Williams v. Barnhart

35 F. App'x 267
CourtCourt of Appeals for the Seventh Circuit
DecidedMay 9, 2002
DocketNo. 01-3925
StatusPublished
Cited by2 cases

This text of 35 F. App'x 267 (Williams v. Barnhart) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Williams v. Barnhart, 35 F. App'x 267 (7th Cir. 2002).

Opinion

ORDER

Kimberley Williams, a 40-year-old former nurse’s aide, sought attorneys fees in this Social Security case under the Equal Access to Justice Act (EAJA), 28 U.S.C. § 2412(d)(1)(A), after a magistrate judge remanded the case to the Commissioner for reconsideration under the Social Security Act. The magistrate judge denied Williams’s request for fees, holding that the Commissioner of Social Security’s prelitigation conduct and litigation position were “substantially justified” despite the remand. Williams contends on appeal that the magistrate judge abused his discretion in refusing to grant her fee request.

This case has tread an arduous procedural path, beginning with Williams’s application in 1993 for Disability Insurance Benefits and Supplemental Security Income under Title II and XVI of the Social Security Act. She claimed disability because of problems related to obesity, periodic but severe vertigo, sleep disorders including life-threatening sleep apnea, chronic sinus infections and breathing problems, and sarcoidosis, a disease that causes lesions and inflammation throughout the body but especially in the liver, lungs, skin, and lymph nodes. The Social Security Administration (SSA) twice denied her application. Williams then sought and received a hearing before an ALJ.

She appeared at the hearing without a lawyer. In order to secure a valid waiver of counsel, the ALJ explained to Williams that she had a right to counsel, that counsel could assist her in posing questions and developing the record, and that attorneys often represent people on a contingency basis in cases like hers. The ALJ also advised Williams that she, the ALJ, would have to approve any fees charged by an attorney. The ALJ neglected, however, to explain that legal fees would be limited to 25 percent of past due benefits. See 42 U.S.C. § 406(2)(A)(ii)(I). This omission controverted Thompson v. Sullivan, 933 F.2d 581, 584 (7th Cir.1991), and Binion v. Shalala, 13 F.3d 243, 245 (7th Cir.1994), which require that an ALJ in obtaining a valid waiver of counsel inform pro se claimants of “(1) the manner in which an [269]*269attorney can aid in the proceedings, (2) the possibility of free counsel or a contingency arrangement, and (3) the limitation on attorneys fees to 25 percent of past due benefits and required court approval of the fees.” Binion, 13 F.3d at 245. We held in Binion that if the ALJ did not obtain a valid waiver, the Commissioner then assumed the burden of showing that the ALJ fully and fairly developed the record.

The ALJ ultimately determined that Williams’s various ailments limited her to sedentary work involving no overhead reaching, no heights or hazards or bending from the waist, and no exposure to pulmonary irritants, temperature extremes, or humidity. Despite these impairments, and based on a vocational expert’s testimony at the hearing, the ALJ found that Williams could engage in a significant number of jobs in the national economy (Step 5 of the sequential analysis applied in Social Security cases), including “Cashier” and “Security Guard,” The ALJ thus determined that Williams was “not disabled.” The ruling became the Commissioner’s final determination after the Appeals Council declined review.

Williams obtained counsel and appealed to the district court. Both parties consented to a magistrate judge’s final jurisdiction. After being assigned the case and hearing oral argument, Magistrate Judge Goodstein reversed and remanded the ease because the ALJ had not followed Binion and the Commissioner had not carried her resulting burden of proving that the ALJ fully and fairly developed the record. See 42 U.S.C. § 405(g) Sentence Four. Specifically, the judge found that the ALJ should have (1) obtained medical evidence revealing the effects, if any, of Williams’s sleep apnea on her ability to work; (2) more thoroughly developed the record regarding the side effects of Williams’s eight medications and their impact on her ability to work; (3) further elaborated on Williams’s residual functional capacity to reach, handle, push, and pull; (4) included in a hypothetical to the vocational expert an elaborated description of Williams’s limitations in reaching, handling, pushing, and pulling; and (5) had the vocational expert correlate the “Cashier” and “Security Guard” jobs he though Williams could perform with descriptions in the Dictionary of Occupational Titles and explain any discrepancies between his knowledge of the jobs and their descriptions.

Williams then filed a request for $6,087.50 in attorneys fees under EAJA, which Judge Goodstein denied. He found the Commissioner’s prelitigation conduct and litigation position “substantially justified” despite the remand—because the “ALJ’s deficiencies [in developing the record] were not failures of omission, but of development. In other words, the ALJ did not ignore medical evidence or testimony, but simply did not pursue certain areas to the extent required in order to fully and fairly develop the record.” Likewise, Judge Goodstein characterized the ALJ’s failure to inform Williams of the 25 percent cap on fees a failure “not ... of omission, but extent.” He also found that the Commissioner’s defense of the ALJ’s determination was substantially justified. Later, Williams filed an untimely motion, ostensibly pursuant to Fed.R.Civ.P. 59(e), to alter or amend the court’s decision, which Judge Goodstein also denied.

Williams then appealed to us, but a motions panel dismissed for lack of jurisdiction. The panel noted that no Fed. R.Civ.P. 58 judgment was entered for the denial of attorneys fees, and our order informed Williams that she had another opportunity to appeal within 60 days of entry of a proper Rule 58 judgment. The case went back to Judge Goodstein, who entered an Amended Judgment on August [270]*27031, 2001, that expressly denied the fees request.

Williams timely appeals from the Amended Judgment, and raises several arguments. But the key issue in this case, and the only argument we need to address, is whether the deficiencies in the ALJ’s development of the record undermine Judge Goodstein’s holding that the Commissioner’s position was substantially justified. Regarding Williams’s other contentions, we simply note that we do not think Judge Goodstein’s EAJA decision relied on any new or erroneous “rules of law” or that the ALJ’s regrettable disregard of Binion’s waiver-of-counsel requirements compel an automatic entitlement to attorneys fees because Binion allows the Commissioner to argue that the ALJ satisfied her burden of fully and fairly developing the record.

The EAJA allows a prevailing party in a civil suit against the government to obtain attorneys fees if the government’s position was not “substantially justified”:

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Cite This Page — Counsel Stack

Bluebook (online)
35 F. App'x 267, Counsel Stack Legal Research, https://law.counselstack.com/opinion/williams-v-barnhart-ca7-2002.