Wieser v. Chrysler Motors Corp.

69 F.R.D. 97, 21 Fed. R. Serv. 2d 313
CourtDistrict Court, E.D. New York
DecidedNovember 5, 1975
DocketNo. 68 C 1037
StatusPublished
Cited by4 cases

This text of 69 F.R.D. 97 (Wieser v. Chrysler Motors Corp.) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wieser v. Chrysler Motors Corp., 69 F.R.D. 97, 21 Fed. R. Serv. 2d 313 (E.D.N.Y. 1975).

Opinion

MEMORANDUM AND ORDER

NEAHER, District Judge.

This is a diversity negligence action against an automobile manufacturer, arising out of an unusual accident in New York, that came to trial before the undersigned in the fall of 1973. At the close of the .evidence, after three weeks of trial, the court reserved decision on cross-motions for a directed verdict and charged the jury of 12 sitting in the case. The jury disagreed and a mistrial was declared. The case has remained pending before the court on the Chrysler defendants’ motions for judgment in accordance with their prior motions, notwithstanding the absence of a verdict. Rule 50(b), F.R.Civ.P.

Before discussing the merits of those motions, it may be worthwhile to observe how poorly the federal unanimous jury rule in this diversity case served the declared goal of a “just, speedy, and inexpensive determination of every action,” Rule 1, F.R.Civ.P., by giving the plaintiff an advantage he would not have enjoyed had he brought his case in the State court.

After a lengthy deliberation the jury reported, via a note, that the “Jury is Deadlocked.” Court Exhibit 3. In response, the court gave the jury the modified Allen charge, and the jury resumed deliberations. Some time later, another note was received, confirming the continuing deadlock:

“The vote at the present time is 11 to 1 in favor of defendant ‘Chrysler’.” Court Exh. 4.

The court’s response was again to require the jury to deliberate further, and to tell them that “the verdict must be unanimous.” Trial Record (T.R.) 79-E (October 26, 1973). Finally, the following note was sent to the court:

“Jury’s Verdict
“11 to 1 in favor of Chrysler Corp. Deadlock, no possibility of change.” Court Exh. 7.

With that report, and a lack of positive response to the court’s face-to-face inquiry of the jury as to whether there was any hope that further deliberation might alter the situation, T.R. 103-E (October 26, 1973), the court declared a mistrial and dismissed the jury.

Thereafter the parties submitted briefs on the still-outstanding motions [99]*99for a directed verdict. In addition, the court requested the parties to brief the following issue:

“Whether, in a diversity civil action originally brought in a federal district court in the State of New York, the principles of Erie R. Co. v. Tompkins, 304 U.S. 64, 58 S.Ct. 817, 82 L.Ed. 1188 (1938), in light of the principles enunciated in Williams v. Florida, 399 U.S. 78, 90 S.Ct. 1893, 26 L.Ed.2d 446 (1970), Johnson v. Louisiana, 406 U.S. 356, 92 S.Ct. 1620, 32 L.Ed.2d 152 (1972), and Apodaca v. Oregon, 406 U.S. 404, 92 S.Ct. 1628, 32 L.Ed.2d 184 (1972), and other relevant authorities, require the federal court to receive a verdict of not less than five-sixths of the jurors constituting a jury as provided by the New York Civil Practice Law and Rules, § 4113(a), as authorized by Article 1, § 2, N.Y.Constitution.” Memorandum Order of October 31,1973, at p. 2.

The court has concluded for the reasons expressed in part I below that the jury’s communication that eleven of the twelve jurors had agreed on a verdict does not constitute a legal verdict in this case. But as part II, infra, explains the court is satisfied that judgment should be entered for the Chrysler defendants dismissing the complaint on the merits.

I.

The court requested the attorneys to brief the jury unanimity issue because of a recent series of cases in the Supreme Court which, when read together, substantially, if not entirely, erode the conceptual underpinnings of what were previously thought to be essential attributes of trial by jury, as preserved by the Sixth and Seventh Amendments to the Constitution, in the federal courts.

Starting with Williams v. Florida, 399 U.S. 78, 90 S.Ct. 1893, 26 L.Ed.2d 446 (1970), the Court held that a 12-man panel is not a necessary ingredient of trial by jury, and a State criminal trial by a jury of six did not violate the Sixth Amendment rights of the convicted defendant “as applied to the States through the Fourteenth.” Id. at 86, 90 S.Ct. at 1898. In Johnson v. Louisiana, 406 U.S. 356, 92 S.Ct. 1620, 32 L.Ed.2d 152 (1972), the Court held that criminal jury unanimity was not a requisite of due process of law. Id. at 359. That same day the Court decided Apodaca v. Oregon, 406 U.S. 404, 92 S.Ct. 1628, 32 L.Ed.2d 184 (1972), five Justices upholding defendants’ State court convictions by non-unanimous (10-2 and 11-1) criminal juries. Four of the majority felt that the Sixth Amendment, as made applicable to the States through the Fourteenth Amendment, did not require that the jury’s vote be unanimous. Id. at 407-10, 92 S.Ct. 1628. The Court’s reasoning was that

“the relevant constitutional history casts considerable doubt on the easy assumption . . . that if a given feature existed in a jury at common law in 1789, then it was necessarily preserved in the Constitution”, id. at 408-09, 92 S.Ct. at 1631 (footnote omitted).

Finally, in Colgrove v. Battin, 413 U. S. 149, 93 S.Ct. 2448, 37 L.Ed.2d 522 (1973), the Court decided the question reserved in Williams v. Florida, supra, 399 U.S. at 92 n. 30, 90 S.Ct. 1893, whether

“ ‘additional references to the “common law” that occur in the Seventh Amendment might support a different interpretation’ with respect to jury trial in civil cases.” 413 U.S. at 152, 93 S.Ct. at 2450.

In concluding that they do not, the Court examined the historical underpinnings of the Seventh Amendment. The Court’s conclusion was indeed a sweeping one:

“[B]y referring to the ‘common law,’ the Framers of the Seventh Amendment were concerned with preserving the right of trial by jury in civil cases whqre it existed at common law, rath[100]*100er than the various incidents of trial by jury. In short, what was said in Williams with respect to the criminal jury is equally applicable here: constitutional history reveals no intention on the part of the Framers ‘to equate the constitutional and common-law characteristics of the jury.’ ” Id. at 155-56, 93 S.Ct. at 2452 (footnote omitted) (emphasis in original).

The Court went on to hold that because in Williams it had “rejected the notion that ‘the reliability of the jury as a fact-finder . . . [is] a function of size,’ ” it concluded that a 12-man civil panel was not “a substantive aspect of the right of trial by jury.” Id. at 157, 93 S.Ct. at 2453.

With the way thus cleared, the Court then concluded that the Seventh Amendment guarantee of a jury trial in federal civil cases was satisfied by a six-man jury. Id.

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