Williams v. Board of Trustees for the Employees' Retirement System of the Parish of East Baton Rouge

653 So. 2d 1337, 94 La.App. 1 Cir. 1024, 1995 La. App. LEXIS 994, 1995 WL 240667
CourtLouisiana Court of Appeal
DecidedApril 7, 1995
DocketNo. 94 CA 1024
StatusPublished
Cited by7 cases

This text of 653 So. 2d 1337 (Williams v. Board of Trustees for the Employees' Retirement System of the Parish of East Baton Rouge) is published on Counsel Stack Legal Research, covering Louisiana Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Williams v. Board of Trustees for the Employees' Retirement System of the Parish of East Baton Rouge, 653 So. 2d 1337, 94 La.App. 1 Cir. 1024, 1995 La. App. LEXIS 994, 1995 WL 240667 (La. Ct. App. 1995).

Opinion

|2KUHN, Judge.

The plaintiff, Lynn E. Williams, appeals the trial court’s judgment granting the peremptory exceptions which raise the objections of no cause and no right of action filed by the defendant, the Board of Trustees for the Employees’ Retirement System of the Parish of East Baton Rouge and the City of Baton Rouge (Board), and which resulted in the dismissal of his lawsuit. In his suit, Williams appealed the Board’s denial of his application for disability retirement benefits and sought a declaratory judgment to determine his rights under the retirement system.

Williams became Parish Attorney for the Parish of East Baton Rouge and the City of Baton Rouge (City-Parish) on February 7, 1980. During his employment, mandatory contributions to the employees’ retirement system were deducted from his compensation. On September 16, 1992, Williams was convicted of three felonies in the United States District Court for the Southern District of Mississippi. He resigned from his position as Parish Attorney on November 23, 1992, but before resigning, he applied for disability retirement benefits, which were denied by the Board.2

In support of its peremptory exceptions raising the objections of no cause of action and no right of action, the Board relied upon La.R.S. 42:1411, which states in pertinent part:

A. A public officer shall be removed from office for conviction, during his term of office, of a felony.
[1339]*1339B. The conviction for a felony of a public officer shall automatically suspend that individual from his public office without compensation. The suspension from public office without compensation shall continue until the conviction is final and all appellate review of the original trial court proceedings is exhausted. During the period of suspension, the public official shall not perform any official act, duty, or function nor shall he |3receive any compensation, pay, allowance, emolument, or privilege of his office. If the conviction is reversed on appeal, the public official shall be entitled to and shall receive full back pay with legal interest thereon from the date of suspension, compensation, and all rights, duties, powers, allowances, emoluments, and privileges of office to which he would have been entitled had he not been suspended.

The trial court found that La.R.S. 42:1411 applied because Williams was a public officer, and that under the statute, he was automatically suspended from his office; therefore, when Williams applied for disability retirement benefits, he was not a member of the retirement system and had no standing or right of action. On appeal, Williams contends that he was not a public officer, and in the alternative, that if he was a public officer, La.R.S. 42:1411 cannot be constitutionally applied to the City-Parish. He also contends that his receipt of disability retirement is not an emolument of office, but a vested right.

Initially, we note that the trial court, in applying La.R.S. 42:1411, found that Williams was not a member of the retirement system as required by the ordinances governing the system.3 However, the Board alone has the right to determine who is a member of the system (Code of Ordinances of the City of Baton Rouge and 14East Baton Rouge Parish, Louisiana § 1:2514). Contrary to the representations at oral argument of Robert Klausner, counsel for the Board, the Board’s minutes do not state that it denied the benefits because Williams was not a member. Therefore, the record does not support the trial court’s upholding the denial of benefits on this basis, nor did the trial court have the right to determine that Williams was not a member as this determination is made by the Board. Id. Accordingly, we should determine whether the trial court was correct in sustaining the exceptions based upon La.R.S. 42:1411 on other grounds.

The threshold issue is whether Williams was a public officer. La.R.S. 42:1411(G) defines a public officer as “any person holding a public office, whether state, district, parochial, ward, or municipal, whether the person is elected or appointed except judges of the courts of record.” La.R.S. 42:1 defines “public office” as “any state, district, parish or municipal office, elective or appointive, or any position as member on a board or com[1340]*1340mission, elective or appointive, when the office or position is established by the constitution or laws of this state.”

This court has set forth a test based on La.R.S. 42:1 to determine if an individual is a public officer: If the individual acts as an agent of the state and exercises a portion of the sovereign power or if the office occupied involves a large degree of independence in which the individual is not under the direct supervision and control of an employer, then the individual is a public officer. State v. Haltom, 462 So.2d 662 (La.App. 1st Cir. 1984).

Section 11.01 of Chapter 11 of the Plan of Government of the | 5Parish of East Baton Rouge and the City of Baton Rouge establishing the office of Parish Attorney states that the Parish Attorney is to be appointed by the Metropolitan Council for an indefinite term. They are to appoint Assistant Parish Attorneys as may be authorized. The Parish Attorney is the legal advisor of the Council, the Mayor-President, and all departments, offices, and agencies appointed by or under the jurisdiction of the Council or Mayor-President and he is to furnish to them on request a written opinion on any question of law involving their official powers and duties. At the request of the Mayor-President or any Council member, the Parish Attorney is to prepare ordinances and resolutions for introduction. He is to draw or approve all bonds, deeds, leases, contracts or other instruments whenever the Parish, City, or any district the Council governs, is a party or has an interest. The Parish Attorney is to represent the Parish, the City and any district which the Council governs in all civil litigation. He also represents the City in the prosecution of all ordinance violations in City Court, except that he has no authority to nolle prosequi. Additionally, he represents both the parish and the city in any criminal case in which the constitutionality or the validity of any ordinance or resolution of the Council is at issue. Finally, he is to appoint and remove all employees of his office.

While Williams did not act as an agent of the state exercising a portion of its sovereign power, his office did enjoy a large degree of independence in which he was not under the direct control and supervision of his employer, the Metropolitan Council. While the Council had the authority to request a written opinion on any question of law involving its official duties and to request Williams to prepare ordinances and resolutions, the remainder of Williams’ duties were not subject to the Council’s control. Williams contends that the Council exercised direct control because the provision creating the Parish Attorney position specifically details the responsibilities and limitations of the Parish Attorney’s job. We disagree. The enumeration of the duties of the Parish Attorney in the provision creating the position does not 16grant the Metropolitan Council the authority to exercise control over those duties.

Williams additionally argues that the lack of authority to nolle prosequi demonstrates that the Parish Attorney was under the Council’s control. This contention is without merit.

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Bluebook (online)
653 So. 2d 1337, 94 La.App. 1 Cir. 1024, 1995 La. App. LEXIS 994, 1995 WL 240667, Counsel Stack Legal Research, https://law.counselstack.com/opinion/williams-v-board-of-trustees-for-the-employees-retirement-system-of-the-lactapp-1995.