William A. Winningham of the Estate of Alston Winningham v. Tammy K. Winningham - Concurring

CourtCourt of Appeals of Tennessee
DecidedOctober 2, 1996
Docket03A01-9604-PB-00152
StatusPublished

This text of William A. Winningham of the Estate of Alston Winningham v. Tammy K. Winningham - Concurring (William A. Winningham of the Estate of Alston Winningham v. Tammy K. Winningham - Concurring) is published on Counsel Stack Legal Research, covering Court of Appeals of Tennessee primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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William A. Winningham of the Estate of Alston Winningham v. Tammy K. Winningham - Concurring, (Tenn. Ct. App. 1996).

Opinion

I N THE COURT OF APPEALS

FILED October 2, 1996

Cecil Crowson, Jr. Appellate C ourt Clerk W LLI AM A. W NNI NGHAM Exe c ut or ) I I , CUM BERLAND PROBATE o f t he Es t a t e o f Al s t on ) C. A. NO. 03A01- 9604- PB- 0015 2 W n n i n g ha m, i ) ) Pl a i nt i f f - Appe l l e e ) ) ) ) ) ) vs . ) HON. GARY W DODSON . ) J UDGE, BY I NTERCHANGE ) ) ) ) ) TAM Y K. W NNI NGHAM M I , ) REVERSED AND REMANDED ) De f e nda nt - Appe l l a nt )

J OHN R. OFFI CER, Li vi ngs t o n, f or Appe l l a nt .

HARRY D. SABI NE, Sa bi ne & Dougl a s , P. C. , Cr os s vi l l e , f or Appe l l e e .

O P I N I O N

M M r a y, J . c ur

W a r e c a l l e d upon i n t hi s a ppe a l t o de t e r mi ne whe t he r r e l y i n g e

o n t h e a dvi c e of a n a t t or ne y i n f i l i ng a n unf ounde d wi l l c ont e s t c o n s t i t u t e s pr oba bl e c a us e s uf f i c i e nt t o a voi d t he e nf or c e me nt o f

a f o r f e i t ur e c l a us e i n t he wi l l . For t he r e a s ons s e t f or t h be l ow,

we f i n d t ha t s uc h r e l i a nc e doe s c ons t i t ut e pr oba bl e c a us e , a nd

r e v e r s e t he j udgme nt of t h e t r i a l c our t .

Th e a ppe l l a nt , Ta mmy W nni ngha m, i wa s t he da ught e r of Al s t o n

a nd Re b a W nni ngha m. i Al s t o n a nd Re ba W nni ngha m e xe c ut e d i de nt i c a l i

wi l l s o n Fe br ua r y 13, 1981. Re ba W nni ngha m di e d on Fe br ua r y 2 6 , i

1 9 8 6 , a nd he r wi l l wa s pr oba t e d. I n 1992, Al s t on W nni ngha m, wh o i

a t t h e t i me wa s s uf f e r i ng f r om c a nc e r , e xe c ut e d a ne w wi l l . Th a t

wi l l c o n t a i ne d a f or f e i t ur e c l a us e a ppl yi ng t o a ny be ne f i c i a r y wh o

i ni t i a t e d a c ont e s t of t he wi l l . Al s t on W nni ngha m di e d l a t e r t ha t i

ye a r . Ap p a r e n t l y, Ta mmy W nni ngha m ha d c onc e r n a bout t he c omp e - i

t e nc y o f he r f a t he r due t o hi s me di c a l c ondi t i on a t t he t i me h e

e xe c ut e d t he 1992 wi l l . She c ont a c t e d Li vi ngs t on a t t or ne y J o h n

He a t h , who mi s t a ke nl y t ol d he r t ha t mut ua l wi l l s ( s uc h a s t he wi l l s

e xe c ut e d by Al s t on a nd Re ba W nni ngha m i n i 1981) c oul d not be

r e voke d af t er t he de a t h of t he ot he r pa r t y. M. r He a t h wa s

a pp a r e nt l y una wa r e of t he Tr a ut ma nn Ac t , c odi f i e d a t T. C. A. § 32- 3 -

1 0 7 , wh i c h a bol i s he d t he pr e s umpt i on of c ont r a c t ua l i nt e nt i n t h e

e x e c u t i on of j oi nt a nd mut ua l wi l l s , a nd pr ovi de s t ha t a c ont r a c t

t o ma k e a wi l l c a n be e s t a bl i s he d onl y by a s t a t e me nt of t he

c on t r a c t t e r ms i n t he wi l l , a n e xpr e s s r e f e r e nc e i n t he wi l l t o t he

e xi s t e nc e o f a c ont r a c t ( t he t e r ms of whi c h a r e pr ove n by e xt r i n s i c

e vi d e nc e ) , or a s e pa r a t e wr i t i ng s i gne d by t he de c e de nt e vi de nc i n g

2 t he c o n t r a c t . I n r e l i a nc e on M . He a t h’ s a dvi c e , Ta mmy W nni ng h a m r i

f i l e d s ui t a ga i ns t t he e xe c ut or of Al s t on W nni ngha m’ s i es t at e,

W l l i a m W nni ngha m, a ppe l l e e i n t hi s c a s e . i i Thr e e we e ks a f t e r t h e

f i l i n g of t ha t s ui t , M. r He a t h r e a l i z e d h i s e r r or , a nd t he wi l l

c o n t e s t a c t i on wa s i mme di a t e l y a nd vol unt a r i l y di s mi s s e d.

W l l i a m W nni ngha m t he n f i l e d s ui t t o i nvoke t he f or f e i t u r e i i

p r o v i s i on a s t o a ny be que s t or de vi s e t o Ta mmy W nni ngha m. i Th e

Ho n o r a b l e Ga r y Dods on, s i t t i ng by i n t e r c ha nge i n t he Pr oba t e a n d

Fa mi l y Cour t of Cumbe r l a n d Count y, f ound t ha t t he f i l i ng of t h e

wi l l c o n t e s t vi ol a t e d t he f or f e i t ur e c l a us e a nd t ha t , c ons e que nt l y ,

t h e p r o vi s i on s houl d be e n f or c e d. Thi s a ppe a l f ol l owe d.

Al s t on W l l i ngha m' s wi l l pr ovi de d i n pa r t a s f ol l ows : i

I f a ny be ne f i c i a r y s ha l l c ont e s t t he pr oba t e or v a l i di t y of t hi s wi l l or a ny pr ovi s i on t he r e of , or s ha l l i ns t i t ut e or j oi n i n a ny pr oc e e di ng t o c ont e s t t he v a l i di t y of t hi s wi l l or t o pr e ve nt a ny pr ovi s i on t he r e of f r om be i ng c a r r i e d ou t i n a c c or da nc e wi t h i t s t e r m ( r e ga r dl e s s of whe t he r s uc h pr oc e e di ngs a r e i ns t i t ut e d i n g o od f a i t h a nd wi t h pr oba bl e c a us e 1 ) , t h e n a l l be ne f i t s p r ovi de d f or s uc h b e ne f i c i a r y a r e r e voke d a nd s uc h b e ne f i t s s ha l l pa s s t o t he r e s i dua r y be ne f i c i a r i e s of t hi s wi l l . . . .

1 No i s s u e i s ma d e c o n c e r n i n g t h e v a l i d i t y o f t h i s p r o v i s i o n . W , t he r e f or e , e d e c l i n e t o c o mme n t t h e r e o n .

3 I n Te nne s s e e , a f or f e i t ur e c l a us e i s ge ne r a l l y v a l i d. Se e

Ta t e v . Ca mp , 147 Te nn. 137, 245 S. W 839 ( 1922) . . I n W a r d v. ool

Fe r r e l l , 169 S. W 2d 134 t he c our t c i t i ng Ta t e , s upr a , not e d: .

The l a w i n Te nne s s e e gove r ni ng t he e f f e c t of a wi l l c o nt e s t on t he ope r a t i on of a f or f e i t ur e c l a us e i n a wi l l i s f ul l y di s c u s s e d a nd i s s e t t l e d i n a n opi ni on by M Ki nne y, J udge , . . . whe r e i t i s he l d t ha t a f or f e i t ur e c p r ovi s i i on i n a wi l l i s not voi d a s a ga i ns t pub l i c p o l i c y, a nd t ha t l e ga t e e wi l l not l os e hi s i nt e r e s t unde r a f o r f e i t ur e p r ovi s i on of a wi l l i f t he c ont e s t wa s p r os e c ut e d i n good f a i t h a nd upon pr oba bl e c a us e . . . . .

W l l a r d , pa ge 136. o

I t i s c l e a r , t h e r e f or e , t h a t a gi f t wi l l not be f or f e i t e d i f

t he c o n t e s t i s ma de i n good f a i t h a nd on pr oba bl e c a us e . The Tr i a l

Co u r t f ound t ha t s i nc e At t or ne y He a t h a dvi s e d hi s c l i e nt ba s e d o n

a mi s t a k e of l a w, t he r e wa s no ba d f a i t h on t h e p a r t of Ta mmy

W n n i n g ha m. i Howe ve r , t he Cour t f ound t ha t s i nc e t he 1981 wi l l s

c o u l d n ot be l e ga l l y c ons t r ue d t o be mut ua l wi l l s , t h e wi l l c ont e s t

wa s wi t hout pr oba bl e c a us e , e ve n t hough s he a c t e d on t he mi s t a k e n

a dv i c e of c ouns e l . W r e s pe c t f ul l y di s a gr e e . e

The De f e nda nt a r gue s t ha t pr oba bl e c a us e i s e s t a bl i s he d whe r e

p r o s e c u t i on of an a c t i on is i n s t i t ut e d on a dvi c e of c ouns e l .

De f e nd a nt ci t es t he case of Sul l i va n v. Young, 678 S. W 2d 9 0 6 .

( Te n n . App. 1984) a s s t a n d i ng f or t he pr opos i t i on t ha t pr oba b l e

c a us e i s e s t a bl i s he d whe r e i ns t i ga t i on of a n a c t i on i s done wi t h

t he a d v i c e of c ouns e l . Al t hough Sul l i va n i nvol ve s a n a c t i on f o r

4 ma l i c i ous pr os e c ut i on, we t hi nk t he a na l ogy i s a ppr opr i a t e . In

W o l a r d v. o Fe r r e l l , s upr a , t hi s c our t a ppl i e d t he de f i ni t i on o f

pr oba bl e c a us e f r om a ma l i c i ous p r os e c ut i on case to a cas e

i n t e r p r e t i ng a f or f e i t ur e pr ovi s i on. The Cour t s a i d:

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Related

Klein v. Elliott
436 S.W.2d 867 (Court of Appeals of Tennessee, 1968)
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169 S.W.2d 134 (Court of Appeals of Tennessee, 1942)

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