Whitney Brewster, in Her Capacity as Executive Director of the Texas Department of Motor Vehicles v. Drew Roicki and Richard Roicki as Successors in Interest to Pinnacle Motors

CourtCourt of Appeals of Texas
DecidedMay 18, 2015
Docket04-14-00414-CV
StatusPublished

This text of Whitney Brewster, in Her Capacity as Executive Director of the Texas Department of Motor Vehicles v. Drew Roicki and Richard Roicki as Successors in Interest to Pinnacle Motors (Whitney Brewster, in Her Capacity as Executive Director of the Texas Department of Motor Vehicles v. Drew Roicki and Richard Roicki as Successors in Interest to Pinnacle Motors) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Whitney Brewster, in Her Capacity as Executive Director of the Texas Department of Motor Vehicles v. Drew Roicki and Richard Roicki as Successors in Interest to Pinnacle Motors, (Tex. Ct. App. 2015).

Opinion

Fourth Court of Appeals San Antonio, Texas OPINION No. 04-14-00414-CV

Whitney BREWSTER, in her capacity as Executive Director of the Texas Department of Motor Vehicles, Appellant

v.

Drew ROICKI and Richard Roicki as Successors in Interest to Pinnacle Motors, Appellees

From the 407th Judicial District Court, Bexar County, Texas Trial Court No. 2013-CI-06565 Honorable Richard Price, Judge Presiding

Opinion by: Patricia O. Alvarez, Justice Concurring Opinion by: Sandee Bryan Marion, Chief Justice

Sitting: Sandee Bryan Marion, Chief Justice Patricia O. Alvarez, Justice Luz Elena D. Chapa, Justice

Delivered and Filed: May 13, 2015

AFFIRMED

Appellant Whitney Brewster, Executive Director of the Texas Department of Motor

Vehicles, asserted immunity from suit in the underlying cause regarding TxDMV’s decisions

affecting four vehicle titles. The trial court denied her plea to the jurisdiction, and she appeals.

Because Appellees raised a fact issue on whether Brewster acted without legal authority, which

could invoke the ultra vires immunity exception, we affirm the trial court’s order. 04-14-00414-CV

BACKGROUND

Pinnacle Motors applied for marketable titles for three vehicles through the Bexar County

Tax Assessor-Collector (BCTAC). BCTAC issued title receipts for the vehicles, and in 2008,

TxDMV issued titles to the three vehicles. In 2009, Pinnacle applied for a bonded title for a 2008

Chrysler Sebring, but TxDMV refused to issue a marketable title because a “[t]itle was previously

issued in Michigan and [the vehicle title was] branded as ‘scrap.’” In September 2009, TxDMV

revoked the three titles it had issued earlier and noted the three vehicle’s titles “should be branded

as Nonrepairable.”

In 2009, Pinnacle Motors sued Bexar County, BCTAC, and TxDMV. 1 Pinnacle

complained that TxDMV improperly revoked three titles and refused to issue a fourth, and it sought

an administrative hearing to review TxDMV’s decision. See TEX. TRANSP. CODE ANN. § 501.052

(West Supp. 2014). Following the hearing, Pinnacle, Bexar County, and BCTAC settled the suit.

Under the settlement, BCTAC conditionally agreed to “reissue rebuilt salvage titles” to the four

vehicles and Pinnacle agreed to dismiss with prejudice its claims against all parties. Pinnacle met

the conditions, and BCTAC filed Pinnacle’s applications for rebuilt salvage titles, but TxDMV did

not issue marketable titles.

In 2013, Pinnacle sued BCTAC, TxDMV, and Whitney Brewster in her official capacity

as executive director of TxDMV. 2 TxDMV asserted its immunity from suit, the trial court denied

its plea to the jurisdiction, and TxDMV appealed. This court dismissed Pinnacle’s claims against

TxDMV but did not address Pinnacle’s claims against Brewster. 3

1 2009-CI-18817. 2 2013-CI-06565. 3 Tex. Dep’t of Motor Vehicles v. Pinnacle Motors, No. 04-13-00496-CV, 2014 WL 631453, at *3 (Tex. App.—San Antonio Feb. 19, 2014, no pet.) (mem. op.) (dismissing claims against TxDMV); id. at *2 (noting “any claims against [Brewster] remain pending and are not a subject of this appeal”).

-2- 04-14-00414-CV

In her March 2014 plea to the jurisdiction, Brewster asserts she is immune from suit

because her actions were discretionary and lie outside the ultra vires immunity exception.

Pinnacle 4 insists Brewster violated section 501.052 by refusing to abide by BCTAC’s

determination to issue marketable titles, and because she acted without lawful authority, the ultra

vires exception waives her immunity from suit.

ULTRA VIRES EXCEPTION, PLEA TO THE JURISDICTION

“‘[S]uits to require state officials to comply with statutory or constitutional provisions are

not prohibited by sovereign immunity’” but may proceed under the ultra vires exception. Tex.

Dep’t of Ins. v. Reconveyance Servs., Inc., 306 S.W.3d 256, 258 (Tex. 2010) (per curiam) (quoting

City of El Paso v. Heinrich, 284 S.W.3d 366, 372 (Tex. 2009)); accord Tex. Dep’t of Transp. v.

Sefzik, 355 S.W.3d 618, 620 (Tex. 2011) (per curiam). The ultra vires exception waives a

government official’s immunity in certain circumstances including where “the officer acted

without legal authority.” Heinrich, 284 S.W.3d at 372; accord Sefzik, 355 S.W.3d at 620.

For an ultra vires claim to survive a plea to the jurisdiction, the plaintiff must “allege[]

facts that affirmatively demonstrate the court’s jurisdiction to hear the cause.” See Tex. Dep’t of

Parks & Wildlife v. Miranda, 133 S.W.3d 217, 226 (Tex. 2004); see also Heinrich, 284 S.W.3d at

372. If the plaintiff’s pleadings demonstrate jurisdiction but the defendant challenges the alleged

facts, the trial court must determine whether a jurisdictional fact question exists. See Lubbock

Cnty. Water Control & Imp. Dist. v. Church & Akin, L.L.C., 442 S.W.3d 297, 305 (Tex. 2014)

(noting the defendant bears the burden “to establish that it is a governmental entity entitled to

governmental immunity” and the plaintiff must “establish, or at least raise a fact issue on, a waiver

4 Appellees Drew Roicki and Richard Roicki filed voluntary bankruptcy petitions. In the cause underlying this appeal, the Roickis identify themselves as successors in interest to Pinnacle Motorcars. For consistency with our February 19, 2014 opinion in appeal number 04-13-00469-CV, we refer to the Roickis as Pinnacle.

-3- 04-14-00414-CV

of immunity”); Miranda, 133 S.W.3d at 227. “If the evidence creates a fact question regarding

the jurisdictional issue, then the trial court cannot grant the plea to the jurisdiction, and the fact

issue will be resolved by the fact finder.” Miranda, 133 S.W.3d at 227–28.

STANDARD OF REVIEW

We may review the denial of a government official’s plea to the jurisdiction. TEX. CIV.

PRAC. & REM. CODE ANN. § 51.014(a)(8) (West 2014); Tex. A & M Univ. Sys. v. Koseoglu, 233

S.W.3d 835, 846 (Tex. 2007) (applying section 51.014(a)(8) to government officials sued in their

official capacity); see Miranda, 133 S.W.3d at 221.

We review de novo the question of “whether [the trial] court has subject matter

jurisdiction.” Miranda, 133 S.W.3d at 226 (citing Tex. Natural Res. Conservation Comm’n v. IT-

Davy, 74 S.W.3d 849, 855 (Tex. 2002)). We examine the plea to the jurisdiction evidence like

“that of a [traditional] summary judgment.” Id. at 228 (referencing TEX. R. CIV. P. 166a(c));

accord Heinrich, 284 S.W.3d at 372 (citing Miranda). We “take as true all evidence favorable to

the nonmovant [and] indulge every reasonable inference and resolve any doubts in the

nonmovant’s favor.” Miranda, 133 S.W.3d at 228 (citation omitted); accord Heinrich, 284

S.W.3d at 372 (citing Miranda).

PARTIES’ ARGUMENTS

Pinnacle, in its 2013 suit underlying this appeal, asked the trial court to declare that section

501.052 of the Texas Transportation Code makes BCTAC’s hearing determination final and

binding on TxDMV.

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Related

Texas Department of Parks & Wildlife v. Miranda
133 S.W.3d 217 (Texas Supreme Court, 2004)
Texas a & M University System v. Koseoglu
233 S.W.3d 835 (Texas Supreme Court, 2007)
City of Rockwall v. Hughes
246 S.W.3d 621 (Texas Supreme Court, 2008)
Mission Consolidated Independent School District v. Garcia
253 S.W.3d 653 (Texas Supreme Court, 2008)
The City of El Paso v. Lilli M. Heinrich
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Texas Department of Insurance v. Reconveyance Services, Inc.
306 S.W.3d 256 (Texas Supreme Court, 2010)
Travis Central Appraisal District v. Norman
342 S.W.3d 54 (Texas Supreme Court, 2011)
TGS-NOPEC GEOPHYSICAL CO. v. Combs
340 S.W.3d 432 (Texas Supreme Court, 2011)
Texas Natural Resource Conservation Commission v. IT-Davy
74 S.W.3d 849 (Texas Supreme Court, 2002)
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904 S.W.2d 656 (Texas Supreme Court, 1995)
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Crosstex Energy Services, L.P. v. Pro Plus, Inc.
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Prairie View A&M University v. Diljit K. Chatha
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Texas Department of Transportation v. Sefzik
355 S.W.3d 618 (Texas Supreme Court, 2011)

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