Whitehead III v. Ives

CourtDistrict Court, N.D. New York
DecidedMay 20, 2025
Docket5:25-cv-00621
StatusUnknown

This text of Whitehead III v. Ives (Whitehead III v. Ives) is published on Counsel Stack Legal Research, covering District Court, N.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Whitehead III v. Ives, (N.D.N.Y. 2025).

Opinion

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF NEW YORK _____________________________________________________________________ HENRY WHITEHEAD III, Plaintiff, v. 5:25-CV-621 (AJB/MJK) STEPHEN IVES, Defendant. _____________________________________________________________________ HENRY WHITEHEAD III, Plaintiff, pro se MITCHELL J. KATZ, United States Magistrate Judge TO THE HONORABLE ANTHONY J. BRINDISI, United States District Judge: ORDER and REPORT-RECOMMENDATION Plaintiff commenced this action on May 15, 2025, by filing a complaint. (Dkt. 1). That same day, Plaintiff also filed a motion for leave to proceed in forma pauperis (“IFP”). (Dkt. 2). The Clerk has sent the complaint to this Court for its

review. I. BACKGROUND Plaintiff’s complaint alleges the following: In May 2022, Plaintiff, a resident of New York, and Defendant, a “private citizen” who is a resident of New York, “entered into a notarized land contract” for the sale “714/716 Franklin Street, Watertown, NY for” the “total price of $86,000.” 1 The property is a two-unit apartment: Plaintiff resided in the basement unit (714 Franklin Street).2

Plaintiff was required to pay the contract in installments.3 He paid $26,000 before discovering “the transaction was part of a broader scheme designed to defraud” him.4 While Plaintiff was out of State, Defendant entered Plaintiff’s unit,

714 Franklin Street, took property out of the unit, and “disposed of or destroyed all of Plaintiff’s personal belongings.”5 Plaintiff has been homeless since.6 Plaintiff now brings this action against Defendant Ives. Plaintiff is suing for $50,000 of compensatory damages, an “award of punitive damages to deter future

misconduct” and declaratory judgment that Defendant violated his constitutional rights.7 To establish he is entitled to that relief, Plaintiff brings an action under 42 U.S.C. § 1983, alleging Defendant violated his procedural due process rights and

his Fourth Amendment right.8 Plaintiff also alleges state tort law claims.9 The Court now turns to Plaintiff’s IFP application.

1 (Complaint, Dkt. 1, at 1, 2). 2 Id.at 2. 3 See id. 4 Id. 5 Id. 6 Id. 7 Id. at 3. 8 Id. 9 Id. II. IFP APPLICATION Plaintiff declares in his IFP application that he is unable to pay the filing fee.10 After reviewing his application, this Court finds that Plaintiff is financially eligible for IFP status.

III. LEGAL STANDARD In addition to determining whether a plaintiff meets the financial criteria to proceed IFP, the court must also consider the sufficiency of the allegations set

forth in the complaint.11 Courts shall dismiss a case, at any time, if they determine that the action is (i) frivolous or malicious; (ii) fails to state a claim on which relief may be granted; or (iii) seeks monetary relief against a defendant who is immune from such relief.12

When determining whether an action is frivolous, courts must consider whether the complaint lacks an arguable basis in law or in fact.13 Dismissal of frivolous actions is appropriate to prevent abuses of court process and discourage

the waste of judicial resources.14 Courts have a duty to show liberality toward pro se litigants and must use extreme caution when ordering sua sponte dismissal of a

10 (Dkt. 2). 11 See 28 U.S.C. § 1915 (e)(2)(B)(i)-(iii). 12 Id. 13 See Neitzke v. Williams, 490 U.S. 319, 325 (1989), abrogated on other grounds by Bell Atl. Corp. v. Twombly, 550 U.S. 544 (2007); 28 U.S.C. § 1915. 14 See Neitzke, 490 U.S. at 327; see also Harkins v. Eldredge, 505 F.2d 802, 804 (8th Cir. 1974). pro se complaint before the adverse party has been served and has had an opportunity to respond.15 But courts must still determine that a claim is not

frivolous before permitting a plaintiff to proceed.16 To survive dismissal for failure to state a claim, the complaint must contain sufficient factual matter, accepted as true, to state a claim that is “plausible on its

face.”17 “Threadbare recitals of the elements of a cause of action, supported by mere conclusory statements, do not suffice.” 18 Additionally, Fed. R. Civ. P. 8(a)(2) requires pleadings to contain a “short and plain statement of the claim showing that the pleader is entitled to relief.”

Although Rule 8 does not require detailed factual allegations, it does “demand[] more than an unadorned, the-defendant-unlawfully-harmed-me accusation.” 19 A pleading that contains allegations that “‘are so vague as to fail to give the

defendants adequate notice of the claims against them’ is subject to dismissal.”20

15 See Fitzgerald v. First E. Seventh St. Tenants Corp., 221 F.3d 362, 363 (2d Cir. 2000). 16 See Id. 17 Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). 18 Id. (citing Bell Atl. Corp., 550 U.S. at 555). 19 Houston v. Collerman, No. 9:16-CV-1009 (BKS/ATB), 2016 WL 6267968, at *2 (N.D.N.Y. Oct. 26, 2016) (quoting Ashcroft, 556 U.S. at 678). 20 Id. (citing Sheehy v. Brown, 335 Fed. App’x 102, 104 (2d Cir. 2009)). IV. DISCUSSION Turning to his claim, the Court finds that Plaintiff fails to establish that the Northern District of New York has subject matter jurisdiction, through diversity,

over this case. This Court recommends that the complaint be dismissed without prejudice and leave to amend should be granted. A. Subject Matter Jurisdiction Plaintiff cannot establish that this court has subject matter jurisdiction, based

on diversity of citizenship, over this case. Diversity jurisdiction exists only “where the matter in controversy exceeds the sum or value of $75,000, exclusive of interest and costs, and is between citizens of different states.”21 Here, Plaintiff’s complaint states that “Plaintiff Henry Whitehead III is a resident of New York” and

“Defendant Stephen Ives is a private citizen residing in . . . Watertown, N.Y.”22 In other words, both parties are residents of New York. And because that is true, the parties are not diverse.23 Thus, this Court does not have subject matter jurisdiction

based on diversity. B. State Actor Doctrine Plaintiff has not established that Defendant is a state actor. As the Supreme Court has noted: “To state a claim under § 1983, a plaintiff must allege the

21 28 U.S.C.A. § 1332(a) 22 (Complaint, Dkt. 1, at 1) (cleaned up). 23 See, e.g. St. Paul Fire and Marine Ins. Co. v. Universal Builders Supply, 409 F.3d 73, 80 (2d Cir.2005) violation of a right secured by the Constitution and laws of the United States.”24 They must also show that the “alleged deprivation was committed by a person

acting under color of state law.”25 “A defendant acts under color of state law when” they exercise “some right or privilege created by the State . . . or” they are “a person for whom the state is responsible, and” they are “a person who may fairly

be said to be a state actor.”26 Here, Plaintiff does not plead any facts establishing that Defendant was acting under the color of law, is someone who the state is responsible for, or is someone who may fairly be called a state actor.27 Indeed, Plaintiff identifies Defendant Ives as “a private citizen.”28 As a result, Defendant is

not a state actor. And because he is not, Plaintiff cannot bring a § 1983 claim against him.29 C. Opportunity to Amend Generally, before courts dismiss a pro se complaint or any part of the

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Wilkins v. Gaddy
559 U.S. 34 (Supreme Court, 2010)
Hans v. Louisiana
134 U.S. 1 (Supreme Court, 1890)
Haines v. Kerner
404 U.S. 519 (Supreme Court, 1972)
Pell v. Procunier
417 U.S. 817 (Supreme Court, 1974)
Estelle v. Gamble
429 U.S. 97 (Supreme Court, 1976)
Quern v. Jordan
440 U.S. 332 (Supreme Court, 1979)
Parratt v. Taylor
451 U.S. 527 (Supreme Court, 1981)
Pennhurst State School and Hospital v. Halderman
465 U.S. 89 (Supreme Court, 1984)
Hudson v. Palmer
468 U.S. 517 (Supreme Court, 1984)
Whitley v. Albers
475 U.S. 312 (Supreme Court, 1986)
West v. Atkins
487 U.S. 42 (Supreme Court, 1988)
Neitzke v. Williams
490 U.S. 319 (Supreme Court, 1989)
Wilder v. Virginia Hospital Assn.
496 U.S. 498 (Supreme Court, 1990)
Wilson v. Seiter
501 U.S. 294 (Supreme Court, 1991)
Hudson v. McMillian
503 U.S. 1 (Supreme Court, 1992)
Sandin v. Conner
515 U.S. 472 (Supreme Court, 1995)
Idaho v. Coeur D'Alene Tribe of Idaho
521 U.S. 261 (Supreme Court, 1997)
Swierkiewicz v. Sorema N. A.
534 U.S. 506 (Supreme Court, 2002)

Cite This Page — Counsel Stack

Bluebook (online)
Whitehead III v. Ives, Counsel Stack Legal Research, https://law.counselstack.com/opinion/whitehead-iii-v-ives-nynd-2025.