An ALJ must follow a five-step sequential evaluation to determine whether a claimant is disabled within the meaning of the Act. See Parker v. City of New York, 476 U.S. 467, 470-71 (1986). At step one, the ALJ must determine whether the claimant is engaged in substantial gainful work activity. See 20 C.F.R. § 404.1520(b). If so, the claimant is not disabled. If not, the ALJ proceeds to step two and determines whether the claimant has an impairment, or combination of impairments, that is “severe” within the meaning of the Act, meaning that it imposes significant restrictions on the claimant’s ability to perform basic work activities. Id. § 404.1520(c). If the claimant does not have a severe impairment or combination of impairments, the analysis concludes with a finding of “not disabled.” If the claimant does, the ALJ continues to step three.

At step three, the ALJ examines whether a claimant’s impairment meets or medically equals the criteria of a listed impairment in Appendix 1 of Subpart P of Regulation No. 4 (the “Listings”). Id. § 404.1520(d). If the impairment meets or medically equals the criteria of a Listing and meets the durational requirement, id. § 404.1509, the claimant is disabled. If not, the ALJ determines the claimant’s residual functional capacity (“RFC”), which is the ability to perform physical or mental work activities on a sustained basis, notwithstanding limitations for the collective impairments. See id. § 404.1520(e)-(f). The ALJ then proceeds to step four and determines whether the claimant’s RFC permits him or her to perform the requirements of his or her past relevant work. 20 C.F.R. § 404.1520(f). If the claimant can perform such requirements, then he or she is not disabled. Id. If he or she

cannot, the analysis proceeds to the fifth and final step, wherein the burden shifts to the Commissioner to show that the claimant is not disabled. Id. § 404.1520(g). To do so, the Commissioner must present evidence to demonstrate that the claimant “retains a residual functional capacity to perform alternative substantial gainful work which exists in the national economy” in light of his or her age, education, and work experience. See Rosa v. Callahan, 168 F.3d 72, 77 (2d Cir. 1999) (quotation marks omitted); see also 20 C.F.R. § 404.1560(c). DISCUSSION I. The ALJ’s Decision The ALJ analyzed Plaintiff’s claim for benefits under the process described above. The ALJ found that Plaintiff met the insured status requirement of the SSA through December 31,

2019. Tr. 30. At step one of the sequential analysis, the ALJ found that Plaintiff had not engaged in substantial gainful activity since December 9, 2014, the alleged onset date. Id. At step two, the ALJ found that Plaintiff suffered from several severe impairments: obsessive compulsive disorder (OCD) with panic attacks, major depressive disorder without psychotic features, anxiety disorder, dysthymic disease, cardiomyopathy, major joint dysfunction, bilateral ulnar release with residual symptoms, and obesity. Tr. 30-31. The ALJ determined that Plaintiff’s hypertension and sleep apnea were non-severe impairments. Tr. 31. The ALJ proceeded to the third step of the analysis and found that the severity of Plaintiff’s impairments did not meet or equal the criteria of any listing. Tr. 31-34. He then determined that Plaintiff retained the RFC to perform medium work with frequent kneeling, squatting, fingering,

handling, and feeling, and sitting/standing every hour while remaining on task. Tr. 34. The ALJ also determined that Plaintiff can perform simple, routine tasks and make simple workplace decisions, tolerate occasional interaction with supervisors, coworkers, and the public, tolerate minimal changes in work procedures, and maintain attention and concentration for two-hour blocks of time. The ALJ further found that Plaintiff cannot perform tandem or teamwork, or production rate (assembly line) pace work. Id. At step four of the analysis, the ALJ found that Plaintiff could not perform his past relevant work. Tr. 39.

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