Willard Wooten v. United States of America

825 F.2d 1039, 1987 U.S. App. LEXIS 10264
CourtCourt of Appeals for the Sixth Circuit
DecidedAugust 4, 1987
Docket86-5086
StatusPublished
Cited by19 cases

This text of 825 F.2d 1039 (Willard Wooten v. United States of America) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Willard Wooten v. United States of America, 825 F.2d 1039, 1987 U.S. App. LEXIS 10264 (6th Cir. 1987).

Opinion

NATHANIEL R. JONES, Circuit Judge.

Plaintiff Willard Wooten appeals from the district court’s order setting aside the judgment entered in his favor and dismissing his complaint brought under the Federal Tort Claims Act (“FTCA”), 28 U.S.C. §§ 1346(b) and 2671 et seq. (1982). For the reasons set forth below, we reverse the district court’s order in part and remand the case for further proceedings.

Wooten was incarcerated at the Federal Correctional Institution (“FCI”) in Miami, Florida, on October 16, 1981. Five years prior to this, Wooten had suffered a back injury that was later diagnosed as a herniated disc. Wooten’s physician at the time of the injury recommended that he avoid lifting heavy objects, rest when needed, and take aspirin to relieve pain. Upon his entry into the federal prison system at Miami, Wooten informed prison officials of his history of back trouble and advised them that he was unable to lift heavy objects. He was given a physical examination, which revealed the presence of a herniated disc. Shortly thereafter, prison officials received a report from Wooten’s personal physician confirming his serious back condition. As a result of this condition, Wooten was assigned to ‘perform light work.

On January 25, 1982, Wooten was transferred to FCI Ashland in Kentucky. Federal prison policy mandates that an inmate’s medical records accompany him whenever he is transferred. Contrary to this policy, Wooten’s medical records were never sent to FCI Ashland. The records were later discovered in the dead files at FCI Miami in August of 1985, a short time before the trial in this case commenced. Upon his arrival at FCI Ashland, Wooten was given an initial medical screening as required by prison policy. The screening was performed by a physician’s assistant. Wooten informed the physician’s assistant of his back trouble, but was nonetheless cleared for normal duty and assigned to work as an orderly. Wooten and two other orderlies were responsible for keeping a dormitory unit clean. His duties included cleaning floors, walls, and bathrooms. In order to carry out these duties, Wooten had to lift heavy weights, as well as bend and twist. These activities aggravated his back condition to such a degree that he began to experience pain radiating from his lower back down to his left leg. He experienced difficulty in walking due to this pain.

*1041 Bureau of Prison regulations require that each inmate be given a complete physical examination within two weeks of his arrival at a new institution. Such an examination is not required if the inmate has had an examination within one year of his transfer. This exception does not apply if an inmate has had medical problems. In Wooten’s case, the regulations required the authorities at FCI Ashland to conduct a complete physical examination and take a full medical history not later than February 24, 1982.

When Wooten arrived at FCI Ashland, he reported his history of back trouble to prison officials. He also reported that he suffered from a perforated ear drum. Despite their knowledge of these medical problems, prison officials did not schedule Wooten for a complete physical examination at that time or at any time in the near future. In February 1982, Wooten visited the Outpatient Department at the prison, again reported his history of back trouble, and asked to see a physician. This request was not honored despite prison regulations that state that an inmate’s request to see a doctor must be met. Wooten was not given the required examination until July 23, 1982, more than five months after his transfer.

Prison regulations further required that each facility conduct a monthly review or audit of inmate medical records to insure their completeness and accuracy. The regulations also required that each facility maintain a “problem list” identifying the inmate’s chief medical problems. The list is used to advise medical personnel of an inmate’s problems quickly and to record the inmate’s treatment and progress. Neither of these regulations was followed at Ashland. Consequently, there was no periodic review of Wooten’s records or medical problems.

Wooten’s physical condition worsened significantly in late June. On June 21, 1982, he requested to see Dr. Susan Echter-ling, Chief of Health Programs at FCI Ash-land, and an appointment was scheduled for July 2, 1982. The doctor failed to keep this appointment, and Wooten did not see her until July 15, 1982. At that time, Dr. Echterling examined Wooten, prescribed medication for his ear problem, placed him on light duty status to help ease the problems with his back, and scheduled him for a physical examination. During her examination, Dr. Echterling did not perform a neurological examination on Wooten, despite the fact that he informed her of his history of back trouble. Neither did she inquire into Wooten’s medical history or order x-rays.

On July 23, 1982, Wooten was finally given the physical examination that he should have received upon his arrival at Ashland in February. The examination was performed by a physician’s assistant. In instances where a physical examination is performed by a physician’s assistant, prison regulations require that a physician countersign the examination report. However, no physician countersigned or reviewed the physician’s assistant’s report. Following the examination, the physician’s assistant ordered that Wooten be placed on light duty status. Despite this order and a similar earlier order by Dr. Echterling, Wooten continued in his duties as an orderly-

Wooten’s condition continued to worsen and he continued complaining to medical officials and the warden. On August 10, 1982, Wooten wrote a letter to the warden as a “last plea” for “immediate help.” Two days later, Wooten was again seen by Dr. Echterling who reported that his back pain had worsened “dramatically.” The doctor also reported that Wooten’s medication could no longer relieve the pain.

In late August 1982, Wooten was flown to the U.S. Medical Center for Federal Prisoners in Springfield, Missouri, for treatment of his ear problem. On November 5, 1982, surgery was performed to remedy the problem. Prior to this surgery, Wooten was referred to Dr. Karl Albaeck, a neurosurgeon employed by the Bureau of Prisons, for treatment of his back problem. Dr. Albaeck performed a complete examination and concluded that Wooten was suffering from a herniated disc reflecting degenerative disc disease. Dr. Albaeck pre *1042 scribed a conservative course of treatment, which included a diet, physical therapy, light work duty involving no lifting, and medication as needed. Wooten followed the physical therapy regimen for three months, but then chose to discontinue this treatment after concluding that it was not aiding him.

During his stay at Springfield, Wooten was assigned to jobs in the clothing room and as an elevator operator. These jobs were not strenuous and required no bending, twisting, or heavy lifting. Nonetheless, Wooten’s physical condition continued to worsen and he eventually became unable to walk without pain. On March 2, 1983, Dr. Albaeck issued him a wheelchair to help him in moving about the institution. Dr.

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Bluebook (online)
825 F.2d 1039, 1987 U.S. App. LEXIS 10264, Counsel Stack Legal Research, https://law.counselstack.com/opinion/willard-wooten-v-united-states-of-america-ca6-1987.