Willard v. Park Industries CV-97-581-M 01/05/99 UNITED STATES DISTRICT COURT
DISTRICT OF NEW HAMPSHIRE
Timothy Willard, Plaintiff
v. Civil No. 97-581-M
Park Industries, Inc., Defendant
O R D E R
In this diversity action, plaintiff Timothy Willard asserts
claims of (1) negligent design, (2) failure to warn, and (3)
breach of warranty of merchantability against defendant Park
Industries. Willard says he was injured when, after the roller
conveyor system designed and manufactured by Park malfunctioned,
he attempted to manually move several large, heavy pieces of
granite blocks along the failed roller conveyor system.
Presently before the court is Park's motion for summary
judgment on all counts. Plaintiff has neither objected to
defendant's motion, nor has he challenged any facts asserted by
defendant. And, plaintiff failed to appear at a scheduled
hearing on defendant's motion. Defendant's motion is granted and
judgment shall be entered in defendant's favor.
Background
The uncontested facts show that in October of 1994 Willard
injured himself while working at the Swenson Granite Company
("Swenson"), in Concord, New Hampshire. At the time, he was attempting to move a group of large, heavy pieces of granite
blocks along a roller conveyor system, designed and manufactured
by defendant. Park's roller conveyor system basically consists
of a set of rails and roller assemblies. The individual rollers
rotate on bearing assemblies to permit them to rotate about their
axles. The axles, themselves, do not rotate, but are fixed to
the rails by vertical bolts.
Swenson purchased the roller conveyor system from Park to
enable its employees to easily move (role) large granite blocks
to various stations. Park concedes that the bolts attaching the
axles to the rails will occasionally break due to the shear
stress caused by the displaced weight of the heavy granite
blocks. And, whenever a bolt breaks, the rollers fixed to the
rails by the broken bolts will become free.
In his complaint, plaintiff alleges that on the day of his
injury the displaced weight of the granite blocks he was moving
caused one of the vertical bolts to break. As a result, the
roller associated with that broken bolt became free from the rail
and subseguently floated forward, where it came into contact with
a second roller. The two rollers jammed up against each other,
causing the entire conveyor system to bind.
While plaintiff cannot identify the particular roller that
broke, he was aware of the failure and immediately sought to fix
the roller by replacing the broken bolt (the standard procedure).
Prior to replacing the bolt, however, it was necessary to remove
the existing granite blocks that were sitting on the conveyor
2 system. However, rather than using a crowbar or requesting the
assistance of co-workers to help him move the granite blocks over
the broken roller, plaintiff instead pushed the granite blocks
"with all [his] body and all [his] might." Plaintiff's Depo.
217, lines 22-23. Plaintiff says that his injury occurred while
he was pushing the blocks over the known broken roller.
Discussion
I. Standard for Summary Judgment.
Summary judgment shall be granted "if the pleadings,
depositions, answers to interrogatories, and admissions on file,
together with the affidavits, if any, show that there is no
genuine issue as to any material fact and that the moving party
is entitled to judgment as a matter of law." Rule 56(c), Fed. R.
Civ. P. In considering whether or not a genuine issue of
material fact exists, the evidence of the nonmoving party is to
be believed and all justifiable inferences are to be drawn in his
favor. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255
(1986) .
The moving party bears the burden of demonstrating that
there is no genuine issue as to any material fact. See Finn v.
Consolidated Rail Corp., 782 F.2d 13, 15 (1st Cir. 1986) . "To
demonstrate that no genuine issue of material fact exists, the
moving party must point out 'an absence of evidence supporting
the nonmoving party's case.'" Oliver v. Digital Equip. Corp.,
3 846 F.2d 103, 105 (1st Cir. 1988) (quotingCelotexCorp. v.
Catrett, 477 U.S. 317, 325 (1986)).
"Once the defendant has made a properly supported motion for
summary judgment, however, [plaintiff] 'may not rest upon mere
allegation or denials of [his] pleading, but must set forth
specific facts showing there is a genuine issue for trial.'" Snow
v. Harnischfeger Corp., 12 F.3d 1154, 1157 (1st Cir. 1993)
(quoting Anderson, 477 U.S. at 250). "Thus, summary judgment is
proper when, . . . the party against whom judgment is sought
fails to show sufficient basis for the establishment of an
essential element of its case.'" Kauffmanv. Puerto Rico Tel.
Co., 841 F .2d 1169, 1172 (1st Cir. 1988).
II Negligent Design.
Willard alleges that Park negligently designed the conveyor
system it sold to his employer by failing to test the product to
determine the level of force that could be safely required of
humans to move the blocks when the rollers failed.
A product is defectively designed when it "is manufactured
in conformity with the intended design but the design itself
poses unreasonable dangers to consumers." Thibault v. Sears,
Roebuck & C o ., 118 N.H. 802, 807 (1978). This contrasts with a
manufacturing defect, which occurs when, "due to an accidental
variation caused by a mistake in the manufacturing process," the
product "does not conform to the great majority of products
manufactured in accordance with that design." Id.
4 To succeed at trial on his theory of negligent design,
plaintiff would have to prove by a preponderance of the evidence
that defendant violated its duty of care in the design of the
roller conveyor system in guestion and that the breach caused
plaintiff's injuries. See Goodwin v. James, 134 N.H. 579, 583
(1991) .
Unless Willard produces evidence from which a reasonable
jury could conclude that Park violated the standard of due care
in the design of the roller conveyor system. Park is entitled to
summary judgment. See Walker v. General Elec. Co., 968 F.2d 116,
118 (1st Cir. 1992). In Walker, the plaintiff brought suit
against the manufacturer of a toaster-oven, alleging that the
toaster-oven had malfunctioned and caused a fire which destroyed
the plaintiff's home. The First Circuit upheld a directed
verdict for the defendant because, although there was evidence
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Willard v. Park Industries CV-97-581-M 01/05/99 UNITED STATES DISTRICT COURT
DISTRICT OF NEW HAMPSHIRE
Timothy Willard, Plaintiff
v. Civil No. 97-581-M
Park Industries, Inc., Defendant
O R D E R
In this diversity action, plaintiff Timothy Willard asserts
claims of (1) negligent design, (2) failure to warn, and (3)
breach of warranty of merchantability against defendant Park
Industries. Willard says he was injured when, after the roller
conveyor system designed and manufactured by Park malfunctioned,
he attempted to manually move several large, heavy pieces of
granite blocks along the failed roller conveyor system.
Presently before the court is Park's motion for summary
judgment on all counts. Plaintiff has neither objected to
defendant's motion, nor has he challenged any facts asserted by
defendant. And, plaintiff failed to appear at a scheduled
hearing on defendant's motion. Defendant's motion is granted and
judgment shall be entered in defendant's favor.
Background
The uncontested facts show that in October of 1994 Willard
injured himself while working at the Swenson Granite Company
("Swenson"), in Concord, New Hampshire. At the time, he was attempting to move a group of large, heavy pieces of granite
blocks along a roller conveyor system, designed and manufactured
by defendant. Park's roller conveyor system basically consists
of a set of rails and roller assemblies. The individual rollers
rotate on bearing assemblies to permit them to rotate about their
axles. The axles, themselves, do not rotate, but are fixed to
the rails by vertical bolts.
Swenson purchased the roller conveyor system from Park to
enable its employees to easily move (role) large granite blocks
to various stations. Park concedes that the bolts attaching the
axles to the rails will occasionally break due to the shear
stress caused by the displaced weight of the heavy granite
blocks. And, whenever a bolt breaks, the rollers fixed to the
rails by the broken bolts will become free.
In his complaint, plaintiff alleges that on the day of his
injury the displaced weight of the granite blocks he was moving
caused one of the vertical bolts to break. As a result, the
roller associated with that broken bolt became free from the rail
and subseguently floated forward, where it came into contact with
a second roller. The two rollers jammed up against each other,
causing the entire conveyor system to bind.
While plaintiff cannot identify the particular roller that
broke, he was aware of the failure and immediately sought to fix
the roller by replacing the broken bolt (the standard procedure).
Prior to replacing the bolt, however, it was necessary to remove
the existing granite blocks that were sitting on the conveyor
2 system. However, rather than using a crowbar or requesting the
assistance of co-workers to help him move the granite blocks over
the broken roller, plaintiff instead pushed the granite blocks
"with all [his] body and all [his] might." Plaintiff's Depo.
217, lines 22-23. Plaintiff says that his injury occurred while
he was pushing the blocks over the known broken roller.
Discussion
I. Standard for Summary Judgment.
Summary judgment shall be granted "if the pleadings,
depositions, answers to interrogatories, and admissions on file,
together with the affidavits, if any, show that there is no
genuine issue as to any material fact and that the moving party
is entitled to judgment as a matter of law." Rule 56(c), Fed. R.
Civ. P. In considering whether or not a genuine issue of
material fact exists, the evidence of the nonmoving party is to
be believed and all justifiable inferences are to be drawn in his
favor. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255
(1986) .
The moving party bears the burden of demonstrating that
there is no genuine issue as to any material fact. See Finn v.
Consolidated Rail Corp., 782 F.2d 13, 15 (1st Cir. 1986) . "To
demonstrate that no genuine issue of material fact exists, the
moving party must point out 'an absence of evidence supporting
the nonmoving party's case.'" Oliver v. Digital Equip. Corp.,
3 846 F.2d 103, 105 (1st Cir. 1988) (quotingCelotexCorp. v.
Catrett, 477 U.S. 317, 325 (1986)).
"Once the defendant has made a properly supported motion for
summary judgment, however, [plaintiff] 'may not rest upon mere
allegation or denials of [his] pleading, but must set forth
specific facts showing there is a genuine issue for trial.'" Snow
v. Harnischfeger Corp., 12 F.3d 1154, 1157 (1st Cir. 1993)
(quoting Anderson, 477 U.S. at 250). "Thus, summary judgment is
proper when, . . . the party against whom judgment is sought
fails to show sufficient basis for the establishment of an
essential element of its case.'" Kauffmanv. Puerto Rico Tel.
Co., 841 F .2d 1169, 1172 (1st Cir. 1988).
II Negligent Design.
Willard alleges that Park negligently designed the conveyor
system it sold to his employer by failing to test the product to
determine the level of force that could be safely required of
humans to move the blocks when the rollers failed.
A product is defectively designed when it "is manufactured
in conformity with the intended design but the design itself
poses unreasonable dangers to consumers." Thibault v. Sears,
Roebuck & C o ., 118 N.H. 802, 807 (1978). This contrasts with a
manufacturing defect, which occurs when, "due to an accidental
variation caused by a mistake in the manufacturing process," the
product "does not conform to the great majority of products
manufactured in accordance with that design." Id.
4 To succeed at trial on his theory of negligent design,
plaintiff would have to prove by a preponderance of the evidence
that defendant violated its duty of care in the design of the
roller conveyor system in guestion and that the breach caused
plaintiff's injuries. See Goodwin v. James, 134 N.H. 579, 583
(1991) .
Unless Willard produces evidence from which a reasonable
jury could conclude that Park violated the standard of due care
in the design of the roller conveyor system. Park is entitled to
summary judgment. See Walker v. General Elec. Co., 968 F.2d 116,
118 (1st Cir. 1992). In Walker, the plaintiff brought suit
against the manufacturer of a toaster-oven, alleging that the
toaster-oven had malfunctioned and caused a fire which destroyed
the plaintiff's home. The First Circuit upheld a directed
verdict for the defendant because, although there was evidence
that the toaster-oven malfunctioned, "there was no evidence that
defendant had violated the standard of due care in the design or
manufacture of the toaster-oven." Id.
Similarly, in the present case, plaintiff has failed to come
forward with any evidence that defendant violated the standard of
care in its manufacture or design of the roller conveyor system.
Nothing in the pleadings suggests that defendant was negligent in
any way with respect to the design of the product. Although, as
in Walker, there is evidence that the roller conveyor system
malfunctioned, plaintiff has provided no evidence in support of
his claim that defendant's design posed an unreasonable danger to
5 consumers. See Thibault, 118 N.H. at 807. Because no reasonable
juror could find in favor of plaintiff's claim of negligent
design on this undeveloped record, defendant is entitled to
judgment as a matter of law. Perhaps plaintiff could have
proffered some useful evidence, but he has not done so.
III. Strict Liability - Failure to Warn.
In Count II of his complaint, plaintiff alleges strict
liability against defendant, claiming that Park's roller conveyor
system was defective and unreasonably dangerous, and that it was
placed in the stream of commerce without an adeguate warning
concerning its unreasonably dangerous condition.
Under New Hampshire law, "an inadeguate warning constitutes
a design defect." Duford v. Sears, Roebuck & Co., 833 F.2d 407,
411 (1st Cir. 1987) (citations omitted). In an action for strict
liability alleging a design defect, "the plaintiff must first
prove the existence of a 'defective condition unreasonably
dangerous to the user.'" Thibault, 118 N.H. at 807 (guoting
Buttrick v. Lessard, 110 N.H. 36, 38-39 (1969)).
The New Hampshire Supreme Court has observed "that there
will seldom be a case based upon strict liability where a person
will be able to testify from his personal knowledge that a
particular product was sold in a certain defective condition."
Foss v. Byrnes Chevrolet, Inc., 119 N.H. 808 (1979). Although
there is no general rule reguiring expert testimony, the Court
has recently taken the position that such "testimony is reguired
6 whenever 'the matter to be determined is so distinctly related to
some science, profession, business or occupation as to be beyond
the ken of the average layman." Lemav v. Burnett, 139 N.H. 633,
635 (1995) (citations omitted). "This requirement serves to
preclude the jury from engaging in idle speculation." Id. at
634. This requirement concerning the introduction of expert
testimony also extends to the issue of a defendant's alleged
failure to warn. See id.
The plaintiff in a strict liability case must also prove
that the "purpose and manner of his use of the product was
foreseeable by the manufacturer." Thibault, 118 N.H. at 809.
See also Fortier v. Olin, 840 F.2d 98, 100 (1st Cir. 1988) ("the
defect and danger must be examined having in mind the
manufacturer's general duty, which 'is limited to foreseeing the
probable results of the normal use of the product or a use that
can be reasonably anticipated.'" (quoting Thibault, 118 N.H. at
808)) .
Similarly, a manufacturer's duty to warn "extends only to
dangers that are reasonably foreseeable." Duford, 833 F.2d at
411; see also Thibault, 118 N.H. at 808 ("Manufacturers cannot
foresee and warn of all absurd and dangerous uses of their
product."). Consequently, the New Hampshire Supreme Court has
"reject[ed] cases that demand that a manufacturer warn against
uses which were neither intended by the manufacturer nor within
the reasonably foreseeable use of the product." Thibault, 118
N.H. at 808.
7 In addition to foreseeability, the plaintiff in a strict
liability case must prove causation. See id. Specifically, the
plaintiff must show that "the unreasonably dangerous condition
existed when the product was purchased, and that the dangerous
condition caused the injury." Id. See, e.g., Buttrick v.
Lessard, 110 N.H. 36, 38-39 (1969) (plaintiff must prove that the
malfunction of automobile lights caused the accident and that the
malfunction arose from a defect present at the time of purchase).
However, "[p]roduct misuse, abnormal use, and a plaintiff's
decision to encounter a known risk are all valid defenses in a
products liability case," and are collectively known under New
Hampshire law as "plaintiff's misconduct." Fortier, 840 F.2d at
101. "The words 'plaintiff's misconduct' accurately describe
what action by the plaintiff, combined with the interaction of a
defendant's product, caused an accident or injury." Thibault,
118 N.H. at 812.
In Buttrick v. Lessard, supra, the New Hampshire Supreme
Court addressed the issue of "plaintiff's misconduct" as a
defense in a products liability action. See 110 N.H. 36. There,
the plaintiff brought suit for personal injuries allegedly
resulting from a defect in a motor vehicle. Buttrick, 110 N.H.
at 37. The defendants produced evidence indicating that after he
discovered the defect, "plaintiff continued to use the car with
full knowledge of the defect and with no absolute assurance that
it had been repaired." Id. at 39. According to the court, "the conduct of the plaintiff in
continuing to use the car with knowledge of [the] defect and his
operation of the car during the period leading up to the accident
will bear on the guestion of his . . . negligence." Id. at 40.
Conseguently, if a jury finds the plaintiff's conduct to be "the
sole cause of the accident, the plaintiff is barred from
recovery." Thibault, 118 N.H. at 812; see Buttrick, 110 N.H. at
40 .
In the present case, plaintiff has disclosed no witnesses,
expert or lay, to testify as to the allegedly defective condition
of the roller conveyor system, or to defendant's alleged failure
to provide proper warnings. In addition, plaintiff has stated in
his deposition that he cannot even identify which particular
roller was defective. Without such expert testimony, plaintiff's
allegations remain mere conjecture, as he has no competent
evidence beyond his own speculation regarding the condition of
the roller conveyor system.
Moreover, though plaintiff suggests that it was common for
the rollers to malfunction under the stress of the granite
blocks, he has not provided the court with reliable evidence
tending to show that defendant should have foreseen that
plaintiff would have simply pushed, without any assistance, the
granite blocks over the frozen rollers in the event of such a
malfunction. The very purpose of the roller conveyor system was
to assist plaintiff in moving the large blocks of granite. Given
that purpose, plaintiff has failed to show why defendant should have foreseen that plaintiff would not have sought other
temporary assistance in moving the blocks when the rollers
jammed.
Finally, plaintiff has failed to provide any evidence which
would tend to counter defendant's assertion that it was his own
misconduct (i.e., attempting to manually move the granite blocks
over a known broken conveyor) rather than the allegedly defective
conveyor system itself, that actually caused his injury.
Thus, because plaintiff has failed to present any evidence
of facts that might establish causation, foreseeability, and the
existence of an unreasonably dangerous defect in the product, he
cannot sustain his burden of proof at trial. Accordingly, even
taking the undisputed facts of record and considering them in the
light most favorable to plaintiff, defendant's motion for summary
judgment must be granted on his strict liability claim.
IV. Breach of Warranty.
In Count III of his complaint, plaintiff alleges that
defendant breached express and implied warranties, because the
conveyor system was neither of merchantable guality, nor safe for
the particular purposes intended.
As there is no common law of breach of warranty in New
Hampshire, plaintiff's right of recovery, if any, is governed by
New Hampshire Revised Statutes Annotated (RSA) 382-A:2-313, 2-
314, or 2-315. "RSA 382-A:2-314 generally provides that a seller
impliedly warrants that his goods are merchantable or generally
10 fit for the 'ordinary purposes' for which the goods are used,
unless the seller validly excludes or modifies the warranty."
Xerox Corp. v. Hawkes, 124 N.H. 610, 616 (1984); see also H .G .
Fischer X-Rav Co. v. Meredith, 121 N.H. 707, 710 (1981) ("Absent
a valid disclaimer, see RSA 382-A:2-316, any express warranties
made by the seller and an implied warranty of merchantability
attach to the goods that are the subject of a sale.").
If a plaintiff is to succeed on a claim of breach of implied
warranty of merchantability, there must be actual proof of such
noncompliance with the warranty. See, e.g., Elliot v. Lachance,
109 N.H. 481, 485 ("the plaintiff has the burden of proving that
[the] injury resulted from the unmerchantability or
unsuitableness of the product"). Because "proof of mere injury
furnishes no rational basis for inferring that the product was
defective for its intended use," plaintiff may not rely on the
sole fact that an accident occurred to show a breach of warranty.
Id. (citations omitted). Rather, he must provide the court with
evidence that the product was unfit for its ordinary and intended
use.
Plaintiff concedes that he does not know which particular
roller of the conveyor system caused the malfunction, and he has
not submitted any evidence to the court to support a finding that
the product was "defective." Apparently, given the nature of the
product and its intended use under conditions of high stress,
occasional mechanical failures were generally expected, and were
routinely repaired in an accepted fashion. The record does not
11 show that plaintiff's injuries were caused by such mechanical
failure, but by his apparent insistence on pushing the granite
blocks notwithstanding the known roller failure. Because
plaintiff has not presented evidence of facts which would support
a finding that the roller conveyor system was unfit for its
ordinary purposes, he cannot sustain his burden of proof at
trial. Accordingly, defendant's motion for summary judgment is
granted as to the claimed breach of warranty of merchantability.
Conclusion
For the reasons set forth herein, defendant's motion for
summary judgment (document 15) is granted in its entirety.
SO ORDERED.
Steven J. McAuliffe United States District Judge
January 5, 1999
cc: Timothy Willard Charles P. Bauer, Esg.