Wilfrido Garcia v. State of Indiana

• Court: Indiana Court of Appeals
• Decided: February 6, 2014
• Docket: 03A01-1306-CR-284
• Status: Unpublished

Opinion

Pursuant to Ind. Appellate Rule 65(D), this Memorandum Decision shall not be regarded as precedent or cited before any court except for the purpose of Feb 06 2014, 9:00 am establishing the defense of res judicata, collateral estoppel, or the law of the case.

ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:

DONALD S. EDWARDS GREGORY F. ZOELLER Columbus, Indiana Attorney General of Indiana

JAMES B. MARTIN Deputy Attorney General Indianapolis, Indiana

IN THE COURT OF APPEALS OF INDIANA

WILFRIDO GARCIA, ) ) Appellant-Defendant, ) ) vs. ) No. 03A01-1306-CR-284 ) STATE OF INDIANA, ) ) Appellee-Plaintiff. )

APPEAL FROM THE BARTHOLOMEW CIRCUIT COURT The Honorable Stephen R. Heimann, Judge Cause No. 03C01-1301-FB-217

February 6, 2014

MEMORANDUM DECISION - NOT FOR PUBLICATION

DARDEN, Senior Judge STATEMENT OF THE CASE

Wilfrido Garcia appeals his sentence for Class C felony carrying a handgun

without a license. We affirm.

ISSUES

Garcia contends the trial court abused its discretion in sentencing him by failing to

find several mitigating circumstances and by failing to place him in a post-conviction

forensic diversion program.

FACTS AND PROCEDURAL HISTORY

In January 2013, the police stopped a vehicle driven by Garcia because its

registration plate did not match the vehicle description on file. After determining that

Garcia had an outstanding warrant and had never obtained a driver’s license, the police

conducted a search incident to arrest. A Tic Tac container with Hydrocodone pills, an

ASP baton, a knife, and a stun gun were found on his person. An inventory search of the

vehicle revealed a folding knife with the blade open on the floor between the driver’s seat

and the center console as well as a loaded handgun on the driver’s side floorboard where

Garcia’s right foot would have been. State’s Ex. 1, pp. 5, 8; Appellant’s App. p. 98.

The State charged Garcia with Class B felony possession of a firearm by a serious

violent felon and Class D felony possession of a controlled substance. In April 2013,

pursuant to a plea agreement, Garcia pleaded guilty to an amended charge of Class C

felony carrying a handgun without a license. In exchange, the State agreed to dismiss the

drug charge and to refrain from filing any additional charges stemming from its

investigation.

2 At the sentencing hearing, the trial court found no mitigating circumstances. As

aggravators, the court identified: (1) Garcia’s criminal history, which included three prior

felony convictions; (2) that programs he had been offered in the past, including alcohol

and drug programs, had not been effective; and (3) that he had been granted probation

before, but it was later revoked. 1 The court also set forth the factors it considered in

denying his request to be placed in a forensic diversion program. Particularly, it noted:

(1) that he had absconded from community corrections in the past and indicated that he

would do so again under certain circumstances; (2) his violent tendencies; and (3) his

continued use of illegal drugs. The court sentenced Garcia to seven years and three

months in the Department of Correction. Garcia now appeals his sentence.

DISCUSSION AND DECISION

I. MITIGATING CIRCUMSTANCES

Subject to the review and revision power under Indiana Appellate Rule 7(B),

sentencing decisions rest within the sound discretion of the trial court and are reviewed

on appeal only for an abuse of discretion. Anglemyer v. State, 868 N.E.2d 482, 490 (Ind.

2007), clarified on reh’g, 875 N.E.2d 218 (2007). An abuse of discretion occurs if the

decision is clearly against the logic and effect of the facts and circumstances before the

court or the reasonable, probable, and actual deductions to be drawn therefrom. Id. One

way in which a trial court may abuse its discretion is by entering a sentencing statement

1 The trial court also found as an aggravator that Garcia was on probation at the time of the instant offense, but a few days after the sentencing hearing, Garcia informed the court that he was not on probation at the time of the offense. The court issued an amended sentencing order accordingly. 3 that omits reasons that are clearly supported by the record and advanced for

consideration. Id. at 490-91.

Garcia contends the trial court abused its discretion in sentencing him by failing to

find his guilty plea, remorse, drug addiction, mental health history, and family hardship

due to incarceration as mitigating circumstances. We address each in turn.

Guilty plea. Garcia argues the court should have found his guilty plea as a

mitigator. A trial court does not necessarily abuse its discretion by failing to recognize a

defendant’s guilty plea as a significant mitigating circumstance. See Anglemyer, 875

N.E.2d at 220-21. A guilty plea does not rise to the level of significant mitigation where

the defendant has received a substantial benefit from the plea. See id. at 221.

Garcia was originally charged with Class B felony possession of a firearm by a

serious violent felon and Class D felony possession of a controlled substance. Pursuant

to the plea agreement, the State: (1) allowed him to plead guilty to an amended charge of

Class C felony carrying a handgun without a license; (2) agreed to dismiss the Class D

felony drug charge; and (3) agreed to refrain from filing any additional charges stemming

from its investigation. A Class B felony carries a maximum sentence of twenty years,

and a Class D felony carries a maximum sentence of three years. See Ind. Code §§ 35-

50-2-5 (2005), -7 (2012). Had Garcia been convicted of the Class B and Class D felonies

originally charged, he could have faced a potential sentence of up to twenty-three years.

Instead, the plea agreement allowed him to significantly limit his sentencing exposure to

just eight years. See Ind. Code § 35-50-2-6 (2005) (maximum sentence for Class C

felony is eight years). Garcia thus received a substantial benefit from his guilty plea.

4 The court therefore did not abuse its discretion by failing to find that his guilty plea rose

to the level of a significant mitigator.

Remorse. Garcia next argues the court should have found his remorse as a

mitigator, but he fails to point to any statement of remorse in the record. Instead, the

presentence investigation report reveals that he denied committing the crime to which he

pleaded guilty and blamed his attorney for his guilty plea. 2 See Appellant’s App. p. 92.

Moreover, despite the fact that the handgun was found on the driver’s side

floorboard where Garcia’s right foot would have been, his statements at the sentencing

hearing show he was trying to convince the court that he was merely in the wrong place

at the wrong time. Specifically, he claimed he did not know the vehicle he was driving

contained a handgun because the vehicle was not his, and he stated he was willing to take

responsibility because he should have thoroughly checked the vehicle for weapons. Tr.

pp. 24-25. At best, his acceptance of responsibility was equivocal.

In light of the presentence investigation report and Garcia’s refusal to

acknowledge he knew of the handgun that was next to his feet, the trial court did not

abuse its discretion by failing to find remorse as a mitigator.

Drug addiction. Garcia also argues the court should have found his severe drug

addiction as a mitigator. A trial court is not required to consider allegations of a

defendant’s substance abuse as a mitigating circumstance. James v. State, 643 N.E.2d

321, 323 (Ind. 1994).

2 The chronological case summary does not reflect that Garcia ever filed a motion to withdraw his guilty plea. 5 Garcia’s presentence investigation report reveals a significant history of substance

abuse that began when he was eleven years old and includes marijuana, LSD, PCP,

heroin, cocaine, methamphetamine, methadone, ecstasy, and prescription pain pills. At

age twelve, he supported his twin children and girlfriend by dealing cocaine and

marijuana. At age eighteen, he overdosed on drugs, was revived by medical personnel,

and was hospitalized. His drug of choice has recently evolved from a combination of

heroin and cocaine to methamphetamine.

Despite Garcia’s long record of past and present drug abuse, he denied he had any

problem with drugs at his change of plea hearing. Tr. p. 18 (“JUDGE: Are you a drug

abuser or alcoholic? MR. GARCIA: No sir.”). In addition, as noted in the trial court’s

sentencing order, drug abuse treatment programs that had been offered to him in the past

had been ineffective. The trial court did not abuse its discretion by failing to find

Garcia’s drug addiction as a mitigator.

Mental health history. Garcia then argues the court should have found his mental

health history as a mitigator. The presentence investigation report shows Garcia told the

probation officer preparing the report that he has been diagnosed with paranoid

schizophrenia, multiple personality disorder, and bipolar disorder.

When the trial court noted at the sentencing hearing that he has continued to abuse

methamphetamine and methadone even while on medication for his mental health, Garcia

claimed methamphetamine was like medication for him. Tr. p. 70 (“[T]he meth was like

my Seroquel. I mean, when I tried meth, it actually put me to sleep. I could eat. My

mind slowed down. It did just the opposite.”); see also Appellant’s App. pp. 91-92

6 (presentence investigation report reflecting Garcia’s statements that drugs and alcohol

have the “opposite effect” on him and that some of his drug use was an attempt to self-

medicate his mental health issues). His self-medication with methamphetamine shows he

takes neither his drug addiction nor mental health issues seriously. See Webb v. State,

941 N.E.2d 1082, 1089 (Ind. Ct. App. 2011) (no abuse of discretion in failing to find

mental health to be a mitigator where defendant had pattern of stopping prescribed

treatment and self-medicating with illegal drugs), trans. denied.

Further, in determining the mitigating weight, if any, that should be given to

mental illness in sentencing, a court should consider: (1) the extent of the defendant’s

inability to control his behavior due to the disorder or impairment; (2) overall limitations

on functioning; (3) the duration of the mental illness; and (4) the extent of any nexus

between the disorder or impairment and the commission of the crime. Weeks v. State,

697 N.E.2d 28, 30 (Ind. 1998). Garcia offered no evidence on any of these factors at the

sentencing hearing.

The trial court did not abuse its discretion by failing to find Garcia’s mental health

history as a mitigator given the lack of evidence with which the court could evaluate the

proffered mitigator and his self-medication with methamphetamine.

Family hardship. Garcia finally argues the court should have found as a mitigator

that his family would suffer hardship as a result of his incarceration. He points to

evidence that he supports his minor child 3 and that his own mother has health issues.

Absent special circumstances, however, a trial court is not required to find that

3 This child was born over twenty years after the births of Garcia’s twin children. 7 imprisonment will result in undue hardship to dependents. Dowdell v. State, 720 N.E.2d

1146, 1154 (Ind. 1999).

The record shows no such special circumstances here. The presentence

investigation report states that Garcia’s minor child has been a ward of the State since

2011. Appellant’s App. p. 90. Although Garcia pays child support, the record shows the

payments come from his disability benefits and not from any employment he holds. See

Tr. p. 30. As for the claim of hardship to Garcia’s mother, his own testimony shows she

lives independently in Texas with her husband. While Garcia provided documentation of

her health issues and testified she was thinking of temporarily moving to Indiana so he

could help her with her diet, he provided no evidence that he was currently tending to her

health issues. The trial court did not abuse its discretion by failing to find family

hardship as a mitigator.

II. FORENSIC DIVERSION PROGRAM

Garcia also contends the trial court abused its discretion in sentencing him by

failing to place him in a forensic diversion program. According to Indiana Code section

11-12-3.7-4 (2007), a forensic diversion program is

a program designed to provide an adult: (1) who has a mental illness, an addictive disorder, or both a mental illness and an addictive disorder; and (2) who has been charged with a crime that is not a violent offense; an opportunity to receive community treatment and other services addressing mental health and addiction instead of or in addition to incarceration.

Under Indiana Code section 11-12-3.7-12(a) (2007), a person is eligible to participate in a

post-conviction forensic diversion program only by meeting the following criteria:

8 (1) The person has a mental illness, an addictive disorder, or both a mental illness and an addictive disorder. (2) The person has been convicted of an offense that is: (A) not a violent offense; and (B) not a drug dealing offense. (3) The person does not have a conviction for a violent offense in the previous ten (10) years. (4) The court has determined that the person is an appropriate candidate to participate in a post-conviction forensic diversion program. (5) The person has been accepted into a post-conviction forensic diversion program.

It is within the discretion of the trial court to determine whether a defendant is to be

placed in a post-conviction forensic diversion program. See Ruble v. State, 859 N.E.2d

338, 341 (Ind. 2007) (reviewing trial court’s decision against placement in forensic

diversion program for abuse of discretion).

The trial court here noted three factors it considered in denying Garcia placement

in a forensic diversion program. First, the court noted that Garcia had absconded from

community corrections in the past and testified at sentencing that he would do so again

under certain circumstances. See Tr. p. 43 (Garcia explaining that he absconded from

community corrections after his mother had two major knee surgeries and further stating,

“And would I do it again if my mom needed me, yes sir, I would.”).

Second, the court noted two instances of his prior violent behavior toward law

enforcement:

[Y]ou violated probation by committ[ing] Battery and Resisting Law Enforcement in Jackson County, where they have the police report from there that indicates that you caused a police officer injury fighting with the officer, striking Officer Munson and, you know, the police reports on that indicate that you suddenly exited the vehicle and began charging the officer’s location with clenched fist, yelling f*ck you n*gger. The officer immediately ordered you . . . to return to your vehicle. However, you

9 disregarded the instruction, continued to approach the officer. [The officer,] afraid you might be armed with a weapon, took cover behind a door, ordered you to stop, keep your hands where they could be seen and you continued to shout, f*ck you mother f*cker. And then it talks about striking the officer, continuing to thrash, break[ing] free. . . . And then later in 2004, [you] violated conditions of probation by committing the offense of Battery with a knife[,] Criminal Recklessness, Resisting, Interfering with Law Enforcement and Disorderly Conduct. Once again, I’ve got the police report here. Standing on the front porch armed with a knife. Upset and bleeding from the wrist, stating they are going to have to kill you, smashed out the storm door glass with his fist and was going in and out of the house tearing things up, threw the knife, officer ducked so it missed him.

Id. at 68-69. Although Garcia claimed at sentencing that medication was helping him to

control his behavior, the court noted a recent incident involving defense counsel just a

couple weeks before sentencing. Specifically, defense counsel stated in a request to

withdraw:

Even though by the Defendant’s letter of May 3 to the Judge[,] counsel was not going to represent the Defendant any longer, Counsel did go to jail on Sunday evening on May 19 to talk about sentencing. Again the situation was not just bad but turned out to be dangerous. Defendant did all the talking. Defendant began yelling, shouting, cussing, stood up, sw[u]ng his arms, fingers and hands at counsel, knocked counsel’s files off [the] table and got in counsel’s face at which time counsel called the jail personnel to come intervene and remove the Defendant before bodily injuries occurred. The jail came and Defendant was totally out of control and had to be restrained.

Appellant’s App. pp. 36-37. Garcia’s only explanation to the court at sentencing was that

he “talk[s] with [his] hands.” Tr. p. 70.

Finally, the third factor noted by the court in denying Garcia placement in a

forensic diversion program was his continued use of illegal drugs despite being on

medication for his mental health issues.

10 Based on the entire record before the trial court, it was well within its discretion to

determine that Garcia was not a suitable candidate for a forensic diversion program. See

Ruble, 859 N.E.2d at 341 (no abuse of discretion in determining defendant was not

suitable candidate for forensic diversion program where record reflected three

convictions for driving while intoxicated, multiple convictions for motor vehicle

violations leading to a lifetime suspension, and failure of past grants of probation).

CONCLUSION

We therefore affirm Garcia’s sentence.

NAJAM, J., and MAY, J., concur.