Whitney v. Holland Retirement Center, Inc.

912 S.W.2d 427, 323 Ark. 16, 1996 Ark. LEXIS 3
CourtSupreme Court of Arkansas
DecidedJanuary 8, 1996
Docket94-1232
StatusPublished
Cited by8 cases

This text of 912 S.W.2d 427 (Whitney v. Holland Retirement Center, Inc.) is published on Counsel Stack Legal Research, covering Supreme Court of Arkansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Whitney v. Holland Retirement Center, Inc., 912 S.W.2d 427, 323 Ark. 16, 1996 Ark. LEXIS 3 (Ark. 1996).

Opinion

Tom Glaze, Justice.

Leo Whitney, eighty-one years old, had been a patient at the Veterans Administration Hospital in Fayetteville, but afterwards was discharged and transported directly to the appellee Holland Retirement Center. During his stay at Holland, Leo left the premises sometime between 10:30 p.m. and 6:00 a.m., was unable to reenter the building because of locked doors, and died of hypothermia as a result of exposure to sub-freezing temperatures. Leo’s estate and certain family members brought suit against Holland, alleging Holland negligently (1) failed to instruct Leo on how to reenter the building, (2) admitted Leo without obtaining his medical records, and (3) failed to make itself aware of Leo’s special medical needs or problems. At a jury trial, Holland was found twenty-four percent negligent in causing Leo’s death and Leo was found nine percent at fault; 1 the jury awarded the estate zero dollars, but it awarded Robert and Edward Whitney $3,000 and $2,500. 2

The Whitney estate moved for a new trial, alleging the jury erred in failing to award the estate any damages. The estate further argued the trial court erred during trial when it allowed David L. Moore’s deposition read into evidence. Moore is a clinical social worker at the VA Hospital, and he had referred Leo and family to Holland as an appropriate care facility for Leo. After the trial court denied the estate’s motion, the estate brings this appeal.

We first consider the estate’s argument that the trial court erroneously admitted Moore’s pretrial deposition into evidence. The events that led to this trial issue were as follows. Moore’s name had been on Holland’s witness list, but Moore did not appear when the trial commenced. Because of Moore’s failure to appear, Holland issued a subpoena directing Moore to appear in court to testify the next day. Moore again failed to appear. Holland explained to the trial court that VA regulations, entitled “Testimony of Department [of Veteran Affairs] Personnel and Production of Department Records in Legal Proceedings,” 59 Fed. Reg. 6564-6570 (1994), made it impossible for Holland to produce Moore as a live witness. During a recess, and with trial counsel present, the trial court telephoned the VA District General Counsel’s office, which informed the court that, if Moore appeared and testified at trial, Moore would violate the VA regulations. VA’s counsel informed the trial court that he had directed Moore not to obey the court’s subpoena.

When Holland asked that Moore’s deposition be read into evidence because of Moore’s unavailability, the estate objected, stating Holland should have subpoenaed Moore earlier. The estate also argued that, when Moore’s deposition was taken fourteen months prior to trial, the deposition was considered one of discovery and not for evidentiary purposes. The estate claimed that, if the deposition was admitted, it would be prevented proper and effective cross-examination of Moore.

Citing Ark. R. Civ. P. 32(a)(3)(D) and (E), the trial court allowed Holland to introduce Moore’s deposition into evidence. In sum, the trial court ruled Holland could use Moore’s deposition because Holland had been unable to procure Moore’s appearance. It also found that such exceptional circumstances existed as to make it desirable, in the interest of justice and with due regard to the importance of presenting Moore’s testimony in open court, to allow his deposition to be used. We hold the trial court ruled correctly.

We initially point out that, although not argued below, the estate now contends the VA regulations involved here do not prohibit a VA employee, like Moore, from testifying at a court proceeding, but instead only establish the procedure to follow when VA personnel are requested to provide testimony or to produce documents. The estate argues that Holland’s failure to follow the VA regulations in seeking Moore’s court appearance did not amount to an exceptional circumstance under Rule 32(a)(3)(E). We are unable to consider this specific argument since it was not presented to the trial court below. It is well settled that, if the grounds for an objection are changed on appeal, the argument is considered raised for the first time on appeal and the argument is waived. Cortinez v. Brighton, 320 Ark. 88, 894 S.W.2d 919 (1995).

The estate argued below, and argues now on appeal, that an implied agreement existed between the parties that Moore’s deposition was only for discovery purposes. The estate’s counsel claims this implied agreement was borne out by Holland never indicating until trial that Moore would not be called as a live witness. The estate relies upon Goodwin v. Harrison, 300 Ark. 474, 780 S.W.2d 518 (1989), which in relevant part related the following:

In Shelter Mutual Ins. Co. v. Tucker, 295 Ark. 260, 748 S.W.2d 136 (1988), we note that ARCP Rule 32 outlines the use of depositions; it does not distinguish between discovery depositions and evidentiary depositions. Yet, we know that members of the bar commonly describe depositions as being either discovery or evidentiary. Here, the parties and the court obviously thought that they were dealing with “discovery” depositions, and accordingly, there was an implied agreement that they were not evidentiary depositions and could not be used as evidence at the trial. Thus, appellant waived the literal wording of ARCP Rule 32.

In Goodwin, the parties’ and the trial court’s understanding before trial was that plaintiff’s counsel would not use a doctor’s discovery deposition as an evidentiary deposition. In view of this agreement and understanding, this court held the plaintiff had waived Rule 32 and therefore could not introduce the doctor’s deposition at trial. Here, we note that, unlike in Goodwin, the party seeking introduction of the witness’s deposition did attempt to subpoena the witness. In fact, the record reflects the witness, Moore, had received the subpoena, and except for VA regulations, would have appeared in court pursuant to the subpoena. Also unlike in Goodwin, the record here reveals the parties never limited the use of Moore’s deposition, nor did the trial court elicit from counsel that Moore’s deposition would not be utilized at trial. The trial court went to considerable trouble in determining whether Moore was available and in deciding whether exceptional circumstances existed warranting the admission of Moore’s deposition. We conclude that the trial court did not abuse its discretion in ruling as it did. See Ouachita Mining & Exploration, Inc. v. Wigley, 318 Ark. 750, 778 S.W.2d 526 (1994).

Before leaving this issue, we take this opportunity to reiterate that Rule 32 does not distinguish between discovery and evidentiary depositions. Rule 32 is essentially the same as Fed. R. Civ. P. 32

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Bluebook (online)
912 S.W.2d 427, 323 Ark. 16, 1996 Ark. LEXIS 3, Counsel Stack Legal Research, https://law.counselstack.com/opinion/whitney-v-holland-retirement-center-inc-ark-1996.